RECORD IMPOUNDED
NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION This opinion shall not "constitute precedent or be binding upon any court ." Although it is posted on the internet, this opinion is binding only on the parties in the case and its use in other cases is limited . R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION DOCKET NO. A-1785-17T1
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
H.S.,
Defendant-Appellant. _________________________
Submitted March 31, 2020 – Decided May 5, 2020
Before Judges Yannotti, Hoffman and Firko.
On appeal from the Superior Court of New Jersey, Law Division, Passaic County, Indictment No. 14-03-0190.
Joseph E. Krakora, Public Defender, attorney for appellant (Elizabeth C. Jarit, Deputy Public Defender, of counsel and on the briefs).
Camelia M. Valdes, Passaic County Prosecutor, attorney for respondent (Ali Y. Ozbek, Assistant Prosecutor, of counsel and on the brief).
PER CURIAM Defendant H.S. was tried before a jury and found guilty of aggravated
sexual assault and other offenses. He appeals from the judgment of conviction
(JOC) dated September 27, 2017. For the reasons that follow, we affirm in part,
reverse in part, and remand the matter to the trial court for resentencing .
I.
On May 18, 2014, a Passaic County grand jury returned Indictment No.
14-03-0190, charging defendant with first-degree aggravated sexual assault,
N.J.S.A. 2C14-2(a)(2)(c) (count one); second-degree sexual assault, N.J.S.A.
2C:14-2(c)(4) (count two); and endangering the welfare of a child, N.J.S.A.
2C:24-4(a) (count three). The victim of the alleged offenses was A.A.,
defendant's stepdaughter. 1
At trial, M.G. testified that she is A.A.'s cousin. She stated that during
the summer months, A.A. usually would visit her and other relatives in North
Carolina. In the summer of 2013, A.A. went to North Carolina for M.G.'s
wedding. A.A. was supposed to return to New Jersey after the wedding but,
with her mother's approval, she remained in North Carolina through August.
1 We use initials to identify A.A. and others to protect the identity of a victim or alleged victim of sexual offenses. See R. 1:38-3(c)(12). A-1785-17T1 2 As the time for her return to New Jersey approached, A.A. began to plead
with M.G.'s parents to let her remain in North Carolina and attend school there.
M.G. testified that she thought this was odd because A.A. usually was ready to
return home at the end of the summer and she had never before stated that she
wanted to go to school in North Carolina. M.G. and her parents asked A.A. what
was going on. Initially, A.A. was reluctant to respond, but she said she just
wanted to stay.
M.G. testified that during the first week in August 2013, she and her
husband were traveling to Texas. She sent a text to her brother and asked him
to have A.A. phone her to discuss why she did not want to return to New Jersey.
M.G. thought A.A. would be more comfortable calling her when no one was
around. A.A. called and spoke with M.G. and her husband.
They asked A.A. if anything had been going on at school or if she was
having problems with her mother. A.A. said no. They then asked A.A. if she
was having problems with her stepfather. According to M.G., A.A. was quiet
for about a minute. M.G.'s husband asked A.A. if something else was going on.
He asked if her stepfather had done something to her.
M.G. testified that A.A. was quiet "for a little bit." She then told M.G.
and her husband that her stepfather touched her and had sex with her. M.G.'s
A-1785-17T1 3 husband gave M.G. the phone. She asked A.A. the same question. A.A. again
said her stepfather had touched her and they had sex twice.
According to M.G., A.A. began to cry. Her voice was quivering. She said
this happened twice in her mother's and stepfather's room. M.G. told A.A. she
had to report the matter to the police, but A.A. said she did not want anyone to
know. She also said she did not want her mother to find out. M.G. told A.A.
they had to report the matter. She called A.A.'s mother and then called 9 -1-1.
M.G. identified defendant as A.A.'s stepfather.
A.A. testified that she was living with her mother and her grandparents.
She described the residence and stated that there were two bedrooms on the first
floor. She said that in March 2013, she was fourteen years old and she was in
the eighth grade. At that time, A.A. was living with her mother, defendant,
grandparents, and her aunt and uncle.
A.A. explained that her mother and defendant were staying on the first
floor. They had been married for four years. A.A. said she had a good
relationship with defendant. She described her relationship with her mother as
"okay." She stated that her mother was strict.
