RECORD IMPOUNDED
NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION This opinion shall not "constitute precedent or be binding upon any court ." Although it is posted on the internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION DOCKET NO. A-4141-16T3
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
ANTHONY M. JACKSON,
Defendant-Appellant. ____________________________
Argued October 29, 2018 – Decided November 26, 2018
Before Judges Sabatino, Haas and Sumners.
On appeal from Superior Court of New Jersey, Law Division, Cumberland County, Indictment No. 11-05- 0479.
Michael J. Confusione, Designated Counsel, argued the cause for appellant (Joseph E. Krakora, Public Defender, attorney; Michael J. Confusione, on the brief).
Andre R. Araujo, Assistant Prosecutor, argued the cause for respondent (Jennifer Webb-McRae, Cumberland County Prosecutor, attorney; Andre R. Araujo, of counsel and on the briefs). Appellant filed a pro se supplemental brief.
PER CURIAM
After a jury trial in 2016, defendant Anthony M. Jackson was found guilty
of second-degree sexual assault as to victim D.B., 1 N.J.S.A. 2C:14-2(c)(1)
(count seven); second-degree aggravated assault attempting or causing serious
bodily injury upon another victim, S.P., N.J.S.A. 2C:12-1(b)(1) (count five);
third-degree aggravated assault attempting or causing significant bodily injury
upon D.B., N.J.S.A. 2C:12-1(b)(7) (count six); two counts of third-degree
criminal restraint as to both D.B. and S.P., N.J.S.A. 2C:13-2(a) (counts one and
two); fourth-degree criminal trespass, N.J.S.A. 2C:18-3(a) (count three); third-
degree possession of a weapon (a baseball bat) for an unlawful purpose, N.J.S.A.
2C:39-4(d) (count twelve); and fourth-degree unlawful possession of weapon
(a baseball bat), N.J.S.A. 2C:39-5(d) (count ten). The jury found defendant not
guilty of various other charged offenses, including kidnapping and robbery.
The court sentenced defendant to an extended custodial term of sixteen
years for the sexual assault of D.B., subject to a parole disqualifier under th e No
Early Release Act ("NERA"), N.J.S.A. 2C:43-7.2, plus an eight-year
consecutive term for the second-degree aggravated assault of S.P., also subject
1 We use initials to protect the identities of the victims. A-4141-16T3 2 to NERA. Defendant's sentences on the remaining charges were either merged
or ordered to run concurrently.
Defendant's main argument on appeal is that the trial court misapplied
N.J.R.E. 608(b) when it precluded his trial counsel from presenting evidence to
the jury that D.B. had made similar, allegedly false, accusations of sexual assault
against him in a 2005 criminal matter and later recanted. As a related point,
defendant argues that N.J.R.E. 608(b) unconstitutionally curtails an accused's
rights of confrontation, in allowing a judge to bar such prior false accusation
evidence based on the judge's own assessment that the impeachment evidence is
untrue, even if reasonable jurors might find it to be credible. Apart from these
points involving N.J.R.E. 608(b), defendant presents various other arguments in
his appellate counsel's brief and his pro se supplemental brief. We affirm.
I.
The evidence at the eleven-day trial may be summarized as follows. On
the whole, the evidence concerned a violent encounter between defendant, his
former girlfriend D.B., and D.B.'s adult son, S.P., who lived with D.B. at her
home.
On the date of the incident, July 27, 2010, D.B. arrived home from work
at approximately at 12:30 a.m. and S.P. was in his room when D.B. arrived.
A-4141-16T3 3 D.B. had been in an on-and-off romantic relationship with defendant for
several years. As of the time of the incident, defendant and D.B. were not in a
relationship, and defendant was not welcome in D.B.'s home. According to
D.B., she and defendant had broken up approximately six weeks earlier.
D.B. testified that she was awakened in her room by a noise at
approximately 4:00 a.m. According to D.B., when she awoke, she saw S.P. run
into her room and she also saw defendant. After S.P. ran into her room, she
began to yell at defendant and ask what he was doing there. According to D.B.,
defendant then punched S.P. An altercation involving defendant, D.B., and S.P.
ensued, in which all three persons wound up on the floor. D.B. attempted to call
9-1-1, but defendant took the phone out of her hands.
According to D.B., defendant then hit S.P. in the head with a baseball bat
that D.B. kept in her room, which knocked him down. S.P. stayed down, and
defendant would not allow D.B. to check on her son to see how badly he was
hurt. D.B. stated that S.P. was quiet, but that she knew defendant had hit S.P.
in the head with a baseball bat. D.B. recalled she could see a blood stain near
S.P. on the floor grow in size. According to D.B., defendant tied up S.P., closed
the door, and locked the three of them in her bedroom.
