State of Missouri v. Steven M. Burkhalter

Missouri Court of Appeals·Decided August 31, 2021·No. WD82489·Published

Opinion

IN THE MISSOURI COURT OF APPEALS WESTERN DISTRICT

STATE OF MISSOURI, )

Respondent, )

)

v. ) WD82489 )

STEVEN M. BURKHALTER, ) FILED: August 31, 2021 Appellant. )

Appeal from the Circuit Court of Jackson County The Honorable Charles H. McKenzie, Judge Before Division One: Lisa White Hardwick, P.J., and Alok Ahuja and Anthony Rex Gabbert, JJ.

Following a bench trial, the Circuit Court of Jackson County found Steven

Burkhalter guilty of first-degree sodomy and first-degree rape. The court sentenced him to a total term of fifteen years’ imprisonment. Burkhalter appeals. He argues that the circuit court erred when it convicted him of first-degree sodomy without considering first-degree sexual abuse as a lesser-included offense. Because the same facts would have established first-degree sexual abuse and first-degree sodomy, the circuit court did not err in refusing Burkhalter’s request to consider first-degree sexual abuse as a lesser-included offense. We accordingly affirm Burkhalter’s conviction.

Factual Background

The Victim in this case is a thirty-five-year-old female. On the evening of

August 1, 2015, Burkhalter, who is the Victim’s cousin, contacted her to ask if he

could stay at her apartment that night. The Victim agreed. The Victim had recently been involved in a car accident. At approximately 8:00 p.m., she took the

pain medications that she had been prescribed, along with a glass of wine, and went to bed, where she fell asleep. The Victim left the front door unlocked because she expected Burkhalter and/or her boyfriend to arrive later that night.

At some point during the night the Victim felt something “touching on [her]

leg,” and perceived that somebody was “moving [her] over into different positions.” The Victim assumed that her boyfriend had gotten into bed with her. Because of the effect of the medications she had taken, the Victim was unable to open her eyes or to fully wake up. The Victim testified she felt “touching” on her “[r]ectum and vagina.” While she did not “feel anything being inserted into either of those places,” the Victim did remember feeling someone performing oral sex on her.

The Victim testified at trial that she woke up on the morning of August 2, 2015, at approximately 5:00 or 6:00 a.m. When she awoke the Victim found Burkhalter “right in the middle of my legs” with his head between her legs. She testified that she moved Burkhalter off of her and ran into the bathroom. The Victim testified that she had pain or soreness in her rectum, semen on her stomach and vagina, and feces on her body as well. Victim showered and washed herself with soap and water, including her vagina and rectum.

The Victim called 9-1-1 and later went to the hospital where a sexual assault examination was performed. During the examination Victim reported penis-to-

vagina contact. She told hospital personnel that it “felt like” penile contact with her vagina or anus had occurred, but that she was not certain if anal penetration had occurred. The Victim also reported abdominal, vaginal, and rectal pain. The sexual assault examination did not reveal any vaginal, cervical, or anal injuries or bruising. The nurse performing the examination collected rectal and vaginal swabs and smears. The rectal and vaginal smears both tested negative for semen. Burkhalter was identified only as a possible minor contributor of DNA collected

from the vaginal swabs; but the allele that was identified is “very common,” and is present in approximately 54% of the population.

As part of their investigation, police recovered the nightgown that Victim had been wearing on the night of August 1-2. Forensic analysis revealed a stain on the interior backside of the nightgown that tested positive for semen. Burkhalter was identified through DNA analysis as the source of the semen stain, with the Victim’s DNA identified as an equal contributor to the stain.

Burkhalter was originally indicted on January 20, 2017. On October 29, 2018, the State filed an information in lieu of indictment which charged him with first-degree sodomy and first-degree rape. The information alleged that Burkhalter committed the offense of first-degree rape by engaging in sexual intercourse with the Victim at a time when she was incapable of consenting. As to the sodomy charge, the information alleged that Burkhalter “knowingly had deviate sexual intercourse with [the Victim], a person who was incapable of consent.” The charging instrument did not identify any specific act or method by which Burkhalter allegedly committed deviate sexual intercourse. The information alleged that Burkhalter was a prior and persistent offender subject to enhanced

punishment based on four prior felony convictions for burglary, and one prior felony drug conviction.

Burkhalter waived his right to a jury trial, and the case was tried to the court in October 2019.

At the conclusion of the evidence, the parties discussed whether the court should consider a number of lesser-included offenses. The prosecutor explained that the State’s contention on the sodomy charge was that Burkhalter had engaged in deviate sexual intercourse with the victim by “placing his penis in the anus of the

victim.” Defense counsel asked the circuit court to consider first- and second-degree sexual abuse as lesser-included offenses of the first-degree sodomy charge. The

court denied the request, and explained that, “as a matter of law, I will not consider those [offenses] in my analysis and determination as to . . . whether or not the defendant is guilty or not guilty of any of the offenses.”

The circuit court found Burkhalter guilty of both first-degree sodomy and first-degree rape (as charged), and also found him to be a prior and persistent offender. On January 14, 2019, the court sentenced Burkhalter to a total term of fifteen years’ imprisonment: eight years for sodomy and seven years for rape, with the sentences to be served consecutively.

Burkhalter appeals.

Standard of Review

When a criminal case is tried to a jury, we review de novo whether the circuit

court correctly refused to give a lesser-included-offense instruction requested by the defendant. State v. Jackson, 433 S.W.3d 390, 395 (Mo. 2014). Although this case was tried to the court, the court as fact-finder refused to consider possibly convicting Burkhalter of first-degree sexual abuse, based on the court’s legal conclusion that first-degree sexual abuse did not constitute a lesser-included offense of first-degree sodomy. The parties agree that we should review Burkhalter’s challenge to this legal conclusion using the same de novo standard applicable in a jury-tried case.

Discussion

On appeal, Burkhalter argues that the circuit court erred in refusing to

consider first-degree sexual abuse as a lesser-included offense to the charge of first- degree sodomy, as requested by defense counsel.

Section 556.0461 governs when an offense is “included” in another, and also when the trial court must instruct a jury with respect to an included offense. As

1 Unless otherwise indicated, statutory citations refer to the 2000 edition of the Revised Statutes of Missouri, updated through the 2014 Cumulative Supplement.

relevant here, § 556.046.1(1) provides that a given offense is “included” in a charged offense when “[i]t is established by proof of the same or less than all the facts required to establish the commission of the offense charged.” A defendant is not entitled to an instruction on all “included” offenses, however. Instead, § 556.046.2 specifies that “[t]he court shall not be obligated to charge the jury with respect to an included offense unless there is a basis for a verdict acquitting the person of the offense charged and convicting him of the included offense.” In sum, the circuit court must instruct a jury on an “included” offense when:

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State of Missouri v. Steven M. Burkhalter, (Mo. Ct. App. 2021).

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