STATE OF NEW JERSEY VS. REINIS GURVICS (09-01-0224, HUDSON COUNTY AND STATEWIDE)

• Court: New Jersey Superior Court Appellate Division
• Decided: August 7, 2019
• Docket: A-2243-18T4
• Status: Unpublished

Opinion

NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.

SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION DOCKET NO. A-2243-18T4

STATE OF NEW JERSEY,

Plaintiff-Appellant,

v.

REINIS GURVICS,

Defendant-Respondent. ____________________________

Submitted August 1, 2019 – Decided August 7, 2019

Before Judges Whipple and Firko.

On appeal from an interlocutory order of the Superior Court of New Jersey, Law Division, Hudson County, Indictment No. 09-01-0224.

Esther Suarez, Hudson County Prosecutor, attorney for appellant (Alanna M. Jereb, Assistant Prosecutor, on the brief).

Michael J. Pastacaldi, attorney for respondent.

PER CURIAM On leave granted, the State appeals from a December 5, 2018 order of the

Law Division granting defendant Reinis Gurvics's motion to withdraw his guilty

plea. We are constrained to reverse.

In 2008, police witnessed a man suspected to be in possession of a

controlled dangerous substance (CDS) enter defendant's car. The police pulled

defendant over and saw four bricks of heroin on the center console and several

more on the passenger's lap. Both men were arrested, and defendant was

charged with one count of third degree CDS possession, N.J.S.A. 2C:35-

10(a)(1); one count of second degree CDS distribution, N.J.S.A. 2C:35-5(b)(3);

one count of third degree of distribution within 1000 feet of a school, N.J.S.A.

2C:35-7; and one count of fourth degree distribution within 500 feet of a public

housing facility, N.J.S.A. 2C:35-7.1.

On October 29, 2010, defendant, a permanent resident born in Latvia, pled

guilty to one count of third degree possession with the intent to distribute heroin

within 1000 feet of a school zone, N.J.S.A. 2C:35-7. During his plea colloquy,

defendant was asked if he "would have given the [CDS] to somebody else[.]"

Defendant initially answered "no," but upon further questioning, admitted he

intended to distribute the CDS.

A-2243-18T4 2 The plea judge asked defendant if he could read and write in English and

defendant answered yes. The judge asked defendant if he was a United States

citizen and defendant testified he was not a citizen but had a green card. The

judge informed defendant he could be subject to deportation as a result of the

guilty plea. Counsel interjected and told the judge he discussed the issue with

defendant. Defendant checked off question 17(c) on his plea form, indicating

he was aware he could potentially be deported. Defendant testified he

understood the plea agreement.

The court sentenced defendant on February 4, 2011. The State reported

to the judge that defendant disputed the version of events contained in the

presentence report, saying, "[s]ome part I do remember, some part I don't

remember. I was intoxicated on beer and weed." However, during the

sentencing hearing, defendant reaffirmed the factual basis previously given.

Defendant was sentenced to two years' probation and has since

successfully completed his sentence. On April 25, 2018, defendant filed a

petition for post-conviction relief (PCR) and a motion to withdraw his guilty

plea because his conviction prompted the Department of Homeland Security to

file removal proceedings on August 24, 2016. See 8 U.S.C. § 1227(a)(2)(A)(iii).

A-2243-18T4 3 Defendant submitted two certifications in support of his petition. In the

first petition, dated April 19, 2018, defendant asserted his plea counsel was

ineffective because he did not advise him of the immigration consequences of

his guilty plea. In the second certification, dated September 30, 2018, defendant

asserted his trial attorney told him his co-defendant had given a statement

implicating defendant, but his attorney turned out to be misinformed. Defendant

claimed he relied on that representation in deciding to accept the plea deal and

would otherwise not have pled guilty. Defendant also asserted that he was never

advised he was entitled to a Latvian interpreter and his trial lawyer rushed

through the plea forms, which he had difficulty understanding. He asked the

PCR court to grant his petition and vacate the conviction for the matter to be

restored to the trial calendar.

