STATE OF NEW JERSEY VS. IVAN HERRERA MOLINA (16-12-3513, CAMDEN COUNTY AND STATEWIDE)

• Court: New Jersey Superior Court Appellate Division
• Decided: May 5, 2020
• Docket: A-3315-17T1
• Status: Unpublished

Opinion

NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.

SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION DOCKET NO. A-3315-17T1

STATE OF NEW JERSEY,

Plaintiff-Respondent,

v.

IVAN HERRERA MOLINA, a/k/a LOUIS S. MORENO,

Defendant-Appellant. __________________________

Submitted February 3, 2020 – Decided May 5, 2020

Before Judges Messano and Susswein.

On appeal from the Superior Court of New Jersey, Law Division, Camden County, Indictment No. 16-12-3513.

Joseph E. Krakora, Public Defender, attorney for appellant (Susan Brody, Assistant Deputy Public Defender, of counsel and on the brief).

Jill S. Mayer, Acting Camden County Prosecutor, attorney for respondent (Jason Magid, Special Deputy Attorney General/Acting Assistant Prosecutor, of counsel and on the brief).

PER CURIAM Defendant, Ivan Herrera Molina, appeals from his trial convictions for

aggravated assault and related firearms offenses. He contends for the first time

on appeal that his trial counsel rendered ineffective assistance by failing to file

a pretrial motion to suppress evidence found during a search of defendant's

bedroom in a boarding house and by failing to seek a Wade/Henderson 1 hearing

to challenge a single-photo identification procedure. Defendant also claims for

the first time on appeal that the trial court erred by allowing the jury to hear

inadmissible hearsay evidence. Specifically, the State's ballistics expert

commented that a non-testifying peer concurred with the expert's conclusion that

the shell casing recovered in defendant's bedroom matched the shell casing

found at the scene of the shooting.

We have reviewed the record in light of the applicable principles of law

and affirm the trial verdict with respect to the ballistic expert's testimony

concerning the peer review process. Although the witness's brief reference to

the non-testifying expert's conclusions was inadmissible hearsay, this small

1 United States v. Wade, 388 U.S. 218 (1967) (holding that a post-indictment lineup is a critical stage of proceedings at which the defendant was entitled to the aid of counsel, and that the State having denied the presence of counsel a hearing was required to determine whether the witness’s in-court identification was admissible); State v. Henderson, 208 N.J. 208 (2011) (requiring a hearing to determine the admissibility of identification evidence when a defendant presents some evidence of suggestive police practices). A-3315-17T1 2 portion of the expert testimony, when considered in the context of the

overwhelming evidence of guilt adduced by the State at trial, was not capable of

producing an unjust result and thus does not rise to the level of plain error. R.

2:10-2.

Although we reject defendant's contention regarding the hearsay

testimony, the current record does not allow us to resolve defendant's ineffective

assistance claim. We therefore remand the matter for the trial court to make

findings of fact and law with respect defendant's Fourth Amendment and

Wade/Henderson contentions in view of the two-pronged test for ineffective

assistance of counsel claims spelled out in Strickland v. Washington, 466 U.S.

688 (1984).

I.

We presume the parties are familiar with the facts; therefore, we briefly

summarize the facts that are relevant to the appeal. The State presented evidence

at trial that defendant and Leopold Martinez-Ventura engaged in a physical

altercation after a soccer game. Neither was injured. Defendant went inside a

nearby rooming house on Carmen Street where he resided. He emerged with a

rifle. Defendant fired a single shot that missed Martinez-Ventura and his

friends. Defendant fled the scene in a vehicle.

A-3315-17T1 3 Martinez-Ventura and several of his friends ran from the scene and

flagged down a police officer on patrol. The officer heard the single gunshot

and was advised by the police dispatcher that the Camden City ShotSpotter

system had detected gunfire in the area. The officer did not speak Spanish but

was able to discern that Martinez-Ventura and his friends had information

concerning the gunshot. They directed the officer to the rooming house on

Carmen Street. The officer canvassed the area outside the premises and located

a single spent shell casing. That shell casing, which was in pristine condition,

bore the mark FC .30-06. It was found approximately ten feet from the front

steps of the boarding house. Spanish-speaking officers soon arrived at the scene

and were able to communicate with Martinez-Ventura and his friends. They told

the officers that they had observed defendant, who they referred to by the

nickname El Hueso, run into the residence and exit with the rifle.

The officers entered the boarding house and conducted a protective sweep

search. They located four individuals inside and learned from those individuals

that there was a fifth resident, defendant, who was not present. The four

residents who were present each executed a consent-to-search form authorizing

police to search their individual bedrooms. The officers were told that

defendant's bedroom was the first door on the left inside the house. At some

A-3315-17T1 4 point the officers entered defendant's bedroom and searched it. 2 That search

uncovered two rounds of live ammunition—a .38 caliber round and a shotgun

round—and a spent FC .30-06 rifle shell casing. In addition, they seized several

legal documents, including defendant's passport. The rifle was never recovered.

The next day, police met with Martinez-Ventura. They showed him the

photo from the passport that had been seized from defendant's bedroom. The

victim confirmed that defendant was the person who had discharged the weapon.

Martinez-Ventura knew defendant and referred to him by the nickname El

Hueso.

Defendant later provided a statement to police in which he acknowledged

that he had engaged in a verbal and physical altercation with several individuals

who were at the soccer field near his residence. Defendant claimed that he had

not retrieved a rifle, but rather had retrieved a baseball bat. He also claimed that

2 The parties' briefs refer to an initial search of defendant’s house as a "protective sweep search." The parties’ briefs also allude to a subsequent search of defendant's bedroom authorized by a search warrant. The record is not clear whether the shell casing and passport found in defendant's bedroom were discovered during an initial sweep search or were later discovered during a search authorized by the warrant. Defendant speculates that the police unlawfully discovered the shell casing and passport during the protective sweep search, rendering that evidence subject to the exclusionary rule. A-3315-17T1 5 although he was aware of the ammunition in his bedroom, it belonged to a prior

tenant.

The State at trial presented evidence from a ballistics expert who testified

that the FC .30-06 shell casing found outside the rooming house was fired from

the same rifle that fired the FC .30-06 shell casing found in defendant's bedroom.

Based on this evidence, a jury found defendant guilty of unlawful

possession of a firearm, N.J.S.A. 2C:39-5(c)(1), possession of a firearm for an

unlawful purpose, N.J.S.A. 2C:39-4(a)(1), and three different variations of

aggravated assault, N.J.S.A. 2C:12-1(b)(1), (2), (4). Defendant was sentenced

on the Graves Act firearms conviction to a five-year prison term with the

mandatory forty-two-month period of parole ineligibility. After merger, he was

sentenced on the aggravated assault conviction under N.J.S.A. 2C:12-1(b)(1) to

a concurrent five-year term subject to the No Early Release Act (NERA),

N.J.S.A. 2C:43-7.2.

II.

Defendant raises the following contentions for our consideration:

POINT I

BECAUSE DEFENSE COUNSEL FAILED TO REQUEST A HEARING ON EITHER THE PROTECTIVE SWEEP OF THE ROOMING HOUSE OR THE SINGLE-PHOTO IDENTIFICATION

A-3315-17T1 6 PROCEDURE, DEFENDANT WAS DEPRIVED HIS CONSTITUTIONAL RIGHT TO EFFECTIVE ASSISTANCE OF COUNSEL.

A. THE SINGLE-PHOTO IDENTIFICATION PROCEDURE.

B. THE PROTECTIVE SWEEP.

C. INEFFECTIVE ASSISTANCE OF COUNSEL.

POINT II

THE COURT ERRED IN ADMITTING DAMAGING INADMISSIBLE HEARSAY FROM THE STATE'S EXPERT, REQUIRING REVERSAL.

III.

We first address defendant's contention that the trial court erred in

allowing the State's ballistics expert to mention during his direct examination

that another expert, who was not called to testify, concurred that both shell

casings had been fired from the same weapon. During the direct examination,

the State's expert testified, "[w]e have 100 percent peer review meaning if there

is [sic] 75 pieces of evidence, all 75 pieces of evidence are looked at under the

comparison microscope. [The peer reviewer] either agrees with me or disagrees

with my findings." The expert added, "[i]n this particular case, he agreed with

my findings." No objection was made to this statement.

A-3315-17T1 7 We hold that it was improper for the expert to testify as to the opinion

rendered by a non-testifying peer reviewer. See State v. Branch, 182 N.J. 338,

349–50 (2005) ("[B]oth the Confrontation Clause and the hearsay rule are

violated when, at trial, a police officer conveys, directly or by inference, the

information from a non-testifying declarant to incriminate the defendant in the

crime charged."). We agree with defendant that the shell casing evidence was an

important part of the State's case. However, we do not believe the expert's brief,

isolated reference to another examiner's concurring opinion had the capacity to

produce an unjust result when considered in light of the strength of the other

evidence of guilt that the State adduced at trial. 3 R. 2:10-2. We note that

defendant on appeal has not presented expert opinion contesting the conclusion

that the two shell casings had been fired from the same rifle. We further note

that defendant does not contest that both shell casings bear the same

identification number—a conclusion that does not depend on a forensic expert's

microscopic examination.

3 We note that defendant on appeal intimates that trial counsel's failure to object to the expert's hearsay statement is another instance of ineffective assistance. A-3315-17T1 8 IV.

We next address defendant's contention that he was denied effective

assistance of counsel. In doing so, we first acknowledge the legal principles that

apply.

Both the Sixth Amendment of the United States Constitution and Article

1, paragraph 10 of the State Constitution guarantee the right to effective

assistance of counsel at all stages of criminal proceedings. Strickland v.

Washington, 466 U.S. 668, 686 (1984) (citing McMann v. Richardson, 397 U.S.

759, 771 n.14 (1970)); State v. Fritz, 105 N.J. 42, 58 (1987). To establish a

violation of the right to the effective assistance of counsel, a defendant must

meet the two-part test articulated in Strickland. Fritz, 105 N.J. at 58. "First, the

defendant must show that counsel's performance was deficient . . . . Second, the

defendant must show that the deficient performance prejudiced the

defense." Strickland, 466 U.S. at 687.

To meet the first prong of the Strickland test, a defendant must show "that

counsel made errors so serious that counsel was not functioning as the 'counsel'

guaranteed by the Sixth Amendment." Ibid. Reviewing courts indulge in a

"strong presumption that counsel's conduct falls within the wide range of

A-3315-17T1 9 reasonable professional assistance." Id. at 689. The fact that a trial strategy

fails to obtain for a defendant the optimal outcome is insufficient to show that

counsel was ineffective. State v. DiFrisco, 174 N.J. 195, 220 (2002)

(citing State v. Bey, 161 N.J. 233, 251 (1999)).

The second prong of the Strickland test requires the defendant to show

"that counsel's errors were so serious as to deprive the defendant of a fair trial,

a trial whose result is reliable." Strickland, 466 U.S. at 687. Put differently,

counsel's errors must create a "reasonable probability" that the outcome of the

proceedings would have been different than if counsel had not made the

errors. Id. at 694. This assessment is necessarily fact-specific to the context in

which the alleged errors occurred. See id. at 695 (noting the different questions

posed when a defendant challenges a conviction rather than a sentence). When

a defendant challenges a conviction, the second Strickland prong is particularly

demanding: "[t]he error committed must be so serious as to undermine the

court's confidence in the jury's verdict or the result reached." State v. Allegro,

193 N.J. 352, 367 (2008) (quoting State v. Castagna, 187 N.J. 293, 315 (2006)).

We first consider defendant's contention that his attorney was ineffective

for failing to file a motion to suppress evidence seized from his bedroom. As

we have already noted, the record before us is unclear whether the shell casing

A-3315-17T1 10 and passport were discovered and seized during the protective sweep search

officers conducted when they initially canvassed the rooming house or were

instead seized during the execution of a search warrant. See supra note 2. We

note that a "protective sweep search" pursuant to Maryland v. Buie, 494 U.S.

325 (1990), authorizes police to locate persons, not small objects such as a shell

casing or passport. See also State v. Davila, 203 N.J. 97, 114 (2010) (observing

protective sweep searches "may extend only to a cursory inspection of those

spaces where a person may be found" (quoting Buie, 494 U.S. at 335)).

The record developed at trial does not allow us to determine whether

competent counsel would have filed a motion to suppress and whether any such

motion would have resulted in the suppression of the shell casing or passport.

See State v. Johnson, 365 N.J. Super. 27, 37 (App. Div. 2003) (noting because

a suppression motion was never filed, a hearing on the issues was never held,

and thus the State had no opportunity to justify the search).

Similarly, we are not able on this record to resolve defendant's contention

that counsel rendered constitutionally defective assistance by failing to

challenge the manner in which the victim identified defendant as the person who

fired the rifle following the altercation. See Henderson, 208 N.J. at 276–78,

288–299 (summarizing best practices adopted by the Attorney General

A-3315-17T1 11 Guidelines in administering photo lineups and articulating the current

framework for assessing and presenting identification procedures at pretrial

hearings, at trial, and in jury instructions). The use of a single photograph, rather

than an array of multiple photos, appears to be inconsistent with an Attorney

General Directive concerning identification procedures police must follow.

Attorney General Guidelines for Preparing and Conducting Photo and Live

Lineup Identification Procedures 2 (Apr. 18, 2001) (advising photo lineup

administrators to “[i]nclude a minimum of five fillers (nonsuspects) per

identification procedure”).

However, we cannot determine on the record before us whether defendant

would have been entitled to a Wade/Henderson hearing or whether the outcome

of any such hearing would have changed the result of the trial. See Henderson,

208 N.J. at 289 (directing trial courts to remedy potential misidentifications

through either suppression of the identification evidence or through appropriate,

tailored jury charges); Model Jury Charges (Criminal), “Identification: In-Court

and Out-of-Court Identifications” (rev. July 19, 2012) (supplying the

appropriate jury instructions in cases involving in-court and out-of-court

identification); see also R. 3:11(d) (providing remedies for failure to record out-

of-court identification procedures, including suppression of the identification,

A-3315-17T1 12 redaction, and/or the fashioning of an appropriate jury charge). It appears that

Martinez-Ventura knew defendant and had referred to him by a nickname before

being shown the single photograph. State v. Pressley, 232 N.J. 587, 592–93

(2018) (commenting that “confirmatory identifications” where a witness

identifies someone he or she already knows but can only identify by a street

name are not considered suggestive). Furthermore, defendant had admitted to

police that he was involved in an altercation with Martinez-Ventura and his

friends. In these circumstances, the assailant's identity may not have been a

contested issue at trial, which would impact the analysis under both prongs of

the Strickland test.

We recognize that as a general matter, ineffective assistance claims are

raised in collateral, post-conviction relief proceedings rather than direct appeals

such as the one presently before us "because such claims involve allegations and

evidence that lie outside the trial record." State v. Preciose, 129 N.J. 451, 460

(1992). We elect in this case to remand the matter for the trial court to make

appropriate findings of fact and law with respect to defendant's contentions.

Accord Johnson, 365 N.J. Super. at 37 (remanding to the trial court for a “full

hearing” on a defendant’s ineffective assistance claims raised on direct appeal).

A-3315-17T1 13 We intimate no view as to whether a motion to suppress physical evidence or to

convene a Wade/Henderson hearing, if properly made, would ultimately have

been successful.

The trial court on remand may require the parties to produce such

information and briefs, as the court deems appropriate. We also leave it to the

discretion of trial court whether to permit or require testimony from witnesses.

Affirmed in part and remanded in part for proceedings consistent with this

opinion. We do not retain jurisdiction.

A-3315-17T1 14