STATE OF LOUISIANA NO. 18-KA-650
VERSUS FIFTH CIRCUIT
C. T. COURT OF APPEAL
STATE OF LOUISIANA
ON APPEAL FROM THE TWENTY-FOURTH JUDICIAL DISTRICT COURT PARISH OF JEFFERSON, STATE OF LOUISIANA NO. 15-5781, DIVISION "B" HONORABLE CORNELIUS E. REGAN, JUDGE PRESIDING
July 30, 2019
HANS J. LILJEBERG JUDGE
Panel composed of Judges Stephen J. Windhorst, Hans J. Liljeberg, and Timothy S. Marcel, Pro Tempore
AFFIRMED; REMANDED WITH INSTRUCTIONS HJL SJW TSM COUNSEL FOR PLAINTIFF/APPELLEE, STATE OF LOUISIANA Paul D. Connick, Jr. Terry M. Boudreaux Juliet L. Clark
COUNSEL FOR DEFENDANT/APPELLANT, C. T. Martin E. Regan, Jr.
COUNSEL FOR PLAINTIFF/APPELLEE, STATE OF LOUISIANA, DEPARTMENT OF JUSTICE Jeffrey M. Landry Colin Clark J. Taylor Gray LILJEBERG, J.
Defendant appeals his conviction and sentence for aggravated rape of a
juvenile under the age of thirteen. For the following reasons, we affirm
defendant’s conviction and sentence. We also remand to the trial court with
instructions to provide defendant with written notice of the sex offender
registration requirements, as required by La. R.S. 15:543.
STATEMENT OF THE CASE
On January 28, 2016, a Jefferson Parish Grand Jury returned an indictment
charging defendant, C.T.,1 with aggravated rape2 of a known juvenile (D.O.B.
8/26/2004), where the victim was under the age of thirteen, in violation of La. R.S.
14:42. The matter proceeded to trial, and a twelve-person jury returned a verdict
of guilty as charged on November 8, 2017.3 On December 11, 2017, the trial court
sentenced defendant to life imprisonment at hard labor without benefit of parole,
probation, or suspension of sentence. Defendant appeals.
FACTS
The victim, D.A., was born on August 26, 2004, and he was thirteen years
old at the time of trial. At trial, D.A. testified that he has one brother and two
sisters. He stated that when he was eight years old, he began living with his father,
who is the defendant herein, and his grandmother in Metairie, Louisiana. In July
of 2015, D.A. went to visit his mother, A.A., who lived in Ponchatoula. While he
was in bed with his younger sister, they began touching each other, and he put his
“private into her front.” D.A. testified that when his mom came into the room and
1 In the interest of protecting minor victims and victims of sexual offenses as set forth in La. R.S. 46:1844(W)(3), the judges of this Court have adopted a policy that this Court’s published work will use only initials to identify the victim and any defendant or witness whose name can lead to the victim’s identity (i.e., parent, sibling, or relative with the same last name as the victim). State v. Ross, 14-84 (La. App. 5 Cir. 10/15/14), 182 So.3d 983, 985 n.3. Here, while the victim and defendant do not have the same last name, defendant is the victim’s father, and thus, use of his name or the names of his family members could arguably lead to the victim’s identity. 2 After the offense in this case, La. R.S. 14:42 was amended in 2015 by La. Act No. 184, to rename the offense of aggravated rape to first degree rape. 3 Trial commenced on two previous occasions in this matter resulting in mistrials on May 10, 2017 and August 30, 2017.
18-KA-650 1 asked what was going on, he confessed that he did that because “it was the same
thing my dad did to me.” D.A.’s mother took him to the doctor and he was also
questioned by police, informing them of what defendant had done to him. D.A.
also recalled that prior to moving in with defendant, he briefly lived with a family
friend named Kandi Fields and confided in her that once while at defendant’s
house, he woke up lying next to defendant with his pants down.
Brittney Bergeron, a forensic interviewer for the Jefferson Children’s
Advocacy Center (CAC), interviewed D.A. on August 13, 2015. During the
interview, D.A. told Ms. Bergeron that in the summer when he was eight years old,
he lived with defendant and got a “whooping” for breaking a plate but stated that
the “whooping” was not like a regular “whooping” because it hurt inside his
“butthole” and that “it felt stretched out.” D.A. explained that he first got fifteen
whips with the belt on his bare buttocks. He told Ms. Bergeron that when he gets
hit with the belt defendant makes him take his pants and underwear off and hits
him on the “butt cheek,” thighs, and lower back. Then after he was hit, defendant
“bent over on me and did something I didn’t understand.” D.A. explained he was
lying on his stomach when defendant bent over him on his hands and knees “like a
dog getting ready to use the bathroom” and then “a warmish cylinder like thing
[was] going into my butthole.” At first D.A. did not know what the “cylinder like
thing” was; he thought maybe it was defendant’s finger, but it kept going “in and
out, in and out of his butthole.” He assumed it was defendant’s “private part” but
was asking himself “why would he do that.” After about thirty seconds to a minute
defendant stopped, told D.A. to put his clothes back on, and then told him he had
gotten a “whooping.” D.A. thought to himself “that was not a whooping.”