A-4141-16T3 4 D.B. further testified that, after defendant subdued her son, he forced her
onto her bed. She claimed he repeatedly sexually assaulted her vaginally, anally,
and orally. This described sexual assault occurred both on D.B.'s bed and on
the floor.
According to D.B., defendant would not allow her to leave the room to
even go to the bathroom. Rather, she said he forced her to urinate in a coffee
cup. The assault occurred over the course of several hours, from approximately
4:00 a.m. until about 7:30 a.m., or around the time the sun was rising. She
recalled that S.P. was laying on the floor during the sexual assault, bleeding
from his head wound.
S.P.'s trial testimony substantially echoed the testimony of his mother,
D.B. S.P. stated that, after he was hit by defendant the second time, he stayed
on the ground "playing possum." S.P. explained that he stayed down because
he "wasn't sure what [defendant] would do if [S.P.] got back up." S.P. testified
that he could hear defendant forcing himself on his mother and her begging him
to stop.
According to S.P., he was not the aggressor. The first time defendant hit
him was with his fist. S.P. described the second hit to the back of his head as
something that "dug into [his] head." S.P. stated defendant also hit him in his
A-4141-16T3 5 abdomen with a baseball bat. Defendant then allegedly tied him up after
assaulting him. S.P. testified he heard defendant sexually assaulting his mother
"for hours," while he was tied up on the floor. S.P. further recounted that
defendant made D.B. perform oral sex on S.P. S.P. kept his eyes closed when
this happened.
D.B. and S.P. each testified they were allowed out of the room around the
time that the sun came up. D.B. stated that defendant then forced her to help
him clean up the scene by washing the sheets and their clothing and by wiping
surfaces with Lysol.
At approximately 9:00 a.m., D.B. called out sick from work, while
defendant sat next to her. Later, around 10:00 a.m., a job coach came to the
door of her home to pick up S.P. to assist him in looking for work. Defendant
went to the door and told the job coach that S.P. would not be going out that
day, and the job coach left.
At about 11:00 a.m., defendant said he needed to leave, but that he wanted
money first. Defendant consequently forced D.B. to drive him to a nearby bank
to retrieve money for him from an ATM. D.B. testified that defendant made
S.P. come with them in the car, and told S.P. to stay in the back seat.
A-4141-16T3 6 According to D.B., after she withdrew funds from the bank and gave them
to defendant, he allowed her to drop him off somewhere near her home. She
then drove home with S.P. D.B. locked the doors and called a close friend for
help, while her son called his grandfather, D.B.'s father. S.P.'s grandfather
arrived at D.B.'s house shortly thereafter and contacted the police. The police
came to the house, as well as emergency medical technicians. 2
Both D.B. and S.P. were treated for their injuries and taken to the hospital.
According to an EMS worker, S.P. had a one-and-a-half-inch semicircular
laceration to the back of his head and a large lump on his forehead, as well as
abrasions and lacerations to his arms, legs, and stomach.
On cross-examination, S.P. acknowledged that although he had told a
police detective that he saw the assault of his mother occur through a "window,"
such a window did not exist. S.P. clarified that he meant to say to the officer
that he saw the assault through a mirror, not a window. Defense counsel also
elicited some confusing testimony from S.P. on cross-examination as to whether
he had been conscious during the alleged assault of his mother.
2 Key aspects of defense counsel's attempts to impeach of D.B. are discussed in more depth, infra, in Part II(A). A-4141-16T3 7 Dr. Tanvi Kothari was called by the State as an expert witness in forensic
serology. Dr. Kothari testified that she found staining that was "presumptive
positive for [the] presence of blood" on five pieces of paper towel found in
D.B.'s car. Dr. Kothari opined that the swab taken from defendant's left-hand
nail beds was presumptively positive for blood. Dr. Kothari further testified to
having found two small droplets of what was suspected to be blood stain on the
barrel of the baseball bat. The testing of these areas gave Dr. Kothari a "weak
positive [blood] result."
The State also presented testimony at trial from Jennifer Thayer, a DNA
comparison expert. Thayer testified that the DNA sample taken from the blood
stain on the baseball bat matched the DNA profile of D.B. According to Thayer,
S.P. was "the major DNA profile contributor" for the general swab of the
baseball bat. Moreover, Thayer testified that D.B.'s DNA had been found on the
paper towels located in D.B.'s car.
