State of Minnesota v. Ramsey Louis Kettle

• Court: Court of Appeals of Minnesota
• Decided: December 12, 2016
• Docket: A16-18
• Status: Unpublished

Opinion

This opinion will be unpublished and may not be cited except as provided by Minn. Stat. § 480A.08, subd. 3 (2014).

STATE OF MINNESOTA IN COURT OF APPEALS A16-0018

State of Minnesota, Respondent,

vs.

Ramsey Louis Kettle, Appellant.

Filed December 12, 2016 Affirmed in part, reversed in part, and remanded Bjorkman, Judge

Otter Tail County District Court File No. 56-CR-15-1317

Lori Swanson, Attorney General, Karen B. McGillic, Assistant Attorney General, St. Paul, Minnesota; and

David J. Hauser, Otter Tail County Attorney, Fergus Falls, Minnesota (for respondent)

Cathryn Middlebrook, Chief Appellate Public Defender, Leslie J. Rosenberg, Assistant Public Defender, St. Paul, Minnesota (for appellant)

Considered and decided by Schellhas, Presiding Judge; Bjorkman, Judge; and

Hooten, Judge.

UNPUBLISHED OPINION

BJORKMAN, Judge

Appellant challenges his convictions of second-degree assault, making terroristic

threats, and fifth-degree assault, arguing that the district court abused its discretion by denying his motion for a mistrial, allowing him to be impeached with four prior felony

convictions, and adjudicating him guilty on multiple offenses that arose from the same

behavioral incident. We affirm in part, reverse in part, and remand.

FACTS

On May 5, 2015, appellant Ramsey Louis Kettle and B.R. were at C.B.’s home in

Fergus Falls. B.R. mentioned that he had money with him, and Kettle immediately began

punching him in the head while screaming that B.R. owed him $10. At one point, Kettle

used a knife to cut off a lock of B.R.’s hair, telling B.R. that if he did not repay the debt the

next time it “would be [his] neck, not [his] hair.” The two men then left C.B.’s home.

When B.R. returned to his home, his girlfriend saw his injuries and called 911.

Officer Abram Silbernagel of the Fergus Falls Police Department responded to the

call. While interviewing B.R., Officer Silbernagel observed that he had a swollen right

eye, was bleeding, and had dried blood on the right side of his face. B.R. gave a vague

statement about Kettle assaulting him, which he later retracted. B.R. indicated that Kettle

had assaulted him on a prior occasion and he did not think the court process was

worthwhile. At trial, B.R. testified that he was initially hesitant to speak with the police

and testify against Kettle because he feared retaliation.

Respondent State of Minnesota charged Kettle with second-degree assault, first-

degree aggravated robbery, making terroristic threats, and two counts of fifth-degree

assault. Prior to trial, the state sought to admit evidence of a prior court proceeding

involving B.R. and Kettle to establish motive for the charged offenses. Kettle was charged

with assaulting B.R. in August 2014, but was acquitted. The district court ruled that

2 evidence of the prior assault charge was inadmissible to establish motive, but indicated that

limited testimony relating to Kettle and B.R.’s strained relationship was permissible so

long as it did not reference the prior court proceeding. The state also sought to admit

evidence of Kettle’s four1 prior felony convictions for impeachment purposes. The district

court determined that the convictions were admissible, but only as unspecified felonies.

During the jury trial, Officer Silbernagel twice referenced the prior court

proceeding. Kettle moved for a mistrial, which the district court denied. The jury found

Kettle guilty on all counts except first-degree aggravated robbery. The district court

adjudicated Kettle guilty on four counts and sentenced him to 51 months in prison on the

second-degree-assault conviction. Kettle appeals.

DECISION

I. The district court did not abuse its discretion in denying the mistrial motion because there was no prosecutorial misconduct.

We review a district court’s denial of a motion for a mistrial for an abuse of

discretion. State v. Jorgensen, 660 N.W.2d 127, 133 (Minn. 2003). Kettle argues that the

district court abused its discretion because the state improperly and purposefully elicited

testimony from B.R. and Officer Silbernagel about B.R. and Kettle’s contentious

relationship in violation of the court’s pretrial ruling. We are not persuaded.

As noted above, the state sought to admit evidence that Kettle was previously

charged with assaulting B.R. The district court denied the request, but ruled that evidence

1 The convictions include second-degree assault (2012), making terroristic threats (2013), fourth-degree assault (2014), and domestic assault (2014).