The PCR judge denied defendant's ineffective assistance of counsel claim,

saying defendant's claims of ineffective assistance are "mere bald assertions"

that did not require an evidentiary hearing and rejected defendant's assertion that

he could not understand the proceedings at the time of his plea without a Latvian

interpreter.1

1 The judge also relaxed the PCR time-bar. R. 3:22-12(a)(1). A-2243-18T4 4 However, the court granted defendant's plea withdrawal motion. The PCR

judge applied the State v. Slater, 198 N.J. 145 (2009), factors and considered the

discussion of the immigration consequences of defendant's plea during the plea

colloquy to be the "central manifest injustice." She "wonder[ed]" if it was

possible "that petitioner thought that he could only be deported during the term

of his probation." The PCR judge afforded factor three of the Slater test little

weight and found factor four, unfair prejudice to the State, to be insubstantial

because the facts of the case were simple.

The State moved for leave to appeal, which we granted, and this appeal

followed. The State raises the following argument:

POINT I

THE TRIAL COURT ERRED IN GRANTING DEFENDANT'S MOTION TO WITHDRAW HIS GUILTY PLEA BECAUSE DEFENDANT FAILED TO MEET THE HIGH STANDARD FOR POST- SENTENCING PLEA WITHDRAWAL UNDER [SLATER].

Granting a guilty plea withdrawal "is a matter within the broad discretion

of the trial court." State v. Simon, 161 N.J. 416, 444 (1999).

"[T]he trial court's denial of defendant's request to withdraw his guilty plea will be reversed on appeal only if there was an abuse of discretion which renders the lower court's decision clearly erroneous." "A denial of a motion to vacate a plea is 'clearly erroneous' if the

A-2243-18T4 5 evidence presented on the motion, considered in light of the controlling legal standards, warrants a grant of that relief." Our Supreme Court has found a mistaken exercise of discretion in denying a motion to withdraw a plea where the court exercised a "clear error of judgment."

[State v. O'Donnell, 435 N.J. Super. 351, 372 (App. Div. 2014) (quoting Simon, 161 N.J. at 444; State v. Munroe, 210 N.J. 429, 448 (2012); and State v. Mustaro, 411 N.J. Super. 91, 99 (App. Div. 2009))].

"A motion to withdraw a plea of guilty or non vult shall be made before

sentencing, but the court may permit it to be made thereafter to correct a

manifest injustice." R. 3:21-1; see also Slater, 198 N.J. at 156 (explaining that

a defendant seeking to withdraw a plea following sentencing "must show [his or

her] conviction was manifestly unjust"). A defendant's burden of proof in a

motion to withdraw a guilty plea increases the longer the delay in bringing the

motion because "the court weighs more heavily the State's interest in finality

and applies a more stringent standard." O'Donnell, 435 N.J. Super. at 370

(quoting State v. Norman, 405 N.J. Super. 149, 160 (App. Div. 2009)). If a

motion to withdraw a guilty plea is made after sentencing, the movant must show

a "manifest injustice." Id. at 368 (quoting R. 3:21-1).

Although a PCR petition and plea withdrawal motion may overlap, "a

court must nonetheless view the applications separately, and must avoid

A-2243-18T4 6 conflating the two." Id. at 371. "While such a defendant might have no viable

claim for PCR based on ineffective assistance, he or she conceivably could have

a viable plea withdrawal motion, based on a colorable claim of innocence and

compelling reasons for seeking withdrawal." Ibid.

A trial judge reviewing a plea withdrawal motion should balance the

following factors: "(1) whether the defendant has asserted a colorable claim of

innocence; (2) the nature and strength of defendant's reasons for withdrawal; (3)

the existence of a plea bargain; and (4) whether withdrawal would result in

unfair prejudice to the State or unfair advantage to the accused." Slater, 198

N.J. at 157-58. "Consideration of a plea withdrawal request can and should

begin with proof that before accepting the plea, the trial court followed the

dictates of Rule 3:9-2." Id. at 155. The Rule requires the court to determine if

"there is a factual basis for the plea and that the plea is made voluntarily, not as

a result of any threats or of any promises or inducements not disclosed on the

record, and with an understanding of the nature of the charge and the

consequences of the plea." Ibid. (quoting R. 3:9-2). The analysis of a plea

withdrawal application, however, "cannot end there." Ibid.