A.A. testified that her mother would not let her have a cellphone, but she
had saved her money and purchased one. She said she had a boyfriend and
A-1785-17T1 4 wanted to text him. She explained that she and her boyfriend had been
communicating with each other regularly for about a year. Her mother did not
know she had her own phone or a boyfriend.
However, in mid-March 2013, A.A.'s mother saw the phone while A.A.
was charging it. A.A.'s mother demanded that she give her the phone. She
refused and her mother called the police. The police came to the home and an
officer made A.A. give her mother the phone and the password. A.A.'s mother
then gave the phone and the password to defendant. A.A. went to her bedroom,
which was on the third floor.
Later, A.A.'s aunt told A.A. to go downstairs and get her school uniform.
When she entered the living room on the first floor, defendant told her to "come
here." He said he needed to speak to her. Defendant started to show her photos
that were on the phone. A.A. said she had "naked pictures" on the phone.
Defendant complimented her on the pictures. He told her she looked "very sexy"
and "very nice."
According to A.A., defendant said she was going to get into trouble when
her mother sees the pictures. He asked her if she wanted him to erase the photos,
but said he would only do so if she had sex with him. Defendant grabbed A.A.
and took her to the room he shared with A.A.'s mother. A.A. said defendant
A-1785-17T1 5 locked the door, pulled her into the bed, pulled his pants down, and stood her
up. Then, defendant grabbed her by the neck and put his penis into her mouth.
She said defendant moved his penis back and forth for less than a minute.
Defendant paused and put her on the bed. A.A. said she was facing down.
She explained that defendant pulled her pants down and put his penis into her
vagina. A.A. said she was crying. She could not scream. After about thirty-
five minutes, defendant stopped. She pulled up her pants and felt something
wet, so she assumed defendant had ejaculated. She unlocked the door and ran
back to the third floor. Before she left, defendant told her not to tell her mother.
A.A. testified that she did not tell her mother what had happened because
her mother always took defendant's side. She did not tell her aunt because she
did not want anyone to know what had happened. She said, however, that in the
summer of 2013, she told her cousin M.G. and her husband about the abuse,
which was the reason she did not want to return to New Jersey from North
Carolina.
On cross-examination, A.A. stated that in October 2016, she was
interviewed by a detective from the Passaic County Prosecutor’s Office (PCPO)
and told the detective that defendant forced her to perform oral sex on him. She
admitted that she had never made that statement before. She also acknowledged
A-1785-17T1 6 that she did not tell her school counselor about the alleged sexual abuse or report
it to the police. A.A. said she told an investigator in North Carolina that
defendant stated that if she did not have sex with him, he would call the police.
She also said she told the investigator she kept telling defendant to stop.
Detective Sabrina McKoy testified that a social services agency in North
Carolina contacted the PCPO and reported that A.A. had alleged defendant had
sexually assaulted her. McKoy contacted and obtained statements from M.G.,
her husband, and A.A. She said A.A.'s mother would not cooperate with the
investigation.
McKoy and another detective went to defendant's residence. The
detectives identified themselves, and defendant agreed to accompany them to
the PCPO to discuss the allegations. Defendant was not handcuffed or placed
under arrest, and he was informed of his Miranda2 rights. Defendant indicated
that he understood his rights and he agreed to speak with McKoy. He provided
a recorded statement, which was played for the jury.
Defendant told McKoy that he was living with A.A. and her mother in a
residence in Passaic. He said his wife used to work in a factory. According to
defendant, his wife lost interest in having sex with him after someone at work
2 Miranda v. Arizona, 384 U.S. 436 (1966). A-1785-17T1 7 sexually harassed her. He stated that he had a good relationship with A.A. and
that A.A. looked at him "like as a guardian or something."
McKoy asked defendant why he thought they were speaking with him. He
replied, "Actually there's something yes um uh that I would like to confess."
Defendant then told McKoy, "I don't know what's on my mind with all these
problems with issues with my wife, like I told you." He stated that one
afternoon, he told A.A. he would not say anything about her phone.
Defendant asked A.A. if she could do the same thing to him that she did
"with those guys." McKoy asked defendant what he meant by that statement,
and he replied, "We had sex." He stated:
It started like this. . . . I was needing somebody. Somebody for, for having sex. Then in my mind, I don’t know what happened. It just went by, why not with [A.A.]. If she, [A.A.] was um wanting some, that’s what I thought and we went, yeah, we did it and at the end she left to go to sleep. I sat on the couch and felt bad.
