State Of Washington, V. Alexandria Lockhart

Court of Appeals of Washington·Decided June 3, 2025·No. 59738-1·Published

Opinion

Filed

Washington State

Court of Appeals

Division Two

June 3, 2025

IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON

DIVISION II

STATE OF WASHINGTON, No. 59738-1-II

Respondent,

v.

PUBLISHED OPINION

ALEXANDRA MARIE LOCKHART,

Appellant.

PRICE, J. — Following her arrest for several crimes, Alexandra M. Lockhart showed signs that she might not be competent to stand trial. The superior court eventually ordered that she undergo competency restoration services from the Department of Social & Health Services (DSHS) pursuant to chapter 10.77 RCW. DSHS, however, was unable to admit her to Western State Hospital for services within the timeframe ordered by the superior court.

Lockhart moved for contempt and requested sanctions against DSHS. The superior court found DSHS in contempt but refused to order sanctions. Lockhart appeals.

RCW 10.77.068 imposes deadlines on DSHS for admitting defendants to restoration services. However, RCW 10.77.068(9) states, “This section does not create any new entitlement or cause of action related to the timeliness of competency to stand trial services, nor can it form the basis for contempt sanctions under chapter 7.21 RCW or a motion to dismiss criminal charges.” Because the superior court’s order was based on, and tied to, RCW 10.77.068, which forecloses an award of sanctions for the failure to meet its deadlines, we hold that the trial court did not err in declining to impose sanctions. Accordingly, we affirm.

FACTS

I. BACKGROUND OF THE TRUEBLOOD LITIGATION Washington has long struggled to provide adequate services to criminal defendants who suffer from mental illness. Justice for the criminally accused requires that no defendant stands trial unless they are competent. State v. P.E.T., 185 Wn. App. 891, 895, 344 P.3d 689 (2015). “Competence” is defined as being capable to understand the charges against you and being able to participate in your defense. Id. at 896. Our legislature has tasked DSHS with the responsibility to attempt to restore these defendants to competence. See RCW 10.77.010(8), .086(2), .088(2). This requires DSHS to admit some defendants to its custody for inpatient restoration services. Id.

DSHS has had challenges in promptly admitting these defendants. Nearly ten years ago, in Trueblood v. Washington State Department of Social & Health Services, the United States District Court for the Western District of Washington found that DSHS’ delays in providing timely competency and restoration services were a violation of the constitutional rights of pretrial criminal detainees, and it issued a permanent injunction requiring DSHS to provide inpatient competency restoration within seven days. 101 F. Supp. 3d 1010, 1023-24 (W.D. Wash. 2015), modified on recons., No. C14-1178 MJP, 2015 WL 1366403 (W.D. Wash. May 6, 2015) (court order), modified, No. C14-1178 MJP, 2016 WL4533611 (W.D. Wash. Feb. 8, 2016) (court order), vacated and remanded, 822 F.3d 1037 (9th Cir. 2016).

Among other findings, the Trueblood court found that “[a] correctional environment, calibrated to provide safety and order, is incongruous with the particular needs of the mentally ill, and results in people with confirmed or suspected mental illness spending more time in solitary confinement, where their mental health further deteriorates.” 101 F. Supp. 3d at 1017. The district

court also found that defendants with mental illness suffer while incarcerated because: (1) they are not receiving treatment, (2) their symptoms of their mental illness become worse and more likely to be permanent due to the conditions of incarceration, (3) they are more likely to commit suicide, (4) they are likely to be targets of violence from other inmates, and (5) they are less likely to find a support network and therefore are likely to have increased feelings of isolation, terror, and despair. Id. at 1017-18.

The Trueblood litigation has been ongoing.1 In 2018, the parties negotiated a settlement agreement and created a comprehensive plan to bring DSHS into compliance. See Amended Joint Motion for Preliminary Approval of Settlement Agreement, A.B. by & through Trueblood v. Wash. State Dep’t of Soc. & Health Servs., No. 14-cv-01178-MJP (W.D. Wash. Oct. 25, 2018), https://www.dshs.wa.gov/sites/default/files/BHSIA/FMHS/Trueblood/2018Trueblood/599_1_A mendedAgreement.pdf [https://perma.cc/F84C-BKQK]. In 2023, the district court found that DSHS was still in contempt of the settlement agreement, and it ordered the agency to come into compliance and to pay sanctions. A.B. by & through Trueblood, 681 F. Supp. 3d 1149, 1155, 1179-80 (W.D. Wash. July 7, 2023). While the district court acknowledged some of DSHS’ improvements, it found that DSHS “knowingly and inexcusably” continued to be in breach of the

1 Since the initial decision in Trueblood, there have been ongoing attempts to enforce DSHS’ compliance with the district court’s permanent injunction. See, e.g., Trueblood, No. C14-1178- MJP, 2016 WL 3632486 (W.D. Wash. July 7, 2016) (court order), (class members filed contempt motion against DSHS for violating permanent injunction); Trueblood, No. C14-1178 MJP, 2017 WL 4700326 (W.D. Wash. Oct. 19, 2017) (court order) (granting class members subsequent contempt motion); A.B. by & through Trueblood, 681 F. Supp. 3d 1149, 1179-80 (W.D. Wash. July 7, 2023) (found DSHS in breach of settlement agreement between September 2022 and May 2023). We refer to these actions collectively as “the Trueblood litigation.”

settlement agreement due to the agency’s own “lack of foresight, creativity, planning, and timely response to a crisis of its own making.” Id.

Washington’s failure to provide mental health services to criminal defendants greatly affects populations that have been historically marginalized. The average class member in Trueblood is a male, person of color who is: “living in desperate poverty; . . . experiencing homelessness or living without stable housing; . . . possessing little likelihood of employment; . . . suffering from a serious mental illness, which is most likely to include a psychotic diagnosis; . . . requiring substance use disorder treatment; and . . . for roughly one-third of the Class, likely living with a chronic physical disease.” Id. at 1158. Moreover, their crimes tend to be less serious. Id. Most class members’ crimes include “theft of food, indecent exposure for urinating or defecating in public due to the lack of an available restroom[], or trespassing on private property to sleep”—in other words, crimes stemming from their own poverty, homelessness, and underlying mental health conditions. Id. II. DELAYS TO LOCKHART’S RESTORATION In July 2023, Lockhart was charged with felony harassment, fourth degree assault, and third degree theft. While the case was proceeding, the superior court found reason to doubt Lockhart’s competency and ordered a competency evaluation. The resulting evaluation concluded that Lockhart was not competent to stand trial. So, on July 20, 2023, the superior court ordered Lockhart to undergo inpatient competency restoration in the custody of DSHS.

For the July order, the superior court used a pattern form, which included the following deadlines for her admission to DSHS custody:

The defendant shall be transported and admitted to the treatment facility . . . by the earlier of 7 days of DSHS’ receipt of this order or 14 days from signature of this order.

Clerk’s Papers (CP) at 9.

Eight days after the superior court’s order, DSHS sent a written notice that they would not be able to admit Lockhart to Western State Hospital for approximately five months. The notice explained that this delay was based on Lockhart’s circumstances and DSHS’ capabilities given “facility holds due to COVID-19, unexpected changes to patient admissions and discharges, and a variety of other factors.” CP at 12.

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