Defendant testified on his own behalf and denied assaulting either D.B. or
S.P. He also presented testimony from his mother and a cousin, neither of whom
had been in the residence when the alleged attacks on D.B. and S.P. occurred.
The defense theme at trial was that D.B. and defendant had a turbulent,
on-and-off-again romantic relationship for years. The tempestuous relationship
A-4141-16T3 8 and fluctuating emotions, defense counsel argued, resulted in D.B.'s and S.P.'s
inconsistent and contradictory trial testimony.
Defendant contended that he had come to D.B.'s house for a benign
purpose, to try to persuade her to resume their relationship. Defendant testified
he did not break into the residence, but rapped on a window, and S.P. woke up
and let him inside the residence through a door. Moreover, defendant contended
that he only struck S.P. in self-defense after S.P. swung at him.
Among other things, defense counsel stressed in closing argument that
defendant's fingerprints were not found on the window, that D.B.'s DNA was
not found on the handle baseball bat, that D.B. did not seek help from anyone at
the bank or act in distress, and that S.P. did not run out of the car when his
mother went inside the bank. Nevertheless, the jury apparently credited the
State's proofs on most, but not all, of the charged offenses.
On appeal, defendant raises the following points in his counsel's brief:
POINT 1
THE TRIAL COURT ERRED AND VIOLATED DEFENDANT'S RIGHT TO CONFRONT THE WITNESS AGAINST HIM BY LIMITING CROSS- EXAMINATION OF THE MAIN WITNESS, D.B.
A-4141-16T3 9 POINT 2
THE PROSECUTOR EXCEEDED FAIR COMMENT IN SUMMATION.
POINT 3
THE TRIAL COURT ERRED IN DENYING DEFENDANT'S MOTION FOR JUDGMENT NOTWITHSTANDING VERDICT.
POINT 4
DEFENDANT'S SENTENCE IS IMPROPER AND EXCESSIVE.
Defendant also makes these arguments in a pro se supplemental brief:
POINT I
THE TRIAL COURT COMMITTED REVERSIBLE ERROR IN OF [SIC] DENYING DEFENDANT OF A FAIR TRIAL WHEN HE VIOLATED THE CANNON OF RULES AND FAILED TO RECUSE HIMSELF ON (2) OCCASSIONS.
POINT II
THE TRIAL COURT ERRED WHEN IT ALLOWED THE PROSECUTOR TO COMMIT PROSECUTORIAL MISCONDUCT WHEN PROSECUTOR MISLED THE JURY COMMENTING ON-MATTERS OUTSIDE THE EVIDENCE "IN THE RECORD." THE EVIDENCE AND /OR MATTERS WHICH WERE "ESOTERIC" AND REQUIRED EXPERT TESTIMONY WHICH CONSTITUTED REVERSIBLE ERROR.
A-4141-16T3 10 POINT III
DEFENDANTS SIXTEEN YEAR EXTENDED TERM SENTENCE AND EIGHT YEAR CONSECUTIVE IS MANIFESTLY EXCESSIVE AND UNDULY PUNITIVE. NOT SUPPORTED BY A QUALITATIVE WEIGHING OF THE AGGRAVATING AND MITIGATING FACTORS AND MUST BE VACATED OR THE MATTER REMANDED FOR RESENTENCING.
POINT IV
THE PROSECUTOR INTERFERED WITH THE GRAND JURY DECISION MAKING PROCESS BY WITHHOLDING EVIDENCE THAT BOTH NEGATES GUILT AND IS CLEARLY EXCULPATORY.
POINT V
THE PROSECUTOR NEVER PROVED AT TRIAL A. JACKSON POSSESSE[D] A BAT, SEXUALLY ASSAULTED- [D.B.], CRIMINAL RESTRAINT, CRIMINAL TRESPASS, AND AGGRAVATED ASSAULT UPON [D.B.] AND [S.P.]. THE CONVICTIONS MUST BE VACATED BECAUSE THE STATE FAILED TO PROVE BEYOND A REASONABLE DOUBT THE ESSENTIAL ELEMENTS THAT HE POSSESSE[D] BAT, CRIMINAL RESTRAINT, SEXUAL ASSAULT, AGGRAVATED ASSAULT[S].