McKoy asked defendant how he convinced A.A. to have sex with him. He
said he told A.A. he would not tell her mother A.A. had a boyfriend if she had
sex with him. He stated that A.A. performed oral sex on him in the living room
before they went into the bedroom to have intercourse. Defendant said he told
A.A. he would "delete the [sexual] pictures if, if you and I just do sex." He stated
A-1785-17T1 8 that he could tell that A.A. did not want to have sex with him because she looked
sad and at one point stopped for two or three minutes.
When asked whether he forced A.A. into the room to have sex with him,
defendant responded, "I wouldn't say force but it can be the word, yeah, more
possible that's what actually made me think, that yes it can be, because she didn't
want that . . . that day . . ." He also said, "All I can say is whatever she's saying,
you know the way she described it, I guess it has to be like that." He conceded
that he licked A.A.'s breasts and licked her between the legs.
Defendant also said he had sex with A.A. a second time about two weeks
after the first incident. He told A.A. he was "crazy [about] what happened that
night" and told her that "she did so good." Defendant said A.A. told him she did
not feel good because he was her mother's husband. Defendant told her that this
would be the last time.
Defendant also stated that "she didn't want to" but he "grabbed her by the
hand and told her let's go." He said he never forced her to have sex, and that she
did not tell him to stop. He stated that "she didn't want to [have sex with him]"
and he saw her crying about it in her room. He said he ejaculated and did not
wear a condom.
A-1785-17T1 9 The State also presented testimony from Dr. Anthony D'Urso regarding
Child Sexual Abuse Accommodation Syndrome (CSAAS). He discussed the
five aspects of CSAAS, specifically: secrecy, helplessness, entrapment and
accommodation, delayed and unconvincing disclosures, and retraction or
recantation. He stated that he did not know anything about the facts of the case,
and he never met the victim.
Dr. D'Urso also said he was only testifying about typical behaviors, and
he was not there to give an opinion on whether A.A. was telling the truth, or
whether she had been abused or not. He stated that he was only in court to
"provide information about the differences between the way kids process child
sexual assault versus adult matters and to deal with an understanding of things
that may appear on face [to be] illogical."
Defendant elected not to testify, and he did not present any witnesses. In
her summation, defense counsel argued that A.A. was not credible and asserted
that her story "changes every time she tells it." Defense counsel also asserted
that defendant's recorded statement was not a truthful confession. She said
defendant's words were the "words of someone who's trying to take the path of
least resistance."
A-1785-17T1 10 The jury found defendant guilty on all three counts. Thereafter, defendant
filed a motion for a judgment of acquittal or a new trial. He argued that he had
been denied a fair trial because the judge refused to use two voir dire questions
the defense had proposed for jury selection. The judge denied the motion. After
sentencing defendant, the judge entered a JOC dated September 27, 2017. This
appeal followed.
Defendant raises the following arguments:
POINT I THE JUDGE'S REJECTION OF VOIR DIRE QUESTIONS ABOUT WHETHER THE JURORS HAD ANY PRECONCEIVED BIASES IN RELATION TO FALSE CONFESSIONS DENIED [DEFENDANT] A FAIR TRIAL BY AN IMPARTIAL JURY.
POINT II THE ADMISSION OF CSAAS TESTIMONY WAS IMPROPER, UNDULY PREJUDICIAL, AND DENIED [DEFENDANT] THE FAIR TRIAL GUARANTEED BY THE FEDERAL AND STATE CONSTITUTIONS.
POINT III THE JURY CHARGE RELATIVE TO [DEFENDANT'S] STATEMENT WAS INSUFFICIENT TO ADVISE THE JURY OF THE NEED TO CRITICALLY AND EFFECTIVELY EVALUATE THIS STATEMENT IN LIGHT OF THE REALITY THAT JURORS HAVE GREAT DIFFICULTY DISTINGUISHING BETWEEN
A-1785-17T1 11 FALSE CONFESSIONS AND TRUE CONFESSIONS (NOT RAISED BELOW).
POINT IV THE COURT ERRED BY IMPOSING FINANCIAL PENALTIES ON COUNT TWO AS THAT COUNT WAS PROPERLY MERGED INTO COUNT ONE (NOT RAISED BELOW).