When a defendant alleges he or she accepted a plea bargain without full

information, the court should "consider[] whether the defendant reasonably

A-2243-18T4 7 would have made a different choice had the State conveyed the missing . . .

information." State v. O'Driscoll, 215 N.J. 461, 477 (2013). If the defendant

alleges he or she would not have pled guilty if he or she had been aware of the

immigration consequences, the defendant must put forward facts tending to

show the information would have changed their plea decision. See, e.g., State

v. Johnson, 182 N.J. 232, 244 (2005) ("[D]efendant must demonstrate how the

omission of information about [the No Early Release Act] materially affected

his decision to plead guilty.").

Here, the PCR judge's analysis of the Slater factors are unsupported by

the record and inconsistent with her finding that defendant's certification

contained "mere bald assertions." In considering the first Slater factor, "a court

should not decide the likelihood of the defense prevailing. Rather, the issue is

whether defendant raised a colorable claim of innocence that should rightly have

been decided by a jury." O'Donnell, 435 N.J. Super. at 373 (citation omitted)

(quoting Munroe, 210 N.J. at 446). Here, the PCR judge made no finding of a

colorable claim of innocence. Instead, the PCR judge inferred, based on the plea

transcript and arguments raised in defendant's PCR brief without evidential

support, that defendant intended to contest liability but was convinced by his

plea counsel to accept the plea. The PCR judge noted that in the plea transcript

A-2243-18T4 8 defendant initially alleged he had no intent to distribute; however, she ignored

defendant's subsequent statement under oath that he did intend to distribute and

she made no particular finding that "specific, credible facts . . . buttress[ed]

[defendant's] claim." Slater, 198 N.J. 158. The PCR judge essentially

speculated, without sworn testimony, that defendant's plea counsel pressured

him into accepting the guilty plea.

"The second factor 'focuses on the basic fairness of enforcing a guilty plea

by asking whether defendant has presented fair and just reasons for withdrawal,

and whether those reasons have any force.'" State v. Williams, 458 N.J. Super.

274, 282 (App. Div. 2019) (quoting Slater, 198 N.J. at 159). "One such reason

is 'defendant's reasonable expectations under the plea agreement were not met.'"

Ibid. (quoting Slater, 198 N.J. at 159). In his certification, defendant asserted

his plea counsel "failed to appropriately advise [him] of the immigration

consequences of [his] guilty plea[.]" Yet, nowhere in the record does defendant

state, specifically, that he did not fully understand that by pleading guilty he

could face deportation. Nevertheless, the PCR judge "wonder[ed] if . . .

[defendant] thought that he could only be deported during the term of his

probation" despite also finding "[defendant] was well aware from his plea form

that he could be deported based on his guilty plea."

A-2243-18T4 9 We discern nothing in the record tending to show defendant did not

understand the immigration consequences of his guilty plea. There is no sworn

testimony wherein he asserts he received incorrect advice on his immigration

status or that he did not fully understand he could be deported as a result of his

guilty plea. Defendant was required to do more than make conclusory assertions

that he did not understand he could be deported to overcome the fact that his

plea form and the plea colloquy indicate otherwise. See O'Donnell, 435 N.J.

Super. at 375 (requiring defendant to make more than a "bald assertion" to

satisfy factor two); see also State v. Nunez-Valdez, 200 N.J. 129, 144 (2009)

(requiring the question "if your plea of guilty is to a crime considered an

aggravated felony under federal law you will be subject to deportation/removal"

to be added to the plea form). The PCR judge's inference that based on the plea

colloquy petitioner may have thought he could only be deported while he was

on probation has no evidential basis in the record.

Having reviewed the record, we conclude the December 5, 2018 order

granting defendant's motion to withdraw his plea was clearly erroneous and an

abuse of discretion because the evidence presented on the motion, considered in

light of the controlling legal standards, did not warrant a grant of that relief.

A-2243-18T4 10 Reversed and remanded to the trial court to reinstate the conviction

consistent with this opinion. We do not retain jurisdiction.

A-2243-18T4 11