A. THE VERDICT ON THE COUNT SEXUAL ASSAULT, WAS PATCHWORK AND SHOULD BE REVERSED BASED ON LACK OF EVIDENCE. "CONVICTION BASED UPON [D.B.] SAYING SHE KNOWS ME . . . YET REFUSED RAPE KIT, AND
A-4141-16T3 11 HER SON TESTIFYING HE FIRST SEEN ME THROUGH AN IMAGINARY WINDOW IN THE MIDDLE OF ROOM, THEN BROKEN MIRROR, THEN STATING HE SEEN [SIC] NOTHING BUT HEARD SOMETHING.
POINT VI
DEFENDANT ARGUES INEFFECTIVE COUNSEL BECAUSE ATTORNEY FAILED TO CALL KEY WITNESSES THAT WERE PARTIES TO INCIDENT AND WHOM TESTIMONY WAS VITAL TO HIS DEFENSE AND TRIAL.
II.
A.
Defendant's primary argument on appeal concerns the trial court's
application of N.J.R.E. 608(b), and the court's decision after a Rule 104 hearing
to exclude impeachment evidence that defense counsel had proffered of D.B.
allegedly making similar false accusations of sexual assault against defendant
in the past. Defendant further argues that N.J.R.E. 608(b) unconstitutionally
curtails his constitutional rights of confrontation.
For the reasons that follow, we are unpersuaded the court erred in its
application of N.J.R.E. 608(b), or that the terms of the Rule violate the
Confrontation Clause.
A-4141-16T3 12 1.
N.J.R.E. 608, entitled "Evidence of Character for Truthfulness or
Untruthfulness and Evidence of Prior False Accusation," provides:
(a) The credibility of a witness may be attacked or supported by evidence in the form of opinion or reputation, provided, however, that the evidence relates only to the witness' character for truthfulness or untruthfulness, and provided further that evidence of truthful character is admissible only after the character of the witness for truthfulness has been attacked by opinion or reputation evidence or otherwise. Except as otherwise provided by Rule 609 and by paragraph (b) of this rule, a trait of character cannot be proved by specific instances of conduct.
(b) The credibility of a witness in a criminal case may be attacked by evidence that the witness made a prior false accusation against any person of a crime similar to the crime with which defendant is charged if the judge preliminarily determines, by a hearing pursuant to Rule 104(a), that the witness knowingly made the prior false accusation.
[N.J.R.E. 608 (emphasis added).]
Subsection (b) of the rule became effective in 2007, following the Supreme
Court's opinion in State v. Guenther, 181 N.J. 129 (2004), recommending the
adoption of an evidence rule authorizing the admission of certain such
impeachment proof in criminal cases.
A-4141-16T3 13 In Guenther, a defendant sought to admit evidence that a crime victim had
previously admitted to falsely accusing her neighbor of sexually abusing her.
Id. at 131. The defendant was charged with sexual assault and other crimes
related to the abuse of his stepdaughter. Ibid. The Court observed that N.J.R.E.
608 "embodies the common law rule that generally forbids admission of specific
instances of conduct to attack a witness's character for truthfulness." Id. at 131-
32. Despite this common-law tradition, the Court considered in Guenther the
discrete question of "whether the credibility of a witness who has accused a
defendant of sexual abuse may be impeached by evidence that she made a prior
false criminal accusation [and] . . . whether that issue implicates a defendant's
state and federal constitutional right of confrontation." Id. at 132.
Guenther recognized that, "[s]everal centuries ago, courts began to
prohibit the use of prior instances of conduct to attack the credibility of a witness
for two essential reasons: to prevent unfairness to the witness and to avoid
confusion of the issues before the jury." Id. at 141. Consistent with that long-
standing practice, the Court noted that N.J.R.E. 608 "was designed to prevent
unfair foraging into the witness's past, as well as unfair surprise." Ibid. In
addition, "[t]he second rationale for the bar on specific conduct evidence was
the concern that such wide-ranging collateral attacks on the general credibility
A-4141-16T3 14 of a witness would cause confusion of the true issues in the case." Id. at 141-
42. The Court observed that:
Modern courts continue to cite that rationale – the avoidance of "minitrials" on collateral matters that "tend to distract and confuse the jury" – as the primary justification for the exclusion of prior acts evidence. It was not a lack of relevance that gave rise to the rule prohibiting evidence of prior instances of untruthful conduct to impeach the witness's credibility, but the "auxiliary policies" regarding unfairness to the witness, confusion of issues, and undue consumption of time.
[Id. at 142 (emphasis added) (citation omitted).]
On the other hand, Guenther recognized the importance of a criminal
defendant's countervailing right to confrontation. Id. at 147. The Sixth
Amendment to the United States Constitution and Article I, Paragraph 10 of the
New Jersey Constitution both guarantee criminal defendants a general right to
confront witnesses against them and "to have compulsory process for obtaining
witnesses in [their] favor." U.S. Const. amend. VI; N.J. Const. art. I, ¶ 10.