POINT V RESENTENCING IS REQUIRED BECAUSE THE COURT IMPROPERLY DOUBLE-COUNTED IN FINDING AGGRAVATING FACTORS, MADE FINDINGS THAT ARE NOT SUPPORTED BY EVIDENCE IN THE RECORD, AND PENALIZED THE DEFENDANT FOR REMAINING SILENT.
II.
We turn first to defendant's contention that the trial judge erred by
refusing to use two questions defendant proposed for jury selection. Defendant
contends the questions were necessary to determine if the prospective jurors had
any preconceived biases regarding "false confessions." We disagree.
Here, defendant requested that the trial judge use the following questions
when interrogating the prospective jurors:
Do you believe that a person would ever confess to a crime they did not commit? Why or why not? If yes, what, other than torture, would cause someone to falsely confess?
A-1785-17T1 12 If you were a juror in a case where a person had confessed, then denied the confession, would you be willing to consider that the confession might be untrue?
The judge stated said that the questions might be appropriate if defendant
was going to call an expert to describe what to consider when determining if a
confession was falsely made. Defendant did not, however, intend to call such a
witness. The judge found that under the circumstances, the questions were not
appropriate. The judge stated that it was not the court's responsibility "to set
forth either party's theory of the case" when selecting a jury.
Rule 1:8-3(a) provides that
For the purpose of determining whether a challenge should be interposed, the court shall interrogate the prospective jurors in the box after the required number are drawn without placing them under oath. The parties or their attorneys may supplement the court's interrogation in its discretion.
The rule was adopted to address perceived deficiencies in the jury
selection process. State v. Manley, 54 N.J. 259, 281 (1969). The Court noted
that it appeared the aim of counsel was no longer to exclude "unfit or partial or
unbiased jurors." Ibid. Instead, the aim had become to select "a jury as
favorable to the party's point of view as indoctrination through the medium of
questions on assumed facts and rules of law can accomplish." Ibid.
A-1785-17T1 13 Under the rule, voir dire should be "conducted exclusively by or through
the trial judges to the extent reasonably possible." Id. at 282. "Supplemental
questioning by counsel personally is not foreclosed entirely, but control over its
scope and content is left to the experienced judgment and discretion of the trial
judge to be exercised with the history and purpose of the rule in mind." Id. at
282-83.
"[T]rial courts must be allotted reasonable latitude when conducting voir
dire and, therefore, a reviewing court's examination should focus only on
determining whether 'the overall scope and quality of the voir dire was
sufficiently thorough and probing to assure the selection of an impartial jury.'"
State v. Winder, 200 N.J. 231, 252 (2009) (quoting State v. Biegenwald, 106
N.J. 13, 29 (1987)). Generally, we will not disturb a trial court's decision
regarding voir dire unless the trial judge committed an error that "undermine [s]
the very foundation of a fair trial" and "the selection of an impartial jury." State
v. Tinnes, 379 N.J. Super 179, 187 (App. Div. 2005).
We are convinced the trial judge did not abuse her discretion by refusing
to use the questions that defendant proposed. When denying the request, the
judge observed that defendant did not intend to present expert testimony on the
subject of false confessions. The judge noted that the apparent purpose of
A-1785-17T1 14 defendant's proposed questions was to pick a jury that was favorable to
defendant's point of view. Defendant has not shown that he was denied a fair
trial because the judge refused to use his proposed questions.
In support of his argument, defendant relies upon State v. Moore, 122 N.J.
420 (1991). In that case, the Court held that the trial judge had erroneously
rejected proposed voir dire questions, which the Court viewed as an attempt to
determine whether the prospective jurors would consider an insanity defense.
Id. at 453-54. In Moore, the defendant presented expert testimony to support
the insanity defense. Id. at 437.
Here, however, defendant presented no testimony, expert or otherwise, to
support his claim that his confession was false. He relied solely upon his
attorney's argument that the confession was not credible. There is nothing in
the record which suggests that the jury would not fairly consider that defense.
Indeed, the judge instructed the jury that it had to evaluate the credibility
of defendant's statement and determine what weight, if any, to give to it. We
must presume the jury followed the judge's instructions. State v. Morgan, 217
N.J. 1, 16 (2013) (citing State v. Burns, 192 N.J. 312, 335 (2007)).
A-1785-17T1 15 We therefore reject defendant's contention that he was denied a fair trial
because the judge did not use his proposed voir dire questions when selecting
the jury.
