State Of Washington v. Matthew Harris

444 P.3d 1252

• Court: Court of Appeals of Washington
• Decided: July 22, 2019
• Docket: 77987-7
• Status: Published

Opinion

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON c I—, C,~ ~,

THE STATE OF WASHINGTON, ) No. 77987-7-I t a, Respondent, ) DIVISION ONE ~ V. / ) PUBLISHED OPINION MATTHEWALEX HARRIS, ) ~ Appellant. I _________________________________ ) FILED: July 22, 2019

HAzELRIGG-HERNANDEz, J. — The community caretaking exception permits

law enforcement officers to invade an individual’s privacy when the officers have

a reasonable, objective belief that the person requires assistance. Officers

searched the vehicle Matthew Harris occupied after discovering him and the driver

sleeping inside. The officers knew there was an opioid crisis in the community, but

had no other basis to conclude an emergency existed as to these two individuals.

Generalized suspicions based on community-wide concerns are insufficient to

justify an invasion of privacy. Reversed and remanded.

FACTS

In the middle of the day in December 2016, a civilian flagged down Kent

Police Department Officers Ferguson and Birkhofer. The civilian said there were

two people passed out in a car and asked the officers to check on them. The

officers found the driver and the defendant, Matthew Harris, either asleep or

unconscious. The officers offered conflicting testimony regarding how long they No. 77987-7-1/2

observed the occupants of the vehicle before making contact. Both officers

testified that they looked through the window and observed that the occupants

were not awake. The occupants were slumped over in their seats and, based on

their training and experience, the officers suspected the occupants had used

heroin. The officers initiated contact because of concerns that the occupants had

potentially overdosed on heroin. The officers did not observe anything else inside

the vehicle that suggested drug use or any other crime. Before contacting the

occupants of the vehicle, the officers did not make any attempt to rouse them. The

officers opened the doors to the vehicle and woke up the occupants. After they

opened the doors, the officers observed drug paraphernalia consistent with the

use of heroin.

The officers arrested Harris for possession of drug paraphernalia. Based

on evidence found during and subsequent to the arrest, Harris was later charged

with and convicted of possession of stolen property, identity theft, and making a

false statement to a public servant.

DISCUSSION

I. The community caretaking tests under Kinzy and Smith are essentially the

same

Warrantless searches are per se unreasonable unless one of the narrow

exceptions to the warrant requirement applies. State v. Kinzy, 141 Wn.2d 373, 384,

5 P.3d 668 (2000). The State bears the burden of showing a warrantless search

falls within one of the exceptions. k~.

2 No. 77987-7-1/3

The community caretaking exception to the warrant requirement

encompasses both situations requiring emergency aid and routine checks on

health and safety. j4~ at 386. Whether a community caretaking encounter is

reasonable depends on balancing the individual’s privacy interest against the

public’s interest in having the police perform the caretaking function. ~ at 387.

Circumstances requiring emergency aid involve greater urgency and justify a

greater intrusion. j4~ at 386. But the court must cautiously apply the community

caretaking exception when weighing the public’s interest, because of “‘a real risk

of abuse in allowing even well-intentioned stops to assist.” ki. at 388, (quoting

State v. DeArman, 54 Wn. App. 621, 626, 774 P.2d 1247 (1989)).

Until State v. Smith, Washington had a clear test for evaluating whether the

community caretaking exception applied. 177 Wn.2d 533, 303 P.3d 1047 (2013).

Previous cases had consistently articulated a three part test adopted by our

Supreme Court in Kinzy. Under Kinzy, the exception applies “when[:] ‘(1) the

officer subjectively believed that someone likely needed assistance for health or

safety reasons; (2) a reasonable person in the same situation would similarly

believe that there was a need for assistance; and (3) there was a reasonable basis

to associate the need for assistance with the place searched.” 141 Wn.2d at 386-

87. In State v. Schulz, our Supreme Court codified three additional factors: (4) an

imminent threat of substantial injury to persons or property; (5) a belief that specific

persons or property were in need of immediate help for health or safety reasons;

3 No. 77987-7-1/4

and (6) that the claimed emergency is not a mere pretext for an evidentiary search.