Guenther recognized these constitutional rights, and observed that both rights
are "essential for a fair trial." Id. at 147. Additionally, the Court acknowledged
that a defendant's right to confrontation is commonly exercised through cross -
examination, "which is recognized as the most effective means of testing the
State's evidence and ensuring its reliability." Ibid.
A-4141-16T3 15 A general attack on a witness's credibility occurs when cross examination
seeks to reveal possible biases, ulterior motives, and prejudices. Id. at 149. The
Court noted in this regard that the United States Supreme Court in Davis v.
Alaska, 415 U.S. 308, 316-17 (1974), "recognized that the exposure of a witness
motivation [such as bias] in testifying is a proper and important function of the
constitutionally protected right of cross-examination." Ibid.
Given these competing considerations, the Court in Guenther adopted a
limited exception in New Jersey for the admission, in criminal cases, of certain
impeachment evidence of a victim's prior false accusations against defendant of
a similar criminal act. In doing so, the Court attempted to strike a balance
between a criminal defendant's right of confrontation and the interests of victim-
witnesses. Id. at 157.
Procedurally, the Court in Guenther directed that "[i]n deciding whether
to permit the impeaching of a victim-witness who allegedly made a similar false
accusation in the past, trial courts must first conduct an admissibility hearing
pursuant to N.J.R.E. 104." Ibid. "At that hearing, the court must determine by
a preponderance of the evidence whether the defendant has proven that a prior
accusation charging criminal conduct was made by the victim and whether that
accusation was false." Ibid. The Court concluded this procedural approach
A-4141-16T3 16 "strikes the right balance, placing an initial burden on the defendant to justify
the use of such evidence while not setting an exceedingly high threshold of its
admission." Ibid.
Guenther instructed that in situations where such a preliminary
determination is made following a Rule 104 hearing, various factors should then
guide whether the prior false accusation would be admissible. "[T]he admission
of this type of specific conduct evidence is an exception to N.J.R.E. 608 and
should be limited only to those circumstances in which the prior accusation has
been shown to be false." Ibid. (emphasis added). The Court listed in Guenther
the admissibility factors to be considered, as follows:
1. whether the credibility of the victim-witness is the central issue in the case;
2. the similarity of the prior false accusation to the crime charged;
3. the proximity of the prior false accusation to the allegation that is the basis of the crime charged;
4. the number of witnesses, the items of extrinsic evidence, and the amount of time required for presentation of the issue at trial; and
5. whether the probative value of the false accusation evidence will be outweighed by undue prejudice, confusion of the issues, and waste of time.
[Ibid.]
A-4141-16T3 17 Guenther directed the Supreme Court Committee on Evidence to consider
drafting a proposed amendment to the New Jersey Rules of Evidence to codify
such a "false accusation" provision. Id. at 160.
The Evidence Committee initially recommended that the new provision
be extended to civil cases as well as criminal cases, and that organizationally
the provision be inserted into N.J.R.E. 609 (regarding impeachment with
previous criminal convictions) rather than within N.J.R.E. 608 (regardi ng other
forms of witness impeachment). The Committee's April 4, 2006 Report
contingently advised, however, that if the Court did not wish to extend the new
provision to civil cases and confine it only to criminal cases, the provision
should read as follows:
For the purpose of affecting the credibility of any witness, the witness's prior false accusation against any person of a crime similar to the crime with which defendant is charged shall be admissible if the judge preliminarily determines, by a hearing pursuant to Rule 104(a), that the prior accusation was made and was false.
[Supreme Court Committee on the Rules of Evidence, Report on Prior False Accusation Evidence 3 (Apr. 4, 2006).]
A-4141-16T3 18 The Committee's April 2006 recommendation did not place the " Guenther
factors" within the text of the Rule, but instead envisioned those factors would
be applied by trial judges in implementing the new provision.
The Supreme Court thereafter decided to confine the new provision to
criminal cases, and also to place the provision organizationally within N.J.R.E.
608 rather than N.J.R.E. 609. See Supreme Court Committee on the Rules of
Evidence, Proposed Amendment to N.J.R.E. 609 to Permit Evidence of Prior
False Accusations 11 (Jan. 19, 2007). Among other things, the Court inserted
the adverb "knowingly" as a required facet of the witness's previous state of
mind in making a false accusation. The Court also replaced the Committee's
suggested phrasing that such proof "shall be admissible" if the predicates are
met, with the phrase "may be attacked." 3
2.