III.
Defendant argues that he was denied a fair trial as a result of the admission
of testimony on CSAAS. Again, we disagree.
In State v. J.Q., 130 N.J. 554, 556 (1993), the Court held that expert
CSAAS testimony was sufficiently reliable to be admitted into evidence.
However, while this appeal was pending, the Court decided State v. J.L.G., 234
N.J. 265 (2018), and held that except for testimony about delayed disclosure, "it
is no longer possible to conclude that CSAAS has a sufficiently reliable basis in
science to be the subject of expert testimony." Id. at 272. The Court stated that
expert testimony about CSAAS in general, and its component behaviors other than delayed disclosure, may no longer be admitted in criminal trials. Evidence about delayed disclosure can be presented if it satisfied all parts of the applicable evidence rule. See N.J.R.E. 702. In particular, the State must show that the evidence is beyond the understanding of the average jury.
[Ibid. (Emphasis added).]
The Court also stated that if expert CSAAS testimony on delayed
disclosure is admitted, the trial judge must provide "appropriate limiting
A-1785-17T1 16 instructions to the jury – both before [the] expert witness testifies and as part of
the court's final charge." Ibid. The Court requested "the Committee on Model
Criminal Jury Charges to draft appropriate instructions limited to delayed
disclosure as soon as practicable." Ibid.
Thereafter, a panel of our court issued its opinion in State v. G.E.P., 458
N.J. Super. 436 (App. Div.), certif. granted, 239 N.J. 598 (2019). The panel
held that that J.L.G. announced a new rule of law, which should be applied
retroactively to cases in the "pipeline" when J.L.G. was decided. Id. at 443. The
term "pipeline retroactivity" means that a new rule of law will be applied to "all
future cases, the case in which the rule is announced, and any cases still on direct
appeal." State v. Knight, 145 N.J. 233, 249 (1996).
On appeal, defendant argues that we should follow G.E.P. and accord
pipeline retroactively to J.L.G. However, we need not decide whether J.L.G.
should be applied retroactively. We are convinced that if J.L.G. is accorded
pipeline retroactivity, reversal of defendant's convictions is not warranted.
As noted previously, Dr. D'Urso testified regarding all five aspects of
CSAAS. If the admission of that evidence was erroneous, the error was not
"'sufficient to raise a reasonable doubt' that 'the error led the jury to a result it
A-1785-17T1 17 otherwise might not have reached.'" J.L.G., 234 N.J. at 306 (quoting State v.
Macon, 57 N.J. 347, 335-36).
Dr. D'Urso stated that he did not know A.A. and he was not familiar with
the facts of the case. He did not offer an opinion as to whether A.A. had been
sexually abused. Furthermore, A.A. testified and the jury was able to assess
her credibility.
In doing so, the jurors were able to consider A.A.'s demeanor, her
description of the abuse, the delay in disclosing the abuse, her explanation for
the delayed disclosure, her fresh complaints to M.G. and her husband, and the
reasons she did not inform her mother or other family members of the abuse.
The jury also could consider defendant's recorded statement, in which he
admitted having A.A. perform oral sex upon him and engaging in sexual
relations with her.
Moreover, the trial judge instructed the jury in accordance with the model
charge regarding CSAAS testimony, which strictly limited the jury's
consideration of such testimony. Model Jury Charges (Criminal), "Child Sexual
Abuse Accommodation Syndrome" (rev. May 16, 2011). The judge told the
jurors:
You may not consider Dr. D'Urso's testimony as offering proof that child sexual abuse occurred in this
A-1785-17T1 18 case. The syndrome is not a diagnostic device and cannot determine whether or not abuse occurred. It relates only to a pattern of behavior of the victim which may be present in some child sexual abuse cases. You may not consider expert testimony about the syndrome as providing whether abuse occurred or did not occur. Similarly you may not consider that testimony as proving in and of itself that A.A., the alleged victim here, was or was not truthful.
We are convinced that in light of testimony presented and the judge's
limiting instruction, the admission of Dr. D'Urso's testimony describing the five
aspects of CSAAS does not raise a reasonable doubt as to whether the jury
reached a decision it would not otherwise have reached. We therefore reject
defendant's contention that the admission of the CSAAS testimony requires
reversal of his convictions.
IV.