3 of the acrimonious relationship between B.R. and Kettle was admissible. The district court

directed the parties to “avoid[] any reference to prior charges as a result of an alleged

assault” and any references to Kettle being arrested, jailed, or tried in connection with that

incident. The district court explained that the fact that B.R. and Kettle’s relationship had

not always been positive was relevant, and that limiting the scope of acceptable testimony

would minimize its prejudicial impact. The district court’s ruling is consistent with

caselaw. See State v. Rossberg, 851 N.W.2d 609, 617 (Minn. 2014) (noting prior incidents

involving the defendant and complainant can help provide necessary background and

context to the development of an ongoing conflict that assists the jury in understanding the

charged offense). The district court later reiterated that it was allowing “inquiry into events

of past aggression between [B.R.] and [Kettle]” but that such inquires must avoid any

reference to the criminal charges and Kettle’s acquittal.

At trial, the prosecutor asked B.R. why he was afraid of Kettle. The inquiry related

to B.R.’s testimony that he was initially hesitant to tell the police what had occurred and

testify because he feared retaliation. The prosecutor elicited testimony that on a previous

occasion Kettle allegedly “kicked the hell out of [B.R.]” because B.R. owed him money.

He did not elicit testimony that the alleged assault resulted in a criminal charge against

Kettle. This line of questioning complied with the district court’s pretrial ruling.

In contrast, Officer Silbernagel mentioned the prior court proceeding twice during

his testimony. On the first occasion, the prosecutor asked a general question about what

Officer Silbernagel learned when he initially responded to the 911 call. Officer Silbernagel

responded that B.R. was very vague about what transpired, stated that Kettle assaulted him,

4 later retracted that statement, and indicated that he “had been through the court process and

testified against [Kettle].” The district court immediately sustained defense counsel’s

objection and instructed the jury to disregard the statement. During cross-examination,

defense counsel questioned Officer Silbernagel as to why B.R. did not want to press

charges against Kettle. When defense counsel questioned the officer as to whether B.R.

expressed fear of Kettle, the officer answered “[B.R.] had said that he had been through

the court process . . . and said it was not worth while.” Defense counsel did not object, but

later moved for a mistrial.

On this record, we discern no abuse of discretion by the district court in denying the

mistrial motion. B.R.’s testimony did not conflict with the pretrial ruling. And the district

court immediately sustained Kettle’s objection to Officer Silbernagel’s offending

testimony and instructed the jury to disregard it. We assume the jury follows the district

court’s instructions. State v. Ferguson, 581 N.W.2d 824, 833 (Minn. 1998). We note that

the prosecutor did not intentionally elicit the impermissible testimony; the officer

mentioned the court proceeding while responding to a general question about what he had

learned. Moreover, the district court correctly noted that the second reference was in

response to defense counsel’s repeated questions as to why B.R. was reluctant to press

charges. Defense counsel knew this reluctance was based on the prior court proceeding.

Finally, the challenged remarks were brief, and the jury was already aware of the prior

altercation between B.R. and Kettle.

5 II. The district court did not abuse its discretion in allowing the state to impeach Kettle with evidence of four prior felony convictions.

A district court may admit evidence of a defendant’s prior felony convictions for

impeachment if “the probative value of admitting this evidence outweighs its prejudicial

effect.” Minn. R. Evid. 609(a)(1). In determining whether the probative value of a

conviction outweighs its prejudicial effect, the district court must consider

(1) the impeachment value of the prior crime, (2) the date of the conviction and the defendant’s subsequent history, (3) the similarity of the past crime with the charged crime (the greater the similarity, the greater the reason for not permitting use of the prior crime to impeach), (4) the importance of defendant’s testimony, and (5) the centrality of the credibility issue.

State v. Jones, 271 N.W.2d 534, 538 (Minn. 1978). We review the district court’s ruling

on the admissibility of a defendant’s prior convictions for abuse of discretion. State v.

Swanson, 707 N.W.2d 645, 654 (Minn. 2006).

Kettle argues that the district court did not properly consider whether the admission

of his four prior felony convictions would be overly prejudicial. He does not challenge the

district court’s analysis of the Jones factors. Rather, he argues that, after analyzing the

Jones factors, the district court was required to separately determine whether the admission

of the four prior felonies would be overly prejudicial. We disagree.

In analyzing the Jones factors, the district court determined that the prior felony

convictions had impeachment value, had all occurred within the past three years, were

similar to the charged offenses, and that the defendant’s testimony and credibility were key

issues. Because the prior convictions were similar in nature to the charged offenses, which

could prejudice Kettle, the district court limited impeachment to the fact that Kettle had

6 four prior felony convictions and prohibited introduction of the specific offenses of which

he was convicted. See State v. Hill, 801 N.W.2d 646, 652-53 (Minn. 2011) (adopting a

rule that allows witnesses to be impeached with prior unspecified felonies when disclosing

the nature of the prior convictions would be overly prejudicial).