We turn to the trial court's application of N.J.R.E. 608(b) in the present
case. Before trial, defense counsel advised the court that the defense intended
to present evidence under N.J.R.E. 608(b) of D.B.'s alleged false accusations of
sexual assault against defendant in 2005, as proof to impeach her credibility in
3 We need not decide whether the Court's linguistic change from "shall" to "may" signifies that the application of the Rule is discretionary rather than mandatory. A-4141-16T3 19 this case. In July 2016, the trial court, following the procedure set forth under
the Rule, conducted a Rule 104 hearing. Defense counsel called D.B. as a
witness at that hearing.
D.B. acknowledged in her testimony at the Rule 104 hearing that she had
been in a relationship with defendant in the past. She further acknowledged that
she had given statements to the police and testified in 2005 in a crimi nal
prosecution of defendant that he had sexually assaulted her. D.B. specifically
testified that she told law enforcement in 2005 that defendant committed an act
of sexual penetration on her, against her will. Defendant was ultimately
convicted of criminal activity arising out of those allegations.
Notably, D.B. admitted at the Rule 104 hearing to having written and
signed two letters to the trial court in July 2005 and October 2006 with the
purpose of "trying to attempt to get [defendant]'s charges reduced." D.B. also
acknowledged to having written a letter to the Parole Board for "[t]he same
reasons." Although defendant had already been sentenced on these charges by
that point, she explained that she wrote these letters because she was "[t]rying
to get his charges not as severe."
D.B. stated at the Rule 104 hearing that she had intended to convey in her
2006 letter to the Parole Board her view that defendant was innocent of criminal
A-4141-16T3 20 restraint, but not that he was innocent of sexual assault or contact. According
to D.B., she typed and signed the letters, but defendant guided her on the phone
from jail as to "what to write." D.B. testified she was unable to remember if she
signed the certification that defense counsel presented to her, which stated that
the previously referenced letters were true and correct. D.B. testified at the
hearing that she wrote the letters "because [she] wanted [defendant] char ged
with just simple assault."
During the Rule 104 hearing, defense counsel specifically asked D.B.
whether defendant had sexually assaulted her in 2005. D.B. replied, "Yes."
Defense counsel followed up by asking, "[defendant] sexually assaulted you
[then]?" To which D.B. responded, "He did."
When cross-examining D.B. at the Rule 104 hearing, the assistant
prosecutor had the following exchange with her regarding her alleged
recantation:
Q [D.B.], what you reported to police in January 2005, was that the truth?
A Yes.
Q And these letters that you wrote to the Parole Board, was your only purpose to assist him in getting a lesser sentence?
A-4141-16T3 21 Q But it is the truth that he did, in fact, sexually assault you?
A Yes, it is.
After hearing argument from counsel, Judge D'Arrigo denied defendant's
motion to admit false accusation evidence under N.J.R.E. 608(b). The judge
provided his reasoning in a detailed oral opinion, as follows:
Now to the extent that Guenther sets out the factors that would make this information, I guess, fair fodder for cross-examination, those determinations are only made after the [c]ourt finds that there was, by a preponderance of the evidence, a false allegation made against this defendant by this witness, or by – actually, a false allegation made by this witness against anybody. That is really what the rule is talking about here, not necessarily just this defendant.
That said, this case is unique in that we have a great deal of information related to exactly the issue that counsel is pointing at in this application. As I indicated this is [an N.J.R.E.] 608(b) issue, not [one arising under N.J.R.E.] 803. So under the circumstances, the rules sets forth that credibility of a witness in a criminal case may be attacked by evidence that a witness made a prior false accusation against any person of a crime similar to the crime for which the defendant is charged. If the judge preliminarily determines by a – by a hearing, pursuant to Rule 104(a), that the witness knowingly made a prior false accusation.
In this particular case, it is clear that even at the date of sentencing in the original offense back in 2005, this particular victim was owing to her relationship with
A-4141-16T3 22 . . . defendant, not in agreement with the [p]rosecutor as to the nature of the prosecution. That means in the degree and extent of charges. She reiterated that here today.
I am satisfied, from her testimony here today, number one, that the testimony she gave . . . [t]o law enforcement previously and particularly with regard to the DV hearing, was in fact truthful testimony. I do not find that anything indicates that any of the testimony that she gave previously, or the statements she made to police, or the accusations that she made were not truthful.