Defendant argues, for the first time on appeal, that the jury instruction
regarding his recorded statement was flawed and requires reversal of his
convictions. He contends the instructions failed to advise the jurors to critically
evaluate his statement in light of the "reality" that jurors have great difficulty
distinguishing between false and true confessions.
"A claim of deficiency in a jury charge to which no objection is interposed
will not be considered unless it qualifies as plain error . . ." State v. R.B., 183
A-1785-17T1 19 N.J. 308, 321 (2005). The legal error in the instruction must have a prejudicial
effect upon the defendant's "substantial rights" and be "sufficiently grievous"
and convince the reviewing court that, standing alone, the error "possessed a
clear capacity to bring about an unjust result." Ibid.
Here, the trial judge instructed the jury regarding defendant's statement,
in accordance with the model jury instructions. See Model Jury Charges
(Criminal), "Statements of Defendant – Allegedly Made" (rev. Jun. 14, 2010);
Model Jury Charges (Criminal), "Redacted Recorded Statement of Defendant"
(appv'd Oct. 6, 2014). The judge stated:
Now, members of the [j]ury, you saw a DVD recording of [defendant], the statement that he gave to police which was already played for you. As you viewed the DVD you likely noticed that there are certain portions of the DVD where the audio or video had been redacted or removed. That redaction was again ordered by the [c]ourt and I instruct you that you should not speculate as to what has been redacted or removed.
This court has previously made a determination that certain information is of no consequence to this case and should not be heard by you. Therefore what has been redacted or removed is not for your consideration and you should not speculate regarding the same.
Beyond that which has been redacted you may take into consideration the remainder of the DVD
A-1785-17T1 20 recording as evidence in this case and you may afford it whatever weight you deem appropriate.
There is as I stated for your consideration in this case a recorded statement made by [defendant]. It's your function to evaluate the statement to determine the credibility of that statement in deciding what weight, if any, to give to it.
In considering whether or not the statement is credible you should take into consideration the circumstances and facts as to how the statement was made, as well as all other evidence in this case relating to this issue if any.
If you find that part or all of the statement is credible you may give what weight you think you deem appropriate to the portion of the statement you find to be truthful and credible.
On appeal, defendant argues that the model instructions are insufficient to
address the "phenomenon of false confessions." He contends the following
should be added to the model jury charge:
Although nothing may appear more convincing than a defendant's statement, you must critically analyze such evidence. Such statements may be false. Therefore, when analyzing such evidence, be advised that the fact of making a statement, alone, is not an indication of the reliability of the statement.
In support of this argument, defendant relies upon social science research,
law review articles, an article in The New York Times, and certain other
materials. Defendant did not, however, present these materials to the trial court.
A-1785-17T1 21 Consequently, the State did not have the opportunity to contest the conclusions
set forth therein. It would be entirely inappropriate for this court to consider
these materials for the first time on appeal. See Harris v. Middlesex County,
353 N.J. Super. 31, 47-48 (App. Div. 2002).
Defendant asserts that there is a "well-documented" tendency on the part
of jurors to overemphasize confessions, and trial judges must caution the jury
that a confession can and may be false. We are convinced, however, that the
judge's instructions were proper.
Here, the judge informed the jury to consider whether defendant's
statement was "truthful and credible" and what weight, if any, should be given
to it. Implicit in the instruction is the understanding that the confession may not
have been true. We are not convinced that a jury needs to be told that the fact
that a defendant made a statement indicates that the statement is reliable.
We therefore reject defendant's contention that the instructions were
inadequate to guide the jury's consideration of his statement.
Defendant further argues that resentencing is required. He contends the
judge erred in her findings regarding the aggravating factors, failed to make
A-1785-17T1 22 proper findings of fact, and punished defendant for exercising his right to remain
silent.
"An appellate court's review of a sentencing court's imposition of sentence
is guided by an abuse of discretion standard." State v. Jones, 232 N.J. 308, 318
(2018). In reviewing a sentence, the court must determine whether: "(1) the
sentencing guidelines were violated; (2) the findings of aggravating and
mitigating factors were . . . 'based upon competent credible evidence in the
record'; [and] (3) 'the application of the guidelines to the facts' of the case
'shock[s] the judicial conscience.'" State v. Bolvito, 217 N.J. 221, 228 (2014)
(third alteration in original) (quoting State v. Roth, 95 N.J. 334, 364-65 (1984)).
