State Of Washington v. Erick Vincent Barnes

• Court: Court of Appeals of Washington
• Decided: November 24, 2014
• Docket: 71144-0
• Status: Unpublished

Opinion

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IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON

STATE OF WASHINGTON, DIVISION ONE Respondent, No. 71144-0-1 v. (consol. with No. 71145-8-1)

ERIK VINCENT BARNES, UNPUBLISHED OPINION

Appellant. FILED: November 24, 2014

Dwyer, J. — Erik Barnes pleaded guilty to one count each of unlawful

possession of a firearm in the first degree, possession of a controlled substance

(methamphetamine) with intent to deliver, and possession of a controlled

substance (methamphetamine). He now appeals, alleging that his guilty pleas

were invalid because, prior to sentencing, he was misinformed of a direct

consequence of one of his pleas. In a statement of additional grounds, Barnes

makes three additional contentions: that the State did not prove his prior

convictions, that his juvenile convictions should not have been counted in his offender score, and that some of his prior convictions should have been counted

as the same criminal conduct. Finding no error, we affirm.

I

Barnes was charged with three offenses under two separate cause

numbers. Under cause number 12-1-01700-4, he was charged with one count No. 71144-0-1/2

each of unlawful possession of a firearm in the first degree and possession of a

controlled substance (methamphetamine) with intent to deliver. Under cause

number 12-1-02050-1, he was charged with one count of possession of a

controlled substance (methamphetamine).

Barnes was offered a package plea deal. Each offer read: "This Plea

Agreement is dependent upon the defendant entering a plea of guilty in all other

cause numbers included in the State's plea offer." At a combined plea hearing,

held on March 1, 2013, he pleaded guilty to all three charges. The plea

statements indicated that the standard sentence ranges were 87-116 months of

confinement plus 18-36 months of community custody for the firearm charge,

60+-120 months of confinement plus 12 months of community custody for the

charge of possession with intent to deliver, and 12+-24 months of confinement

plus 12 months of community custody for the possession charge.1 The court found that Barnes's guilty pleas were knowingly, voluntarily, and intelligently

entered. Sentencing was postponed to allow Barnes to be evaluated for a

possible drug offender sentencing alternative (DOSA).

In its DOSA risk assessment report, the Department of Corrections

concluded that a DOSA sentence would "not appropriately mitigate [Barnes's]

continued risk of future re-offense." Barnes then moved to withdraw his guilty

pleas under both cause numbers, asserting that his pleas were invalid for two reasons. First, he claimed that he did not know that the trial court had the

1The court repeated this information at the change of plea hearing, exceptthat it did not reiterate that there would be community custody on the possession charge. No. 71144-0-1/3

discretion to deny a DOSA sentence. Second, he stated that he did not know his

offender score and was "shocked" upon hearing the applicable score. The trial

court conducted a factual hearing on Barnes's allegations, after which it

determined that Barnes had been advised about both the discretionary nature of

the DOSA and his offender score. The court denied the motion and proceeded

to sentencing.

At sentencing, the prosecutor recommended 90 months of confinement on

the firearm charge, 90 months of confinement on the possession with intent to

deliver charge, and 24 months of confinement on the possession charge, all to

be served concurrently. The prosecutor also recommended 12-month terms of

community custody on the two drug charges. The prosecutor advised the court

that—despite what it said in the plea paperwork—there was no community

custody on the firearm charge. Both defense counsel and Barnes then

addressed the court. Except for recommending a lower sentence on the drug

possession charge, defense counsel asked the court to follow the prosecutor's

recommendation. Barnes asked the court for an appeal bond. The court then

sentenced Barnes in accordance with the prosecutor's recommendations.

II

Barnes contends that his guilty plea to unlawful possession of a firearm is

invalid because he was misinformed that 18-36 months of community custody

would be imposed as part of his sentence. He also contends that, because this

plea was entered as part of a package deal, he is entitled to withdraw his pleas to

each of the three offenses. We disagree.

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"Due process requires an affirmative showing that a defendant entered a

guilty plea intelligently and voluntarily." State v. Ross. 129 Wn.2d 279, 284, 916

P.2d 405 (1996); U.S. Const, amend. XIV, Wash. Const, art. I, § 3. This

standard is reflected in CrR 4.2(d), "which mandates that the trial court 'shall not

accept a plea of guilty, without first determining that it is made voluntarily,

competently and with an understanding of the nature of the charge and the

consequences of the plea.'" State v. Mendoza, 157 Wn.2d 582, 587, 141 P.3d

49 (2006). "Under CrR 4.2(f), a court must allow a defendant to withdraw a guilty

plea if necessary to correct a manifest injustice." In re Pers. Restraint of Isadore,

151 Wn.2d 294, 298, 88 P.3d 390 (2004). "An involuntary plea produces a

manifest injustice." Isadore. 151 Wn.2d at 298.

A guilty plea is not knowingly made when it is based on misinformation

regarding a direct sentencing consequence. Mendoza, 157 Wn.2d at 584, 590-

91; In re Pers. Restraint of Quinn. 154 Wn. App. 816, 835, 226 P.3d 208 (2010).

A sentencing consequence is direct when "'the result represents a definite,

immediate and largely automatic effect on the range of the defendant's

punishment.'" Ross. 129 Wn.2d at 284 (internal quotation marks omitted)

(quoting State v. Barton. 93 Wn.2d 301, 305, 609 P.2d 1353 (1980)). Mandatory

community custody or community placement is a direct sentencing consequence

because it affects the punishment flowing immediately from the guilty plea and

imposes significant restrictions on a defendant's constitutional freedoms. Ross.

129 Wn.2d at 285-86; Quinn. 154 Wn. App. at 836.

When a guilty plea is based on misinformation, the defendant may move

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to withdraw the plea based on involuntariness—regardless of whether the actual

sentencing range is lower or higher than anticipated. Mendoza. 157 Wn.2d at

591. "However, if the defendant was clearly informed before sentencing that the

correctly calculated offender score rendered the actual standard range lower

than had been anticipated at the time of the guilty plea, and the defendant does

not object or move to withdraw the plea on that basis before he is sentenced, the

defendant waives the right to challenge the voluntariness of the plea." Mendoza.

157 Wn.2d at 592. The defendant need not be expressly informed that he can

withdraw his plea, see State v. Blanks. 139 Wn. App. 543, 549, 161 P.3d 455

(2007), nor need there be any "waiting period" between the advisement of the

error and sentencing. Blanks. 139 Wn. App. at 550.

The Blanks decision controls the outcome of this claim of error. In that

case, Blanks moved to withdraw his guilty plea prior to sentencing. The court

denied Blanks's motion. At sentencing, the court determined that two of Blanks's

prior convictions encompassed the same criminal conduct, a difference that

reduced his standard sentence range. Blanks made no further attempt to

withdraw his plea. On appeal, Blanks argued that he pleaded guilty based on a

misunderstanding of the applicable offender score.

The appellate court rejected his claim. As in Mendoza. itwas held that

Blanks had waived the claim.

Blanks argues that he was not given enough time because the trial court ruled on his offender score directly before it sentenced him. But Mendoza requires only the "opportunity to withdraw the plea," not a waiting period. Blanks was informed of the miscalculation, it worked in his favor, and he did not move to withdraw his plea on No. 71144-0-1/6

this basis. Therefore, [he] impliedly waived this argument.

Blanks. 139 Wn. App. at 550 (citation omitted).

Such was the case herein. After unsuccessfully moving to withdraw his

guilty plea, Barnes learned that the actual term of community custody was less

than he had believed. After learning this, both he and his attorney had an

opportunity to address the court. Either could have asked the court to allow

Barnes to withdraw his plea based on the lessened term of community custody,

but neither did so. As in Blanks, the failure to act waived any argument that the

decreased term warranted withdrawal of the plea. Accordingly, Barnes has not

established an entitlement to appellate relief.

Ill

In a statement of additional grounds (SAG), Barnes makes three

additional contentions. First, he contends that due process was violated when

his sentence was based "on the prosecutor's bare assertions or allegations of

prior convictions."2 SAG at 11 (quoting State v. Hunlev, 175 Wn.2d 901, 915, 287

P.3d 584 (2012)). Given that Barnes affirmatively acknowledged his criminal

history, we disagree.

When a defendant affirmatively acknowledges the existence of prior

convictions, the State is not required to present further proof of those convictions.

State v. Ross. 152 Wn.2d 220, 232-33, 95 P.3d 1225 (2004). In the plea

agreements, Barnes specifically agreed that the prosecutor's understanding of

2This is the content of his claim, though he frames it thusiy: "Mr. Barnes Due Process was violated when the sentencing court did not allow him to withdraw his plea or have a hearing to prove his offender score." SAG at 11. No. 71144-0-1/7

his criminal history was "accurate and complete." Therefore, there was no due

process violation.

Barnes's second contention is that the trial court should not have counted

his juvenile adjudications in calculating his offender score. This claim is based

on obsolete statutory provisions. Under the original Sentencing Reform Act

(SRA), juvenile convictions did not constitute "criminal history" for crimes

committed after the defendant's 23rd birthday. Former RCW 9.94A.030(11), as

enacted by Laws of 1981, ch. 137, § 3. This rule was abolished in 1997. Since

then, the definition of "criminal history" has been the same for juvenile and adult

convictions. Laws of 1997, ch. 338, §2(12) (now codified as RCW

9.94A.030(11)).

