State of Tennessee v. Sandra Lynn Baumgartner

CourtCourt of Criminal Appeals of Tennessee
DecidedApril 14, 2003
DocketW2003-00038-CCA-R3-CD
StatusPublished

This text of State of Tennessee v. Sandra Lynn Baumgartner (State of Tennessee v. Sandra Lynn Baumgartner) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Tennessee v. Sandra Lynn Baumgartner, (Tenn. Ct. App. 2003).

Opinion

IN THE COURT OF CRIMINAL APPEALS OF TENNESSEE AT JACKSON March 4, 2003 Session

STATE OF TENNESSEE v. SANDRA LYNN BAUMGARTNER

Appeal from the Criminal Court for Shelby County No. 01-11924 John P. Colton, Jr., Judge

No. W2003-00038-CCA-R3-CD - Filed April 14, 2003

The defendant, Sandra Lynn Baumgartner, appeals the mandatory outpatient treatment (MOT) plan imposed by the Shelby County Criminal Court following her acquittal of first degree murder due to her insanity at the time of the crime. She contends that the trial court erroneously required mandatory outpatient treatment because the evidence does not show that her mental condition is likely to deteriorate rapidly, making it substantially likely that she would cause serious harm. She also argues that the MOT plan imposed by the trial court is contrary to the medical proof, punitive, oppressive, and impossible to perform. We conclude that the evidence preponderates against the MOT plan’s requirements that the defendant live in a supervised residential facility and have someone supervise the administration of her medicine. We affirm the MOT plan as modified to exclude these requirements and remand the case for the trial court to reinstate the original condition that the defendant reside with her parents in their home.

Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Criminal Court Affirmed as Modified; Case Remanded

JOSEPH M. TIPTON, J., delivered the opinion of the court, in which DAVID H. WELLES and JAMES CURWOOD WITT, JR., JJ., joined.

Seymour S. Rosenberg, Memphis, Tennessee, for the appellant, Sandra Lynn Baumgartner.

Paul G. Summers, Attorney General and Reporter; J. Ross Dyer, Assistant Attorney General; William L. Gibbons, District Attorney General; James A. Wax, Jr., Assistant District Attorney General, for the appellee, State of Tennessee.

OPINION

The defendant was charged with the April 2001 first degree premeditated murder of Daniel Morgan. She pled not guilty by reason of insanity. Before her bench trial, she stipulated to the facts that she and the victim had an altercation at his apartment and that she had stabbed him multiple times, which resulted in his death. The record reflects that at her May 16, 2002 bench trial, the parties stipulated and the defendant presented evidence that at the time of the offense, she had Schizoaffective Disorder, Bipolar Type, and was not able to appreciate the wrongfulness of her conduct. The trial court found the defendant not guilty by reason of insanity. It initially found that an evaluation of the defendant’s mental condition was not necessary and that she did not pose a continuing danger to society. Following the state’s petition to rehear, the court ordered the defendant to be admitted to Western State Mental Health Institute on September 27, 2002, for mandatory evaluation and treatment. See Tenn. Code Ann. § 33-7-303(a). She was subsequently transferred to Memphis Mental Health Institute (MMHI) for the evaluation.

On November 25, 2002, Dr. Travis McNeal of MMHI sent the trial court a letter stating that a MMHI team had evaluated the defendant and concluded that she should be discharged into the community under a proposed MOT plan. The proposed plan is summarized as follows:

(1) Upon her release from MMHI, the defendant will receive regular mandatory outpatient mental health services from a nurse practitioner and psychiatrist at Frayser Family Counseling Center (FFCC) in order to evaluate her mental status and need for changes in medication. She will meet once monthly with nurse practitioner Susan Wooldridge and once every six months with Dr. Clayton Baker. These professionals will review the defendant’s compliance, medication education, and mental status. Changes in her medication will only be made following an examination by Dr. Baker.

(2) The defendant’s case will be intensely managed by FFCC’s Continuing Treatment Team (CTT). She will meet once weekly with case manager Hugh Callens, who will insure that she is advised of all appointments, has arranged transportation, and is compliant with her medication. Mr. Callens will provide behavioral observations to Dr. Baker in order that Dr. Baker can continuously monitor her mental condition and need for medication changes. In the event that the defendant fails to comply with the MOT plan or problems arise, Mr. Callens will inform the FFCC treatment team and Laverne Hoke, the supervising administrator, who will decide whether to notify the court of a violation.

(3) The defendant will participate in weekly alcohol and drug treatment meetings at FFCC. Ms. Hoke coordinates this group, which meets on Wednesdays from 3:00 to 4:30 p.m. The defendant will be subject to random urine screens for drugs, and FFCC will notify the trial court in writing of a positive drug screen within seven days.

(4) The defendant will attend Alcoholics Anonymous (AA) meetings at Family Fellowship at least once weekly.

-2- (5) The defendant will receive individual therapy at least twice monthly from Dr. Robert Serino, who is a licensed clinical psychologist.

(6) The defendant will continuously live with her parents, Bob and Carol Baumgartner, who reside in a single-family dwelling. The defendant and her parents will be the only occupants of their home.

The proposed plan also provides that FFCC will be responsible for administering and reviewing the plan, notifying the court of a violation, and/or terminating the plan through the court. The proposed plan was signed by the defendant, her parents, Ms. Hoke, and Dr. Serino.

On December 6, 2002, the trial court conducted a hearing on the issue of outpatient treatment. Dr. McNeal, a licensed staff psychologist and forensic coordinator, testified that he evaluated the defendant at MMHI. He said that her symptoms were well under control and that she did not meet the criteria for continued commitment to a mental institution. He said that the defendant should be returned to the community under a “fairly intensive” MOT plan supervised by the trial court. He stated that he developed the proposed MOT plan in collaboration with FFCC, the defendant’s parents, Dr. Serino, and the MMHI treatment team.

Dr. McNeal testified that he was aware that the defendant was accused of stabbing the victim with a knife 120 times. Regarding her potential for committing future violent crimes, he noted that she had received mental health treatment from 1992 until the offense in 2001 and had no aggressive behavior during that time. He said the present offense was precipitated by her antipsychotic medication being inadvertently switched to an antidepressant, which led to the atypical deterioration of her mental functioning over a period of months. He said that after the offense, she had not displayed any aggressive behavior. He stated that while at MMHI, the defendant had shown no symptoms of her mental illness, which is well-controlled by her medicine. He characterized her as kind and helpful to the other patients. He said that the isolated incident of violence seemed to have occurred from special circumstances and that it was safe to return the defendant to a community treatment program under fairly intensive supervision.

On cross-examination, Dr. McNeal testified that it was important for the defendant to continue alcohol and drug treatment, although attending a meeting at the specific time directed in the proposed MOT plan was not essential. He agreed that she could attend an evening or weekend meeting if she had a work conflict. He stated that upon her return to the community, the defendant would benefit from being in a supportive environment, such as living with her parents.

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Related

State v. Walls
62 S.W.3d 119 (Tennessee Supreme Court, 2001)
Owens v. State
908 S.W.2d 923 (Tennessee Supreme Court, 1995)
State ex rel. Baugh v. Williamson County Hospital Trustees
679 S.W.2d 934 (Tennessee Supreme Court, 1984)
State v. Tripp
754 S.W.2d 92 (Court of Criminal Appeals of Tennessee, 1988)

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Bluebook (online)
State of Tennessee v. Sandra Lynn Baumgartner, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-tennessee-v-sandra-lynn-baumgartner-tenncrimapp-2003.