That said, it is clear that she signed certain documents at the behest of the defendant, the one of which, the most troubling of which, of course, is the certification. As pointed out by counsel under cross- examination, the document on its face says [that] it's being made under oath. The victim is a well-educated person, able to read and understand the English language. So it's not as if she did not understand it. But significantly, the documents she looked at other than the certification, she freely admitted that she had typed, albeit at the request and/or instruction of . . . defendant . . . [.]
After examining the documents at issue, i.e., D.B.'s letters and certification, the
judge found:
There is a consistency of typeface and organization with regard to D-2, D-3, D-5, and D-6. The one document that is substantially different both in typeface and organization is D-4, the certification.
Now all of these things – and what I'm – my decision with regard to this is predicated upon a totality
A-4141-16T3 23 of circumstances here, all the things that present here to me with regard to the accusations made back in January of 2005. And what I have in front of me here is with regard to her testimony here today, she indicates that she did not recall typing the certification, under D-4, but she did recall typing the other correspondence.
She is aware, and I find that she does understand what perjury is. However, I do find that the motivation behind all of these documents was as she had stated, both at the time of her testimony here today and before [the judge who presided over the previous case] was to lessen the severity of the charges against . . . defendant. That was the primary purpose behind these documents.
That said, the other factors that I have in front of me are this, is that the charges were made back in January of 2005, and . . . defendant entered a plea of guilty to the criminal restraint. The references in all of these documents refer to both the criminal restraint and the sexual assault does not differentiate between the two of them.
I mirror [the prior judge's] observations that he had never seen anything like that before. I have never seen anything like that, per se, at sentencing. However, have I seen situations where persons in domestic relationships are reticent about proceeding in actions against a paramour or former paramour. No, that is extremely common. It happens all the time. So the question here before me is was she lying when she made the accusations at the time they were made. And I do not find that there is evidence, by a preponderance of the evidence, that those statements were untrue.
[(Emphasis added).]
A-4141-16T3 24 Having determined that D.B. had not, in fact, made prior false accusations
against defendant, Judge D'Arrigo found no need to reach definitively whether
the Guenther factors were satisfied, although the judge stated in passing they
"probably would be."
3.
Defendant argues the judge's conclusion of non-admissibility under
N.J.R.E. 608(b) was erroneous and is not supported by the record. We disagree.
In evaluating defendant's contention of error, we must be mindful of the
strong degree of deference we generally accord to criminal trial judges in their
rulings on evidential admissibility. Such rulings generally "should be upheld
'absent a showing of an abuse of discretion, i.e., there has been a clear error of
judgment.'" State v. J.A.C., 210 N.J. 281, 295 (2012) (quoting State v. Brown,
170 N.J. 138, 147 (2001)). "An appellate court applying this standard 'should
not substitute its own judgment for that of the trial court, unless the trial court's
ruling is so wide of the mark that a manifest denial of justice results.'" J.A.C.,
210 N.J. at 295 (quoting Brown, 170 N.J. at 147).
No such "manifest denial of justice" or clear error has been demonstrated
here. The testimony of D.B. at the Rule 104 hearing reasonably explains why
she signed a certification and letters attempting to reduce defendant's criminal
A-4141-16T3 25 exposure in the previous sexual assault case. As the judge found, D.B. credibly
stated that she had only done so at defendant's request, and that she still
maintains that he sexually assaulted and penetrated her. Viewing the totality of
circumstances, the trial judge reasonably concluded that D.B. had not fully or
definitively recanted her original accusations, and that no "knowingly false"
assertions of wrongdoing by her had occurred. We affirm that sound
determination.
4.
We now turn to defendant's alternative argument that N.J.R.E. 608(b) is
unconstitutional, insofar as it allows a trial judge to bar evidence of a victim-
witness's prior false accusation the judge finds unpersuasive, even though
rational jurors might disagree with such a finding. For historical context, we are
aware that the New Jersey Supreme Court's opinion in Guenther, which was
issued on August 9, 2004, does not discuss the March 8, 2004 opinion of the
United States Supreme Court in Crawford v. Washington, 541 U.S. 36 (2004),
which substantially changed Confrontation Clause jurisprudence in our country.
The key innovation of Crawford, however, which focuses on whether a
declarant's hearsay statement afforded at trial against a criminal defendant is
A-4141-16T3 26 "testimonial," id. at 51, has no bearing on the validity of N.J.R.E. 608(b) or, for
that matter, the present case.