170 Wn. 2d 746, 754, 248 P.3d 484 (201 1).1

In Smith, the plurality of a divided court appeared to rely on a “save life”

exception as a subset of the community caretaking exception. 177 Wn.2d at 541.

The test articulated by the Smith plurality requires that: (1) the officer has a

reasonable belief that assistance is immediately required to protect life or property;

(2) the search is not primarily motivated by an intent to arrest and seize evidence;

and (3) the officer has probable cause to associate the emergency with the place

to be searched. 177 Wn.2d at 541 (citing 12 R0YcEA. FERGusON, JR.,WASHINGT0N

PRACTICE: CRIMINAL PRACTICE AND PROcEDURE § 2734, at 649—51 (3d ed. 2004)

(collecting cases analyzing warrantless searches under the “save life” exception)).

We recently addressed the community caretaking exception in State v.

Boisselle. 3 Wn. App. 2d. 266, 415 P.3d 621, review c~ranted, 191 Wn.2d 1004

(2018). In Boiselle, we applied both the Smith and Kinzy tests and determined that

the result would be the same in either case. k1. at 280 and 286. Upon further

consideration, we hold that it is unnecessary to apply the test twice.

The two formulations apply essentially the same test. The first two factors

of the Kinzy test, the officer’s subjective belief of the need for assistance, and that

a reasonable personal would also believe there was a need for assistance, coupled

with the fourth and fifth factors added by Schulz, requiring an immediate threat to

a specific person or property, are roughly equivalent to the first factor of the Smith

1 These three factors appear to have been implicit in Kinzy to some degree. 141 Wn.2d at

385 (Community caretaking functions are totally divorced from investigative functions) and 386 (the emergency aid function involves circumstances of greater urgency).

4 No. 77987-7-1/5

test, that the officer has a reasonable belief that assistance is immediately

required. The second factor in the Smith test, that the search is not primarily

motivated by an intent to arrest or seek evidence, matches the sixth factor added

by Schultz. The third factor in each test, the basis to associate the need for

assistance with the place being searched, appears to arise out of language from

the same case, State v. Nichols. See State v. Lynd, 54 Wn. App. 18, 21, 771 P.2d

770 (1989) (citing Nichols, 20 Wn. App. at 466).

Whichever formulation of the test we apply, Harris argues only that there

was no reasonable, objective belief that he was specifically in need of immediate

assistance.

II. There was no reasonable, objective basis to believe Harris was

specifically in need of immediate assistance

On appeal from a suppression hearing, conclusions of law are reviewed de

novo and unchallenged findings of fact are accepted as true. State v. Gaines, 154

Wn.2d 711, 716, 116 P.3d 993 (2005). At oral argument, the parties agreed that

the trial court’s conclusion that the officers had an objective, reasonable basis to

believe that Harris was in need of immediate assistance was a question for us to

review de novo. We agree.

A. Suspected unconsciousness alone does not support a reasonable,

objective belief of a need for immediate assistance

Harris does not challenge the trial court’s findings of fact. We therefore

consider the following facts as verities: a concerned citizen had flagged down the

officers to check on the occupants of the vehicle, the vehicle was in a public parking

5 No. 77987-7-1/6

lot, the occupants were sleeping or unconscious and slumped in their seats, it was

midday, and there was an opioid epidemic in the community at large. Harris argues

that those facts are insufficient to establish a reasonable objective belief that he

was in need of immediate assistance. State v. Hos illustrates why he is correct.

154 Wn. App. 238, 225 P.3d 389 (2010).

In ~ law enforcement accompanied a CPS caseworker to the

defendant’s residence. ~ at 242. The officer knocked loudly on the defendant’s

door, but received no response. ~ The officer looked through a window near the

front door and saw the defendant sitting on the couch with her eyes closed and her

head resting on her chest. jç~ The officer could not tell if the defendant was

breathing. j4~ After the officer pounded on the door again, he saw that the

defendant had not moved or responded. k~. The officer opened the unlocked front

door and entered the defendant’s house. jç~ After remaining in the defendant’s

house, the officer observed some drug paraphernalia on the defendant’s person.

kI. at 242-43. At trial, both the officer and the caseworker expressed their concern

for the defendant’s health. ki. at 243. On appeal, the defendant argued that the

officer did not use the least intrusive means to execute his community caretaking

function. jçj~ at 248. The court held that officers were not required to use the least

intrusive means, and that the paraphernalia were admissible under the community

caretaking exception. ~ 249.

