State of New Jersey v. Leo B. Germain

New Jersey Superior Court Appellate Division·Decided April 2, 2025·No. A-3852-22·Unpublished

Opinion

NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION This opinion shall not "constitute precedent or be binding upon any court ." Although it is posted on the internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.

SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION

DOCKET NO. A-3852-22

STATE OF NEW JERSEY, Plaintiff-Respondent,

v. LEO B. GERMAIN,

Defendant-Appellant.

Submitted November 13, 2024 – Decided April 2, 2025 Before Judges Sumners and Susswein.

On appeal from the Superior Court of New Jersey, Law Division, Essex County, Indictment No. 21-09-1756.

Law Offices of Jonathan F. Marshall, attorneys for appellant (Jeff Thakker, of counsel; Jonathan F.

Marshall, on the briefs).

Theodore N. Stephens, II, Essex County Prosecutor, attorney for respondent (Hannah Faye Kurt, Assistant Prosecutor, of counsel and on the brief).

PER CURIAM

Defendant Leo B. Germain appeals from his jury trial convictions for first-

degree murder, first-degree conspiracy to commit murder, and related weapons offenses. He contends: (1) the trial court should have directed a verdict of acquittal after the prosecution rested; (2) the State deprived him of a fair trial by concealing the identity of a crime-participant who fired shots near the crime scene; (3) the trial court erred by not ordering a new trial based on newly discovered evidence; and (4) at sentencing, the trial court impermissibly delegated the prosecutor the authority to determine whether to apply mitigating factor twelve, N.J.S.A. 2C:44-1(b)(12) ("The willingness of the defendant to cooperate with law enforcement authorities.").

We have carefully reviewed the record in light of the parties' arguments and governing legal principles. We are unpersuaded by defendant's contention that the State's circumstantial proofs were insufficient to support defendant's guilty verdicts. However, we agree with defendant that his discovery and due process rights were violated by the State's failure to disclose the identity of a juvenile who left the crime-scene building minutes before defendant fled and was seen firing shots into the building. The Essex County Prosecutor's Office's (ECPO) efforts to contact the juvenile through his grandmother were first revealed at trial during the lead detective's cross-examination testimony. The

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disclosure that law enforcement had determined the juvenile shooter's identity caught both defense counsel and the trial judge by surprise. We conclude that the failure to provide pretrial discovery on the identification of the shooter shown in the surveillance video and on police efforts to contact him through his grandmother prevented the defense from conducting its own investigation into the juvenile shooter's role in the homicide. In these circumstances, we are constrained to reverse defendant's convictions and remand for a new trial.

I.

We discern the following facts and procedural history from the record.

On June 10, 2021, police responded to a report of gunshots at an apartment building on Seymour Avenue in Newark. Law enforcement collected surveillance video footage from multiple locations. The video footage shows a white Mercedes Benz parked across the street from the Seymour Avenue address at 11:59 a.m. Three individuals then exit the vehicle and enter the apartment.

Roughly a minute later, a different person wearing a gray shirt—later determined to be a juvenile—exited the building with one of the Mercedes occupants. The juvenile turned back and fired gunshots toward the building before fleeing on foot. Police later recovered nine-millimeter shell casings outside nearby the place where the juvenile fired the gun. The second Mercedes

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occupant exited the apartment building approximately thirty seconds after the juvenile fired the gunshots. About a minute later, the third occupant—later identified as defendant—exited the building wearing a green shirt and ran towards the Mercedes.

Video footage also caught the Mercedes arriving at an apartment building on Stuyvesant Avenue in Irvington about seventeen minutes after the shooting. The video shows defendant "clutching his pants" as he walked toward the building. Roughly an hour and a half after entering, defendant walked out of the building wearing a baseball cap and a different shirt. The video also shows defendant taking the temporary tags off the Mercedes.

The investigation revealed that the Mercedes was registered to Kayle Sutherland who also owned a BMW. In addition, the investigation discovered that defendant had previously been issued a summons while driving Sutherland's BMW.

When detectives entered the apartment building on Seymore Avenue following the report of gunshots, they found numerous shell casings. The victim, Carlos Vargas, was laying at the top of the stairs in a pool of blood with a gunshot wound to the head. Detectives discovered two different types of shell casings near the body and along the stairs. In total, they found three different

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types of shell casings which included those collected outside near the apartment building's entrance. Police also found a wad of money and a cell phone near the victim's body. They also recovered a mask at the scene, however, police never found a handgun.

In September 2021, defendant was charged by indictment with first-

degree conspiracy to commit murder, N.J.S.A. 2C:5-2; first-degree murder, N.J.S.A. 2C:11-3(a)(1)(2); second-degree unlawful possession of a weapon, N.J.S.A. 2C:39-5(b); second-degree possession of a weapon for an unlawful purpose, N.J.S.A. 2C:39-4(a); and second-degree unlawful possession of a weapon, N.J.S.A. 2C:39-5(b). The matter was tried before a jury on March 27 and March 28, 2023. On March 29, the jury returned guilty verdicts on all counts.

On July 7, 2023, defendant moved for a new trial, claiming there was newly discovered evidence. Three days later, the trial court sentenced defendant to concurrent sentences totaling thirty years, with a thirty-year parole ineligibility period. On July 24, the court denied defendant's motion for a new trial and rendered an oral opinion. This appeal followed. Defendant raises the following contentions for our consideration:

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POINT I

[DEFENDANT] WAS ENTITLED TO AN ACQUITTAL AT THE CLOSE OF THE STATE'S CASE.

POINT II

THE PROSECUTOR'S CONCEALMENT OF GRAY SHIRT'S IDENTITY DEPRIVED DEFENDANT OF A FAIR TRIAL.

POINT III

THE TRIAL COURT SHOULD HAVE ORDERED A NEW TRIAL BASED ON NEWLY DISCOVERED EVIDENCE.

POINT IV

THE SENTENCING JUDGE, NOT THE PROSECUTOR, SHOULD HAVE DECIDED WHETHER MITIGATING FACTOR [TWELVE]

APPLIES.

II.

Although we reverse defendant's convictions based on a discovery violation, we first address his contention that he was entitled to an acquittal at the close of the State's case since any such conclusion would preclude a retrial on double jeopardy grounds. See State v. Miles, 229 N.J. 83, 92 (2017) (explaining that the Double Jeopardy Clause of both the United States Constitution and the New Jersey Constitution protect against a second prosecution for the same offense after acquittal). Specifically, defendant A-3852-22

contends that "[a]ssuming (as the jury evidently found) that [defendant] was [the person wearing a] [g]reen [s]hirt in the video footage, there is no proof that he shot [the victim], that he conspired to have anyone killed, or that he anticipated violence at [] Seymour Avenue."

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