The effect of these changes was clarified in 2002:

A prior conviction that was not included in an offender score calculated pursuant to a former version of the sentencing reform act remains part of the defendant's criminal history.

Laws of 2002, ch. 107, § 2(13)(c) (now codified as RCW 9.94A.030(11)(c)). For

crimes committed after the effective date of the 2002 amendment, the former

rules for the "wash out" of juvenile convictions no longer apply. State v. Varqa.

151 Wn.2d 179, 193-95, 86 P.3d 139 (2004).3

3 Barnes erroneously relies on two cases—State v. Smith, 118 Wn. App. 288, 75 P.3d 986 (2003), and State v. Dean. 113 Wn. App. 691, 54 P.3d 243 (2002)—in support of his contention that the trial court should not have used his "washed out" juvenile adjudications in sentencing him. Both are distinguishable. In those cases, the trial courts were ordered to resentence the defendants according to the law in effect at the time the offenses at issue were committed. Since the offenses at issue in both cases were committed prior to 2002, this entailed applying a different legal provision than was properly applied in this case.

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This change did not violate any vested rights of defendants who had

previously committed juvenile offenses.

The 2002 SRA amendments serve only to enhance the penalty for [the defendant's] crime that he committed after the amendments' effective date. Indeed, [the defendant] could have avoided the effect of the 2002 SRA amendments by not committing a subsequent crime.

Varqa. 151 Wn.2d at 196-97 (citations omitted). See also Landqraf v. USI Film

Prods.. 511 U.S. 244, 114 S. Ct. 1483, 128 L. Ed. 2d 229 (1994) ("A statute does

not operate 'retrospectively' merely because it. . . upsets expectations based in

prior law." (citation omitted)).

Nonetheless, Barnes claims that he should be allowed to "withdraw" his

guilty pleas to the juvenile offenses. This claim cannot be raised in this

proceeding.

It is well settled that the State is not required to prove the constitutional validity of prior convictions used to calculate a defendant's offender score on a current conviction. And a criminal defendant generally has no right to contest the validity of a previous conviction in connection with a current sentencing.

State v. Irish. 173 Wn.2d 787, 789-90, 272 P.3d 207 (2012) (citation omitted). A

defendant can only challenge a prior conviction if it was constitutionally invalid on

its face. State v. Ammons. 105 Wn.2d 175, 187-88, 713 P.2d 719, 718 P.2d 796

(1986). The record does not contain any documents relating to the juvenile

convictions and there is no indication that those convictions are facially invalid.

Therefore, we reject Barnes's challenge to the validity of those convictions.

Finally, Barnes contends that some of his prior convictions should have

been counted as the same criminal conduct. Moreover, he asserts that the

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purported errors in his offender score entitle him to withdraw his guilty pleas to

the current offenses. We disagree.

We review an offender score calculation de novo but review a

"'determination of what constitutes the same criminal conduct [for] abuse of

discretion or misapplication of the law.'" State v. Mutch. 171 Wn.2d 646, 653,

254 P.3d 803 (2011) (alteration in original) (internal quotation marks omitted)

(quoting State v. "Till. 139 Wn.2d 107, 122, 985 P.2d 365 (1999)). "[I]t is the

defendant who must establish the crimes constitute the same criminal conduct."

State v. Aldana Graciano. 176Wn.2d531, 539. 295 P.3d 219 (2013); see also

State v. Johnson. 180 Wn. App. 92, 104, 320 P.3d 197, review denied. 181

Wn.2d 1003(2014).

In this case, Barnes made no attempt at the sentencing hearing to

establish that any of his priorconvictions constituted the same criminal conduct.

In fact, the only information in the record relevant to those convictions is found in

the plea statements, which each contained the following statement concerning

Barnes's criminal history: "The defendant agrees the attached Appendix A -

Prosecutor's Understanding of Defendant's Criminal History . . . and the attached

Sentencing Guidelines scoring form(s) are accurate and complete." Barnes did

not meet his burden of establishing that any of his prior offenses constituted the

same criminal conduct. Consequently, the trial court did not abuse its discretion

in counting them as separate offenses.

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As there was no error in the calculation of his offender score, Barnes is

not entitled to withdraw his guilty pleas to the current offenses on that basis.45

Affirmed.

~--<-^-T,./l,

We concur:

(5ed*et,

4Barnes also refers at length to the rule of lenity, which has no application here. 5 In his statement of the case, Barnes includes a number of additional allegations of error, upon which he does not further elaborate. He has not established an entitlement to relief on any of those claims.

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