The facts known to the officer in Hos are very similar to the facts here. The

defendant in jj~ was sitting on a couch, unconscious, during hours when people

are usually awake. Similarly, Harris was sitting in a car, unconscious or asleep,

6 No. 77987-7-1/7

during hours when people are usually awake. While those are not the usual

locations or times for people to sleep, neither are those locations and times

outlandish. Those facts, without more, do not give rise to a reasonable belief that

the person needs immediate assistance.

The officer in Hos had one crucial fact that the officers here lacked: the

defendant in HQ~ was unresponsive. A person that fails to wake up or respond to

attempts to rouse them would cause a reasonable, objective person to believe that

intervention was necessary. We recognize the need for officers to act quickly when

there is a reasonable basis to believe that they have encountered an emergency.

But that need must be balanced against the privacy interests each of us holds. It

is not unreasonable to expect law enforcement to take at least some minimum step

to identify a specific basis to support their belief that the person whose privacy

interests are at issue needs emergency assistance.

Here, the officers had a reasonable, objective basis to contact Harris as a

routine health and safety check, and inquire if he needed assistance. But because

the officers could not distinguish whether Harris was unconscious or asleep, and

no other facts suggested an emergency situation, the officers lacked a reasonable,

objective basis to justify an intrusion into the vehicle. We note that the officers

here took enough time to observe the inside of the vehicle such that they were able

to later testify as to the position of the occupants and describe items located inside

the vehicle. Knocking on the window during their visual sweep of the scene would

not have meaningfully slowed down the officers’ response if this had actually been

an emergency situation. Without verifying that Harris and the other passenger

7 No. 77987-7-1/8

were unresponsive, general community concerns and otherwise neutral facts were

insufficient to justify a warrantless intrusion.

The State argues that the officers had additional facts supporting a

reasonable, objective belief that this was an emergency, but we do not find them

compelling. While a concerned citizen asked the officers to check on the vehicle,

they offered no additional information that suggested the situation was an

emergency. The general existence of an opioid epidemic in the community is

likewise unavailing. While we appreciate the dangers of opioids, the existence of

drugs in the greater community could not help the officers determine whether this

particular situation was an emergency. Furthermore, the existence of drugs is not

new and not likely to change. A general knowledge that drugs are available in the

community cannot justify invading the privacy of sleeping individuals.

The State also argues that the location of the car, in a busy parking lot

during the middle of the day, was another indication that Harris or his companion

were in need of assistance. We note that in each of the last three annual point in

time counts of King County’s homeless population, more than 2,000 individuals

were living in their cars. APPLIED SURVEY RESEARCH, COUNT Us IN 8, (2019). While

a busy parking lot and the middle of the day may seem like a strange place to

sleep, for individuals facing homelessness, sleeping during the day in a public

place may provide a modicum of safety that might not otherwise be available. Just

as probably, citizens may be found sleeping in their car during daylight hours

because they are napping over a lunch break, or are in the midst of long distance

travel and are catching up on rest after driving through the night. The mere fact of

8 No. 77987-7-1/9

a person sleeping in a car during the day, without any accompanying observations

of a possible medical issue or drug use, would not lead a reasonable person to

believe that an emergency existed.

Some additional details consistent with suspected drug overdose could

satisfy the emergency aid exception, such as observations about unusual

breathing patterns, skin appearance (e.g. extreme pallor, lesions or wounds

consistent with intravenous drug abuse), evidence of vomiting or other physical

irregularities. But merely being asleep or unconscious while slumped down in a

parked car at midday, even in a community with an opioid epidemic, is inadequate

to justify an officer opening a car door without first briefly attempting to speak to or

otherwise rouse the suspected overdose victim.

Because the limited facts available to law enforcement did not support a

reasonable objective belief that Harris or his companion required immediate

assistance at the time the officers invaded his privacy, we reverse Harris’s

conviction, grant his motion to suppress evidence gathered from the unlawful

search of the vehicle, and remand to the trial court for further proceedings.

We reverse and remand.

WE CONCUR: