STATE OF NEW JERSEY VS. LUIS M. CARABALLO (05-07-1360, BERGEN COUNTY AND STATEWIDE) (RECORD IMPOUNDED)

CourtNew Jersey Superior Court Appellate Division
DecidedJune 30, 2021
DocketA-5004-16
StatusUnpublished

This text of STATE OF NEW JERSEY VS. LUIS M. CARABALLO (05-07-1360, BERGEN COUNTY AND STATEWIDE) (RECORD IMPOUNDED) (STATE OF NEW JERSEY VS. LUIS M. CARABALLO (05-07-1360, BERGEN COUNTY AND STATEWIDE) (RECORD IMPOUNDED)) is published on Counsel Stack Legal Research, covering New Jersey Superior Court Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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STATE OF NEW JERSEY VS. LUIS M. CARABALLO (05-07-1360, BERGEN COUNTY AND STATEWIDE) (RECORD IMPOUNDED), (N.J. Ct. App. 2021).

Opinion

RECORD IMPOUNDED

NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.

SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION DOCKET NO. A-5004-16

STATE OF NEW JERSEY,

Plaintiff-Respondent,

v.

LUIS M. CARABALLO,

Defendant-Appellant. _______________________

Submitted April 26, 2021 – Decided June 30, 2021

Before Judges Fasciale and Susswein.

On appeal from the Superior Court of New Jersey, Law Division, Bergen County, Ind. 05-07-1360.

Joseph E. Krakora, Public Defender, attorney for appellant (Alison Gifford, Assistant Deputy Public Defender, of counsel and on the briefs).

Mark Musella, Bergen County Prosecutor, attorney for respondent (Ian C. Kennedy, Assistant Prosecutor, of counsel and on the brief).

PER CURIAM Defendant appeals from his jury trial convictions for second-degree sexual

assault by physical force not resulting in severe personal injury, N.J.S.A. 2C:14-

2(c)(1). Defendant was not indicted for that crime; rather, he was charged by

the grand jury with first-degree aggravated sexual assault upon a physically

helpless victim, N.J.S.A. 2C:14-2(a)(7). Defendant contends the trial court

erred by affording the jury the option to convict for second-degree sexual

assault, arguing that N.J.S.A. 2C:14-2(c)(1) is a related offense but not a lesser-

included offense of the first-degree aggravated sexual assault crime for which

he was indicted. Defendant also contends for the first time on appeal that the

Model Jury Charge read to the jury impermissibly shifted the burden of proof,

placing the burden on a defendant to prove that the victim did not consent to

sexual penetration. After carefully reviewing the record in light of the

applicable legal principles, we reject defendant's contentions and affirm.

I.

In July 2005, a grand jury indicted both defendant and co-defendant Elvis

Marmolejos 1 on two counts of first-degree aggravated sexual assault, N.J.S.A.

1 Co-defendant Marmolejos is not a party to this appeal.

2 A-5004-16 2C:14-2(a)(7). 2 In January 2007, defendant and Marmolejos were tried together

at a bench trial. The verdict sheet included charges for first-degree aggravated

sexual assault, N.J.S.A. 2C:14-2(a)(7), second-degree sexual assault, N.J.S.A.

2C:14-2(c)(1), and fourth-degree criminal sexual contact, N.J.S.A. 2C:14-3(b).

The completed verdict sheet signed by the judge on January 17, 2007 included

handwritten notations characterizing the second- and fourth-degree crimes as

lesser-included charges. The judge, sitting as the trier of fact, found defendant

and Marmolejos guilty of the first-degree crimes, and therefore had no occasion

to render a verdict on the lesser-included offenses listed sequentially on the

verdict sheet.

On appeal, we reversed defendant's bench trial convictions and remanded

for a new trial. We concluded the trial court violated defendant's Confrontation

Clause rights by considering statements co-defendant Marmolejos made to

police that incriminated defendant but were not subject to cross examination.

Another trial judge previously ruled that those statements must be redacted from

the transcript of co-defendant's statement to police to comply with the rule

2 One count of the indictment charged defendant with engaging in penile oral penetration of the victim. The second count charged defendant with engaging in penile vaginal penetration. Both counts relate to a single episode on July 24, 2004 involving a single victim.

3 A-5004-16 established in Bruton v. United States, 391 U.S. 123 (1968). However, the

statements that inculpated defendant were not completely blacked-out as

ordered; rather, they were merely crossed-out and still legible. State v.

Caraballo, No. A-6259-06 (App. Div. Jan. 6, 2009). The State on appeal agreed

that defendant's confrontation rights were violated, but argued the error was

harmless. We concluded the admission of co-defendant Marmolejos's oral

statement to police through a detective's testimony and the redacted—but

readable—transcript of that statement was not harmless error, prompting our

decision to order a new trial.

The same judge who presided over the bench trial presided at the retrial.

This time, the case was heard by a jury, and defendant was tried alone over the

course of five nonconsecutive days. The trial court considered whether to

instruct the jury as to the crime of second-degree sexual assault by means of

physical force not resulting in severe personal injury, N.J.S.A. 2C:14-2(c)(1),

and fourth-degree criminal sexual contact, N.J.S.A. 2C:14-3. 3 Defense counsel

objected, arguing that the evidence adduced by the State did not support the

3 As we have noted, those crimes had been considered as lesser-included offenses at the first trial. The record before us does not reveal whether defendant objected at the first trial. That issue was not raised in defendant's appeal from his bench trial convictions.

4 A-5004-16 second-degree or fourth-degree offenses. Counsel did not argue to the trial court

that second-degree sexual assault under N.J.S.A. 2C:14-2(c)(1) was not a lesser-

included offense of first-degree aggravated sexual assault under N.J.S.A. 2C:14-

2(a)(7). Rather, counsel argued to the trial court that there was no factual basis

to support a conviction for the second- or fourth-degree crimes and thus no

rational basis to charge the jury on these lesser offenses.

After considering the arguments made by defendant and the State, the trial

court decided not to instruct the jury on fourth-degree criminal sexual contact,

finding that the facts elicited at the second trial did not support that charge.

However, the court found there was a rational basis to charge the jury on second-

degree sexual assault by physical force not resulting in severe personal injury.

Accordingly, the court read to the jury from the Model Jury Charge for the

second-degree crime set forth in N.J.S.A. 2C:14-2(c)(1).

The jury acquitted defendant of the two first-degree aggravated sexual

assault charges but found him guilty on both counts of second-degree sexual

assault by physical force not resulting in severe personal injury.

On March 19, 2010—the day he was scheduled to be sentenced—

defendant boarded a plane and fled to the Dominican Republic. Defendant was

extradited to the United States in 2016. Following extradition, defense counsel

5 A-5004-16 renewed a motion to dismiss the indictment and for judgment notwithstanding

the verdict. That motion had originally been scheduled to be heard on the March

19, 2010 sentencing date. Defendant argued the trial court erred in charging the

jury on second-degree sexual assault, and that based on the facts "he was either

guilty of first-degree aggravated sexual assault or not guilty." Defendant also

argued that he could not be prosecuted under the extradition order as that order

permitted only prosecution for aggravated sexual assault rather than simple

sexual assault, and the jury had already acquitted him of the former charge. 4

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STATE OF NEW JERSEY VS. LUIS M. CARABALLO (05-07-1360, BERGEN COUNTY AND STATEWIDE) (RECORD IMPOUNDED), Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-new-jersey-vs-luis-m-caraballo-05-07-1360-bergen-county-and-njsuperctappdiv-2021.