Contrary to Kettle’s assertion, there is no requirement that, after analyzing the Jones

factors, the district court consider whether admission of the felony convictions would

nevertheless be overly prejudicial. Minnesota courts have consistently recognized that

potential prejudice is part of the Jones framework. See State v. Zornes, 831 N.W.2d 609,

627 (Minn. 2013) (stating that Jones established “five factors relevant to determining if a

prior conviction is more probative than prejudicial”); Swanson, 707 N.W.2d at 654 (noting

the district court examines the Jones factors to determine if the probative value outweighs

the prejudicial effect). In Swanson, the defendant challenged the admission of his five prior

felony convictions for impeachment purposes. 707 N.W.2d at 654. The supreme court

analyzed the Jones factors and determined the district court did not abuse its discretion by

admitting the five prior felony convictions; it did not then conduct a separate analysis as to

whether the admission of the five felony convictions would nevertheless be overly

prejudicial. Id. at 654-56. Because the district court properly analyzed the Jones factors

and carefully limited the impeachment evidence to avoid confusion and prejudice to Kettle,

we discern no abuse of discretion by the district court.

III. Kettle’s fifth-degree-assault convictions must be vacated.

Minn. Stat. § 609.04, subd. 1 (2014) provides:

7 Upon prosecution for a crime, the actor may be convicted of either the crime charged or an included offense, but not both. An included offense may be any of the following: (1) A lesser degree of the same crime; or .... (4) A crime necessarily proved if the crime charged were proved; . . . .

The statute also forbids “multiple convictions under different sections of a criminal statute

for acts committed during a single behavioral incident.” State v. Jackson, 363 N.W.2d 758,

760 (Minn. 1985). The application of Minn. Stat. § 609.04 (2014) is a question of law,

which we review de novo. State v. Chavarria-Cruz, 839 N.W.2d 515, 522 (Minn. 2013).

Kettle was found guilty of second-degree assault, making terroristic threats, and two

counts of fifth-degree assault. The district court adjudicated him guilty on all four counts,

and the warrant of commitment reveals four convictions. See Spann v. State, 740 N.W.2d

570, 573 (Minn. 2007) (directing this court to examine the warrant of commitment to

determine whether an offense has been formally adjudicated). Kettle argues that all but his

second-degree-assault convictions must be vacated. The state agrees with respect to the

two fifth-degree-assault convictions because fifth-degree assault is a lesser degree of

second-degree assault. We agree with the parties. But the state contends that Kettle’s

terroristic-threats conviction need not be vacated because it is not a necessarily included

offense of second-degree assault. This argument has merit.

In accordance with Minn. Stat. § 609.222 (2014), the district court instructed the

jury that an assault “is the intentional infliction of bodily harm upon another, or, an

intentional attempt to inflict bodily harm upon another, or, an act to cause fear of bodily

harm or death in another.” See Minn. Stat. § 609.02, subd. 10 (2014) (defining assault).

8 And the court instructed that a person makes terroristic threats when he “threatens, directly

or indirectly, to commit any crime of violence with intent to terrorize or in reckless

disregard of causing such terror.” See Minn. Stat. § 609.713, subd. 1 (2014) (defining

terroristic threats). The district court further explained that to convict Kettle of making

terroristic threats the state must prove that he threatened to commit a crime of violence,

and made the threat “with the intent to terrorize [B.R.] or in reckless disregard of the risk

of causing such terror.” Thus, a defendant may only be convicted of making terroristic

threats if he threatens to commit a crime of violence with the intent to terrorize. But a

defendant may commit second-degree assault by intentionally assaulting another without

first making any threat. Because it is possible to commit second-degree assault without

committing terroristic threats, the terroristic-threats offense is not necessarily included in

a second-degree-assault offense. See State v. Bertsch, 707 N.W.2d 660, 664 (Minn. 2006)

(stating “[a]n offense is necessarily included . . . if it is impossible to commit the greater

offense without committing the lesser offense” (quotation marks omitted)). The district

court therefore did not err by convicting Kettle of both second-degree assault and making

terroristic threats.2

In sum, the district court did not abuse its discretion by denying the motion for a

mistrial and allowing Kettle to be impeached with four prior felony convictions. But the

2 A district court may not impose multiple sentences for offenses committed during a single behavioral incident. Minn. Stat. § 609.035, subd. 1 (2014). That did not happen here as Kettle was only sentenced on the second-degree-assault conviction.

9 district court did err by adjudicating Kettle guilty on the two counts of fifth-degree assault.

Accordingly, we remand for vacation of the fifth-degree-assault convictions.

Affirmed in part, reversed in part, and remanded.