State of Washington v. Derrick Stephen Haney
Opinion
FILED
MARCH 17, 2022
In the Office of the Clerk of Court WA State Court of Appeals, Division III
IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON DIVISION THREE
STATE OF WASHINGTON, ) No. 37374-6-III ) (consolidated with Respondent, ) No. 37822-5-III)
)
v. )
) UNPUBLISHED OPINION DERRICK STEPHEN HANEY, )
)
Appellant. )
PENNELL, J. — Derrick Haney appeals the validity of his plea and sentence for three counts of second degree rape of a child. We affirm.
FACTS
The State charged Derrick Stephen Haney with three counts of rape of a child for acts he committed in 2012 against his 12-year-old stepdaughter. Approximately two months after being charged, Mr. Haney appeared with his attorney, Larry Zeigler, for a change of plea hearing. The parties advised the court that Mr. Haney was pleading to the three pending charges in exchange for dismissal of the “position of trust” aggravators and
State v. Haney
assurance that a neighboring county would not file additional charges. Mr. Haney entered a plea pursuant to the agreement.
Before sentencing, the defense filed a typewritten motion to withdraw the plea.
Although Mr. Zeigler filed the motion, his analysis contained only legal authority and no application of law to Mr. Haney’s case. Mr. Zeigler also indicated “pro se” on the motion itself. Clerk’s Papers (CP) at 19. Included with the motion was a handwritten statement from Mr. Haney, listing Mr. Haney’s reasons for wanting to withdraw his plea. The list of reasons focused primarily on Mr. Haney’s asserted innocence and requests for lenience. However, Mr. Haney also criticized his attorney for not obtaining a psychological evaluation and for notifying his mother about the State’s plea offer.
Subsequent to his attorney filing the motion to withdraw the plea, Mr. Haney filed a handwritten motion for new counsel. According to Mr. Haney, he had not authorized Mr. Ziegler to file the motion to withdraw the plea. He claimed he instead wanted Mr. Ziegler to file a motion for new counsel. As part of his justification for new counsel, Mr. Haney cited Mr. Ziegler’s communication with his mother and attorney-client disagreements that had arisen postplea. Mr. Haney’s motion asked the court to appoint new counsel and to provide sufficient time for a new attorney to review his case before acting on the motion to withdraw the plea.
State v. Haney
The trial court took up Mr. Haney’s motions on the date scheduled for sentencing.
The court first heard from Mr. Haney on his request for new counsel. Mr. Haney outlined his concerns regarding Mr. Ziegler and then Mr. Ziegler provided his response. The court denied the motion for new counsel, finding Mr. Haney had not asserted “a basis to remove Mr. Zeigler from this case.” 1 Report of Proceedings (RP) (Oct. 18, 2012) at 20.
The court then heard from Mr. Haney on his request to withdraw the plea. Mr.
Haney claimed Mr. Zeigler provided ineffective assistance during plea negotiations by refusing to investigate potential psychological issues and by refusing to answer questions regarding DNA (deoxyribonucleic acid) evidence. After approximately 10 to 15 minutes, Mr. Ziegler interjected that he wished Mr. Haney had kept his comments shorter because he did not want to go into detail regarding his response. Mr. Ziegler then explained why he had provided Mr. Haney effective representation and why he recommended a guilty plea. Mr. Ziegler concluded his comments by noting Mr. Haney appeared to have “buyer’s remorse.” Id. at 28. The court then heard from the State and Mr. Haney’s final arguments. The court subsequently denied Mr. Haney’s motion to withdraw his plea.
The trial court then sentenced Mr. Haney to a high-end indeterminate sentence of 194 months to life in prison, along with several community custody conditions.
State v. Haney
In October 2019, Mr. Haney filed a postjudgment motion challenging several of his community custody conditions. The trial court entered an order providing partial relief. In December 2019, Mr. Haney appealed the trial court’s order. Mr. Haney subsequently obtained an order from this court’s commissioner, allowing him to appeal his underlying judgment and sentence based on the State’s failure to prove Mr. Haney had been advised of the right of appeal at the time of the 2012 sentencing. Both appeals were consolidated and then submitted to a panel of this court for consideration without oral argument.
ANALYSIS
Right to counsel Mr. Haney argues his judgment and sentence must be reversed because he was deprived of his constitutional right to counsel during the trial court’s adjudication of his motion to withdraw his plea. Mr. Haney does not challenge the trial court’s denial of his motion for substitute counsel. Nor does he argue the merits of his motion to withdraw his plea. He instead claims that the manner in which the court conducted the hearing on the motion to withdraw his plea amounted to a constructive deprivation of the constitutional right to counsel.
State v. Haney
We review a constitutional denial of counsel claim de novo, though we accord deference to the trial court’s determination of applicable facts. State v. Cross, 156 Wn.2d 580, 605, 132 P.3d 80 (2006), abrogated on other grounds by State v. Gregory, 192 Wn.2d 1, 427 P.3d 621 (2018).
The lone authority cited by Mr. Haney in support of his deprivation of counsel claim is State v. Harell, 80 Wn. App. 802, 911 P.2d 1034 (1996). In Harell, the defendant moved to withdraw his plea prior to sentencing, alleging ineffective assistance of counsel. At a hearing on the motion to withdraw, the trial court determined the defendant had made a prima facie case of ineffective assistance, ordered the attorney-client privilege had been waived, and allowed defense counsel to testify against the defendant as a witness for the State. The court did not appoint substitute counsel to represent the defendant at the hearing. It then denied the defendant’s motion to withdraw his plea.
Division One of this court reversed. In so doing, we recognized that a motion to withdraw a plea is a critical stage of a criminal prosecution. Id. at 804. As such, the defendant had a right to assistance of counsel at a plea withdrawal hearing. Because Mr. Harell was forced to proceed without the assistance of counsel at his plea withdrawal hearing, we determined his conviction must be reversed. Id. at 805.
State v. Haney
Understanding what happened in Harell requires some unpacking. When a defendant asserts they have been prejudiced by ineffective assistance of counsel, the trial court must conduct a two-step inquiry. First, the court must assess whether the defendant has made a prima facie case of ineffective assistance. See id. at 804. A defendant cannot “force the appointment of substitute counsel simply by expressing a desire to raise a claim of ineffective assistance of counsel.” State v. Stark, 48 Wn. App. 245, 253, 738 P.2d 684 (1987). Instead, the defendant must allege sufficient facts to warrant a hearing on the issue. Harell, 80 Wn. App. at 804. If a defendant establishes a prima facie case, the second step is for the court to appoint new counsel and hold a hearing on the merits of whether the defendant has been prejudiced by the attorney’s deficient performance. See id. at 804-05.
Here, Mr. Haney never got past the first step. Mr. Haney did not allege sufficient facts to establish a prima facie case of ineffective assistance. Thus, the trial court lacked a basis to remove Mr. Zeigler as counsel. We acknowledge Mr. Zeigler did not argue in support of Mr. Haney’s request to withdraw his plea. This was his prerogative, as lawyers are prohibited from arguing motions that lack a basis in law or in fact. See RPC 3.1. The trial court likely did not need to allow Mr. Haney to present his position regarding
State v. Haney
withdrawal of the plea. But given Mr. Haney asked to go forward, the trial court acted within its discretion in deciding to give time to Mr. Haney.
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