"An appellate court is bound to affirm a sentence, even if it would have
arrived at a different result, as long as the trial court properly identifies and
balances aggravating and mitigating factors that are supported by competent
credible evidence in the record." State v. O'Donnell, 117 N.J. 210, 215 (1989)
(citing State v. Jarbath, 114 N.J. 394, 400-01 (1989); Roth, 95 N.J. at 364-65).
Here, the sentencing judge found aggravating factors one, N.J.S.A. 2C:44-
1(a)(1) (nature and circumstances of the offense); two, N.J.S.A. 2C:44-1(a)(2)
(gravity and seriousness of the harm inflicted on the victim); three, N.J.S.A.
2C:44-1(a)(3) (risk that defendant will commit another offense); four, N.J.S.A.
A-1785-17T1 23 2C:44-1(a)(4) (lesser sentence will depreciate the seriousness of the offense
because defendant took advantage of a position of trust or confidence to commit
the offense); and nine, N.J.S.A. 2C:44-1(a)(9) (need to deter defendant and
others from violating the law). The judge also found mitigating factor seven,
N.J.S.A. 2C:44-1(b)(7) (defendant has no prior history of delinquency or
criminal activity). The judge determined that the aggravating factors
substantially outweigh the one mitigating factor.
The judge merged count two (sexual assault) with count one (aggravated
sexual assault), and sentenced defendant on count one to a fifteen-year prison
term. The judge required defendant to serve eighty-five percent of that term
before becoming eligible for parole, pursuant to the No Early Release Act,
N.J.S.A. 2C:43-7.2. The judge also imposed a concurrent seven-year term of
incarceration on count three (endangering the welfare of a child). The judge
ordered defendant to comply with Megan's Law, N.J.S.A. 2C:7-1 to -23, and
imposed various monetary penalties.
On appeal, defendant argues that the judge erred by finding aggravating
factor one. He contends that as support for that finding, the judge erroneously
relied upon certain uncharged acts of sexual assault. He further argues that the
judge erred by finding this aggravating factor because the aggravated sexual
A-1785-17T1 24 assault for which he was found guilty was not more serious that "others in its
class."
Here, the judge noted that in his recorded statement, defendant admitted
that he committed aggravated sexual assaults upon A.A. on two separate
occasions, specifically penile-vaginal penetration. The judge pointed out that
only one such act was necessary to find defendant guilty of aggravated sexual
assault. The judge also noted that the jury found defendant had A.A. perform
fellatio upon him and that he performed cunnilingus on A.A. The judge
correctly determined that these additional acts could be considered as a basis for
finding aggravating factor one.
However, even if the judge erred by relying on these other acts, the record
provides sufficient support for the judge's finding of aggravating factor one. The
judge noted that defendant was the victim's stepfather and he coerced her into
performing sexual acts by threatening to reveal "potentially embarrassing,
shameful, and inflammatory information" to the victim's mother.
The judge correctly observed that coercion was not an element of the
charged offenses. Therefore, the findings of aggravating factor one does not
reflect impermissible double counting. See State v. Fuentes, 217 N.J. 57, 76
(2014) (noting that sentencing court may not consider an element of an offense
A-1785-17T1 25 as an aggravating factor) (citing State v. Towey, 244 N.J. Super. 582, 593
(1990)).
We conclude there is sufficient support in the record for the finding of
aggravating factor one. We also reject defendant's assertion that the aggravated
sexual assault he committed was no more serious than other such sexual assaults.
We therefore reject defendant's contention that the judge erred by finding
aggravating factor one.
Next, defendant argues the judge erred by finding aggravating factor two.
He contends there was no evidence showing that A.A. suffered any
psychological harm as a result of the sexual assaults. Defendant contends the
judge merely speculated that A.A. would experience such harm. He also asserts
the judge erred by finding aggravating factor two based in part on the
relationship between A.A. and defendant.
We note that at trial, M.G. testified that when she disclosed the abuse,
A.A. cried and her voice was quivering. The judge reasonably concluded that
A.A. had suffered some psychological harm from the abuse, and that the harm
will be heightened by the fact that her stepfather was the person who committed
the assaults. The judge also reasonably concluded that A.A. would experience
some psychological harm from the sexual abuse in the future.
A-1785-17T1 26 Defendant also contends the judge erred by finding aggravating factor four
based upon the breach of trust between a stepfather and his stepdaughter.
Defendant contends the judge impermissibly double counted because his
relationship with A.A. was an element of counts one and three. We agree.
Although aggravating factor four was relevant to count two, that count
was merged with count one for sentencing purposes. Because defendant's
relationship with A.A. was an element of the two offenses for which he was
sentenced, the judge erred by finding aggravating factor four and applying that
factor when sentencing defendant on counts one and three.
Defendant further argues that the judge erred by finding aggravating
factors three and nine. Defendant contends the judge found these two
aggravating factors in part based on his lack of remorse. He asserts that the
judge may not consider a defendant's refusal to admit guilt as an aggravating
factor.
However, in sentencing a defendant, the sentencing judge can consider,
among other things, a defendant's "prospects for redemption." State v. Poteet,
61 N.J. 493, 496 (1972). In this case, defendant's lack of remorse was relevant
to the risk defendant would reoffend and the need for deterrence.
A-1785-17T1 27 Here, the judge noted that he had considered the evaluation report of
defendant that was prepared by the Adult Diagnostic and Treatment Center
(ADTC). The report states that defendant had indicated he agreed with certain
statements indicating that he excused or rationalized abusive sexual behavior.
The judge observed that the ADTC report indicated a clear likelihood or
possibility that defendant will reoffend.
Defendant contends the judge erred by taking note of the high rate of
recidivism for persons who commit serious and violent sex offenses. He asserts
that he represents a low risk for reoffending sexually. He notes that the ADTC
evaluation did not find his offenses to be the result of repetitive and compulsive
behaviors. Defendant also notes that upon his release from incarceration, he
will be compelled to register as a sex offender pursuant to Megan's Law, and he
will be subject to parole supervision for life.
We are convinced, however, that there is sufficient evidence in the record
to support the judge's findings of aggravating factors three and nine. The judge's
observations regarding recidivism by persons who commit sexual assaults is
consistent with the legislative findings underlying Megan's Law, where the
Legislature noted that sex offenders pose a danger of recidivism. See In re R.B.,
376 N.J. Super. 451, 460 (App. Div. 2005) (noting that Megan's Law was
A-1785-17T1 28 intended to protect the public from the danger posed by sex offenders, who are
regarded as having a high risk of recidivism).
Furthermore, the ADTC report of defendant's evaluation states that
defendant had an average risk of recidivism. Although defendant will be
required to register under Megan's Law and he will be subject to parole
supervision after he serves his custodial sentence, such measures do not preclude
findings of aggravating factors three and nine. The record supports the
conclusions that there is a risk that defendant will commit another offense upon
his release, and that there is need to deter defendant and others from violating
the law.
We therefore conclude that the record supports the judge's findings
regarding the aggravating factors, except for aggravating factor four. Because
aggravating factor four may have affected the sentences that were imposed, we
remand the matter to the trial court for resentencing without aggravating factor
four.
VI.
Defendant contends the judge erred by imposing monetary penalties on
count two because that count was merged with count one for sentencing
purposes.
A-1785-17T1 29 The JOC states that the judge imposed a total of $7055 in monetary
penalties: $300 for the Victims of Crime Compensation Board (VCCB), N.J.S.A.
2C:43-3.1; $225 for the Safe Neighborhood Services Fund (SNSF), N.J.S.A.
2C:43-3.2; a $30 penalty for the Law Enforcement Officers Training and
Equipment Fund, N.J.S.A. 2C:43-3.3; a $2400 penalty for the Sexual Assault
Nurse Examiner Program (SANEP), N.J.S.A. 2C:43-3.6; a $100 sexual offender
surcharge, N.J.S.A. 2C:43-3.7; and a $4000 penalty for the Sex Crime Victim
Treatment Fund, N.J.S.A. 2C:14-10. The JOC indicates that the judge imposed
three VCCB, SNSF, and SANEP penalties - one for each count.
Here, the judge erred by imposing monetary penalties for count two
because that count was merged with count one for sentencing purposes. See
State v. Miller, 108 N.J. 112, 116 (1987) (noting that merger is based on the
principle that an accused cannot be punished twice for the same offense). The
State agrees. We therefore vacate the VCCB, SNSF, and SANEP penalties
imposed on count two.
Affirmed in part, reversed in part, and remanded for resentencing in
accordance with this opinion. We do not retain jurisdiction.
A-1785-17T1 30