State of Minnesota v. Rafael Antonio Alfaro

Court of Appeals of Minnesota·Decided October 27, 2014·No. A13-2234·Unpublished

Opinion

This opinion will be unpublished and may not be cited except as provided by Minn. Stat. § 480A.08, subd. 3 (2012).

STATE OF MINNESOTA

IN COURT OF APPEALS

A13-2234

State of Minnesota,

Respondent,

vs.

Rafael Antonio Alfaro,

Appellant.

Filed October 27, 2014

Affirmed

Schellhas, Judge

Scott County District Court File No. 70-CR-05-22828

Lori Swanson, Attorney General, St. Paul, Minnesota; and

Patrick J. Ciliberto, Scott County Attorney, Todd P. Zettler, Assistant County Attorney, Shakopee, Minnesota (for respondent)

Cathryn Middlebrook, Chief Appellate Public Defender, Jennifer Workman Jesness, Assistant Public Defender, St. Paul, Minnesota (for appellant)

Considered and decided by Schellhas, Presiding Judge; Worke, Judge; and Rodenberg, Judge.

UNPUBLISHED OPINION

SCHELLHAS, Judge Appellant argues that the district court abused its discretion by accepting his guilty plea to second-degree assault with a dangerous weapon because the aggravating factors

necessary to support his negotiated quadruple-upward-departure sentence are not supported by sufficient evidence. Appellant also makes pro se arguments. We affirm.

FACTS

In October 2005, after appellant Rafael Alfaro’s deportation on July 31, 2005, respondent State of Minnesota charged him with one count of first-degree criminal sexual conduct under Minn. Stat. § 609.342, subd. 1(c) (2004); two counts of second-degree assault with a dangerous weapon under Minn. Stat. § 609.222, subd. 1 (Supp. 2005); one count of domestic assault by strangulation under Minn. Stat. § 609.2247, subd. 2 (2004);1 and one count of false imprisonment by intentional restraint under Minn. Stat. § 609.255, subd. 2 (2004). According to facts contained in the probable-cause section of the complaint, Alfaro held the victim, M.D., in her home for two days and sexually and physically assaulted her in the presence of her young children. Alfaro’s conduct included penetrating M.D.’s rectum with a chair rung, forcing her to swallow pills, repeatedly striking her in the face with an eight-inch kitchen knife, and threatening to kill her and her children.

More than six years later, law enforcement authorities arrested Alfaro in Minnesota, and in July 2012, the district court held the first hearing on Alfaro’s criminal charges in this case. On April 22, 2013, the state noticed its intent to seek “an aggravated

1 Minnesota Statutes section 609.2247 does not apply to crimes committed before its effective date of August 1, 2005. See 2005 Minn. Laws ch. 136, art. 17, § 13, at 1130. Based on facts contained in the probable-cause section of the complaint, Alfaro’s criminal conduct occurred on June 11–12, 2005. Because the charge of domestic assault by strangulation was ultimately dismissed, however, we need not address the retroactive application of Minn. Stat. § 609.2247.

durational departure up to the statutory maximum sentence of 30 years (360 months)” supported by the aggravating factors of particular cruelty, presence of children, zone of privacy, and position of trust.

On April 24, 2013, Alfaro pleaded guilty to one count of second-degree assault with a dangerous weapon in exchange for dismissal of all other charges. He waived his Blakely rights and agreed to an 84-month sentence—a quadruple upward durational departure—based on the existence of aggravating factors. The district court accepted Alfaro’s guilty plea, set a sentencing hearing, and directed the state to draft a memorandum outlining the aggravating factors noted by the court and “others that [it] deem[ed] appropriate.” Six days later, Alfaro submitted a one-page, handwritten letter to the court, requesting permission to withdraw his plea. In June, he formally moved to withdraw his plea. Noting that Alfaro contended only that his plea was involuntary, the district court denied Alfaro’s motion.

Based on the aggravating factors of presence of children, particular cruelty, particular vulnerability, zone of privacy, and crime more onerous than the usual offense, and noting that a sentence greater than double the presumptive sentence “is justified when facts are unusually compelling,” the district court sentenced Alfaro to 84 months’ imprisonment.

This appeal follows.

DECISION

Alfaro does not challenge the sufficiency of the factual basis for his guilty plea to second-degree assault with a dangerous weapon. Nor does he challenge the validity of his Blakely waiver. See State v. Thompson, 720 N.W.2d 820, 827 (Minn. 2006) (permitting waiver of the right to a jury determination of aggravating sentencing factors as long as waiver is made knowingly, voluntarily, and intelligently). Alfaro argues that the factual basis offered at his plea hearing is insufficient to support the aggravating factors upon which the district court relied in imposing the quadruple-upward-departure sentence of 84 months. He requests three alternative forms of relief: reversal of his conviction and sentence, reversal of his sentence and remand for imposition of the presumptive 21- month sentence, or reversal of his sentence and remand for further findings by the district court “to determine what facts the court relied upon to impose the quadruple upward departure sentence.”

“[N]egotiated plea agreements that include a sentencing departure are justified under the guidelines in cases where substantial and compelling circumstances exist.” State v. Misquadace, 644 N.W.2d 65, 71 (Minn. 2002). “A plea agreement standing alone, however, does not create such circumstances in its own right. Rather, when reviewing a plea agreement that includes a sentencing departure, the court must determine whether the offense of conviction reflects any aggravating or mitigating circumstances that warrant a departure.” Id.

“Under long-established caselaw, if a district court’s reasons for a departure are stated on the record, an appellate court must determine whether the stated reasons justify

the departure.” State v. Grampre, 766 N.W.2d 347, 351 (Minn. App. 2009), review denied (Minn. Aug. 26, 2009). “An upward departure will be reversed if the sentencing court’s articulated reasons for the departure are improper or inadequate and the evidence in the record is insufficient to justify the departure.” Tucker v. State, 799 N.W.2d 583, 586 (Minn. 2011) (quotations omitted). Appellate courts generally “review an upward departure from the presumptive guidelines sentence for an abuse of discretion.” Id. at 585–86. The district court abuses its discretion if it relies on an invalid departure reason. Dillon v. State, 781 N.W.2d 588, 598 (Minn. App. 2010), review denied (Minn. July 20, 2010). “Whether a particular reason for an upward departure is permissible is a question of law, which is subject to a de novo standard of review.” State v. Yaritz, 791 N.W.2d 138, 143 (Minn. App. 2010) (quotation omitted), review denied (Minn. Feb. 23, 2011). “[A]ny fact (other than a prior conviction) which is necessary to support a sentence exceeding the maximum authorized by the facts established by a plea of guilty or a jury verdict must be admitted by the defendant or proved to a jury beyond a reasonable doubt.” State v. Dettman, 719 N.W.2d 644, 647 (Minn. 2006) (quotation omitted).

Generally, departures are limited to “double the presumptive sentence length.”

Perkins v. State, 559 N.W.2d 678, 692 (Minn. 1997). “[F]or the district court to impose a greater-than-double-durational sentence, there must be severe aggravating factors.” State v. Stanke, 764 N.W.2d 824, 828 (Minn. 2009). “[I]n such cases the only absolute limit on duration is the maximum provided in the statute defining the offense.” State v. Shattuck, 704 N.W.2d 131, 140 (Minn. 2005) (citation omitted). Eighty-four months was the

statutory maximum sentence for second-degree assault with a dangerous weapon. Minn. Stat. § 609.222, subd. 1 (2004).

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