State of Minnesota v. Rafael Antonio Alfaro

CourtCourt of Appeals of Minnesota
DecidedOctober 27, 2014
DocketA13-2234
StatusUnpublished

This text of State of Minnesota v. Rafael Antonio Alfaro (State of Minnesota v. Rafael Antonio Alfaro) is published on Counsel Stack Legal Research, covering Court of Appeals of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Minnesota v. Rafael Antonio Alfaro, (Mich. Ct. App. 2014).

Opinion

This opinion will be unpublished and may not be cited except as provided by Minn. Stat. § 480A.08, subd. 3 (2012).

STATE OF MINNESOTA IN COURT OF APPEALS A13-2234

State of Minnesota, Respondent,

vs.

Rafael Antonio Alfaro, Appellant.

Filed October 27, 2014 Affirmed Schellhas, Judge

Scott County District Court File No. 70-CR-05-22828

Lori Swanson, Attorney General, St. Paul, Minnesota; and

Patrick J. Ciliberto, Scott County Attorney, Todd P. Zettler, Assistant County Attorney, Shakopee, Minnesota (for respondent)

Cathryn Middlebrook, Chief Appellate Public Defender, Jennifer Workman Jesness, Assistant Public Defender, St. Paul, Minnesota (for appellant)

Considered and decided by Schellhas, Presiding Judge; Worke, Judge; and

Rodenberg, Judge.

UNPUBLISHED OPINION

SCHELLHAS, Judge

Appellant argues that the district court abused its discretion by accepting his guilty

plea to second-degree assault with a dangerous weapon because the aggravating factors necessary to support his negotiated quadruple-upward-departure sentence are not

supported by sufficient evidence. Appellant also makes pro se arguments. We affirm.

FACTS

In October 2005, after appellant Rafael Alfaro’s deportation on July 31, 2005,

respondent State of Minnesota charged him with one count of first-degree criminal sexual

conduct under Minn. Stat. § 609.342, subd. 1(c) (2004); two counts of second-degree

assault with a dangerous weapon under Minn. Stat. § 609.222, subd. 1 (Supp. 2005); one

count of domestic assault by strangulation under Minn. Stat. § 609.2247, subd. 2 (2004);1

and one count of false imprisonment by intentional restraint under Minn. Stat. § 609.255,

subd. 2 (2004). According to facts contained in the probable-cause section of the

complaint, Alfaro held the victim, M.D., in her home for two days and sexually and

physically assaulted her in the presence of her young children. Alfaro’s conduct included

penetrating M.D.’s rectum with a chair rung, forcing her to swallow pills, repeatedly

striking her in the face with an eight-inch kitchen knife, and threatening to kill her and

her children.

More than six years later, law enforcement authorities arrested Alfaro in

Minnesota, and in July 2012, the district court held the first hearing on Alfaro’s criminal

charges in this case. On April 22, 2013, the state noticed its intent to seek “an aggravated

1 Minnesota Statutes section 609.2247 does not apply to crimes committed before its effective date of August 1, 2005. See 2005 Minn. Laws ch. 136, art. 17, § 13, at 1130. Based on facts contained in the probable-cause section of the complaint, Alfaro’s criminal conduct occurred on June 11–12, 2005. Because the charge of domestic assault by strangulation was ultimately dismissed, however, we need not address the retroactive application of Minn. Stat. § 609.2247.

2 durational departure up to the statutory maximum sentence of 30 years (360 months)”

supported by the aggravating factors of particular cruelty, presence of children, zone of

privacy, and position of trust.

On April 24, 2013, Alfaro pleaded guilty to one count of second-degree assault

with a dangerous weapon in exchange for dismissal of all other charges. He waived his

Blakely rights and agreed to an 84-month sentence—a quadruple upward durational

departure—based on the existence of aggravating factors. The district court accepted

Alfaro’s guilty plea, set a sentencing hearing, and directed the state to draft a

memorandum outlining the aggravating factors noted by the court and “others that [it]

deem[ed] appropriate.” Six days later, Alfaro submitted a one-page, handwritten letter to

the court, requesting permission to withdraw his plea. In June, he formally moved to

withdraw his plea. Noting that Alfaro contended only that his plea was involuntary, the

district court denied Alfaro’s motion.

Based on the aggravating factors of presence of children, particular cruelty,

particular vulnerability, zone of privacy, and crime more onerous than the usual offense,

and noting that a sentence greater than double the presumptive sentence “is justified

when facts are unusually compelling,” the district court sentenced Alfaro to 84 months’

imprisonment.

This appeal follows.

3 DECISION

Alfaro does not challenge the sufficiency of the factual basis for his guilty plea to

second-degree assault with a dangerous weapon. Nor does he challenge the validity of his

Blakely waiver. See State v. Thompson, 720 N.W.2d 820, 827 (Minn. 2006) (permitting

waiver of the right to a jury determination of aggravating sentencing factors as long as

waiver is made knowingly, voluntarily, and intelligently). Alfaro argues that the factual

basis offered at his plea hearing is insufficient to support the aggravating factors upon

which the district court relied in imposing the quadruple-upward-departure sentence of 84

months. He requests three alternative forms of relief: reversal of his conviction and

sentence, reversal of his sentence and remand for imposition of the presumptive 21-

month sentence, or reversal of his sentence and remand for further findings by the district

court “to determine what facts the court relied upon to impose the quadruple upward

departure sentence.”

“[N]egotiated plea agreements that include a sentencing departure are justified

under the guidelines in cases where substantial and compelling circumstances exist.”

State v. Misquadace, 644 N.W.2d 65, 71 (Minn. 2002). “A plea agreement standing

alone, however, does not create such circumstances in its own right. Rather, when

reviewing a plea agreement that includes a sentencing departure, the court must

determine whether the offense of conviction reflects any aggravating or mitigating

circumstances that warrant a departure.” Id.

“Under long-established caselaw, if a district court’s reasons for a departure are

stated on the record, an appellate court must determine whether the stated reasons justify

4 the departure.” State v. Grampre, 766 N.W.2d 347, 351 (Minn. App. 2009), review

denied (Minn. Aug. 26, 2009). “An upward departure will be reversed if the sentencing

court’s articulated reasons for the departure are improper or inadequate and the evidence

in the record is insufficient to justify the departure.” Tucker v. State, 799 N.W.2d 583,

586 (Minn. 2011) (quotations omitted). Appellate courts generally “review an upward

departure from the presumptive guidelines sentence for an abuse of discretion.” Id. at

585–86. The district court abuses its discretion if it relies on an invalid departure reason.

Dillon v. State, 781 N.W.2d 588, 598 (Minn. App. 2010), review denied (Minn. July 20,

2010). “Whether a particular reason for an upward departure is permissible is a question

of law, which is subject to a de novo standard of review.” State v. Yaritz, 791 N.W.2d

138, 143 (Minn. App. 2010) (quotation omitted), review denied (Minn. Feb. 23, 2011).

“[A]ny fact (other than a prior conviction) which is necessary to support a sentence

exceeding the maximum authorized by the facts established by a plea of guilty or a jury

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