As Guenther recognized, following the common law tradition, not all
states permit an accused to admit proof of specific instances of prior similar
false accusations by a victim-witness. Guenther, 181 N.J. at 151. Some states
do allow such false-accusation proof, but differ as to whether it can be adduced
only through cross-examination of the victim-witness, or whether it can be
separately proven through extrinsic evidence. Id. at 151-54. Our Court in
Guenther elected to join the jurisdictions that permit such impeachment
evidence in certain circumstances.
The critical flaw in defendant's argument of unconstitutionality is that our
Supreme Court in Guenther, and in its later adoption of N.J.R.E. 608(b),
endeavored to advance, not weaken, a defendant's interests in confrontation, by
now allowing "false accusation" evidence to be used as impeachment in certain
limited situations where it previously could not be used before in this State. By
taking that step, the Court moved in the direction of a criminal defendant's
interests in confrontation. But the Court was not constitutionally obligated to
do so.
A-4141-16T3 27 Indeed, defendant points to no federal or state court opinion that supports
his novel argument that state rules of evidence must allow such proof to be
admitted without the trial court performing a "gatekeeping" role in determining
whether the likely probative value of such evidence justifies its consideration by
a jury. Such gatekeeping appropriately takes into account the competing
interests in avoiding "mini-trials" on collateral matters, juror confusion, and the
need to avoid discouraging some victim-witnesses from coming forward to
report new offenses. See Guenther, 181 N.J. at 142.
In State v. A.O., 198 N.J. 69, 74 (2009), the Court extended the Guenther
exception to a witness's false allegations made after the allegations in the
criminal case at bar. In A.O., the Court specifically stated that Guenther remains
"good law." Id. at 94. As the Court in A.O. explained, "Guenther created a
narrow exception to N.J.R.E. 608 and held that 'in limited circumstances and
under very strict controls a defendant has the right to show that a victim-witness
has made a prior false criminal accusation for the purpose of challenging that
witness's credibility.'" Id. at 93 (emphasis added) (quoting Guenther, 181 N.J.
at 154).
Notably, the Court in A.O. reiterated that our courts must be "mindful of
its concerns to avoid distracting mini-trials." Ibid. A.O. reflects that Guenther's
A-4141-16T3 28 delegation of a gate-keeping role to trial judges concerning such proof is
permissible and constitutionally acceptable.
5.
For all of these reasons, we reject defendant's various arguments
challenging the trial court's exclusion of the proffered "false accusation"
evidence from this jury trial. The court's decision to exclude such evidence was
soundly based in the record and the governing law, and did not violate his
constitutional rights.
B.
We have fully considered the balance of the arguments raised by
defendant on appeal, both in his counsel's brief and in his pro se brief. Having
done so, we conclude that none of these arguments have sufficient merit to be
discussed in this opinion, Rule 2:11-3(e)(2), except that defendant's claims of
ineffective assistance of his former trial counsel are reserved for a future petition
for post-conviction relief. State v. Preciose, 129 N.J. 451, 460 (1992).
Very briefly, we simply note that the prosecutor's summation clearly did
not exceed the bounds of fair comment, given the tenor of defense counsel's own
closing argument inviting the jurors to consider the believability of the victims'
accounts in this case and the victims' reactions to defendant's alleged assaultive
A-4141-16T3 29 behavior after it occurred. See State v. Scherzer, 301 N.J. Super. 363, 433-34
(App. Div. 1997) (noting the latitude generally given to prosecutors in closing
argument).
Nor did the trial court err in this case in denying defendant's motion for
judgment of acquittal, as the State's evidence, including the testimony of the
victims, could reasonably support the jurors' findings of guilt. State v. Reyes,
50 N.J. 454, 458-59 (1967); see also R. 3:18-1. There was ample proof that
S.P.'s injuries were sufficiently shown to meet the element of "serious bodily
injury," or at least an attempt by defendant to inflict such an injury.
We further discern no abuse of discretion or misapplication of the
statutory factors that would justify second-guessing the sentence the court
imposed. State v. Case, 220 N.J. 49, 65 (2014). The consecutive terms imposed
for the respective assaults on the two victims are justified under State v.
Yarbough, 100 N.J. 627, 643 (1985).
Finally, we particularly reject defendant's frivolous contention that the
trial judge was disqualified because a physician who treated D.B. and S.P. at the
hospital emergency room happened to be related to the judge's wife. That
physician was not a witness in this case, and no disqualifying conflict of interest
was objectively present. DeNike v. Cupo, 196 N.J. 502, 517 (2008) (applying
A-4141-16T3 30 an objective standard to judicial disqualification issues). The rest of defendant's
pro se arguments are clearly not worthy of comment. R. 2:11-3(e)(2).
Affirmed.
A-4141-16T3 31