D.A. stated that defendant would “sometimes put lotion on his butt cheek.”
He indicated that it happened more than one time, recalling that when he was nine,
while at his grandmother’s house with defendant, defendant told D.A. that he liked
18-KA-650 2 to “make up stories,” so he made up a story that D.A. had misplaced something
and it was time for him to get a “whooping,” telling him to take off his pants and
underwear. Defendant told D.A. he had to take his clothes off to “see how much it
hurts.” So D.A. “got in the same position,” and defendant hit him on the “butt
cheek” with the belt twice and then defendant rubbed his own private part with his
hand while leaning on the side of the bed. He then bent over D.A. “like a baby
crawling” and stuck his private part in D.A.’s “butthole” “in and out, in and out.”
After he was finished, he told D.A. to put his clothes back on. D.A. stated that on
that occasion defendant put coconut lotion on D.A.’s “butt cheeks” and his
“butthole.” D.A. also confessed that defendant scares him, and he did not want to
tell anyone about what happened because defendant threatened to hurt his family
members.
D.A. then recalled a third incident when he was nine or ten years old, and
defendant called him upstairs and accused D.A. of breaking his television. When
D.A. denied it, defendant told D.A. “you’re getting a whooping” and then had D.A.
take off his pants and underwear, placed lotion on D.A.’s “butthole” and “butt
cheek,” took off his own clothes, and he stuck his “private part” in and out of
D.A.’s “butthole.”
Lastly, D.A. explained a fourth incident in which defendant accused D.A. of
not rolling his window down in the car, and defendant told him he was getting a
“whooping.” He recalled defendant took off his pants and underwear and D.A.’s
pants and underwear, and hit him twenty times with the belt on his back, his
buttocks, and his hand. He stated that defendant got “more mad,” rubbed lotion on
himself and on D.A.’s “butthole” with his finger, and then stuck his “private” in
D.A.’s “butthole” several times. When he was done he told D.A. to go back to his
room and think about what he had done. D.A. also stated that when he was ten he
18-KA-650 3 found a video in defendant’s drawer, and when he turned it on it was a video of
“naked girls,” so he turned it off and put it back.
D.A. testified that he never told anyone about what his father did to him
during the two years he lived with defendant because he was scared to tell his
family. He explained that defendant had threatened to hurt someone in D.A.’s
family if D.A. told anyone. He further testified that he had lived with his mother’s
other boyfriends, and none of them had ever sexually abused him.
On August 1, 2015, Dr. Sonseeahray Bridges, a pediatric physician at
Children’s Hospital in New Orleans, examined D.A. who was brought to the
hospital by his mother, along with his sister, K.A. His mother, A.A., reported that
she found D.A. in bed with his sister with no pants or underwear on and that her
daughter disclosed to her that D.A. had put his penis in her butt on more than one
occasion. A.A. also advised Dr. Bridges that D.A. reported to her that defendant
had done the same thing to him, “meaning that he had put his penis in D.A.’s butt.”
D.A. told Dr. Bridges that it occurred with his father more than once. Dr. Bridges
testified that D.A.’s physical examination was normal, explaining that D.A.’s last
contact with his father was three weeks prior to her examination giving any
evidence of potential trauma time to have healed.
Kandi Fields, a family friend, testified that when D.A. was seven or eight
years old, A.A. moved to Texas. Ms. Fields stated that D.A. lived with her for
approximately two weeks, and this was before he moved in with defendant.
During that two-week period, defendant would pick D.A. up from Ms. Fields’
home and keep him over the weekend. After one of his weekend visits with
defendant, D.A. reported to Ms. Fields that defendant was “crazy” and “nasty.”
When asked what he meant, D.A. began to cry and stated, “my daddy licks my butt
when he thinks I’m asleep.” Mrs. Fields called A.A. who drove back from Texas
and picked up D.A.
18-KA-650 4 A.A. testified that defendant is her ex-boyfriend and that D.A. is their son
who was born on August 26, 2004, after they had ended their relationship. In
2012, A.A. moved to Texas with her two daughters, leaving D.A. with Mrs. Fields
because she believed the move would be difficult for him being the eldest of the
children. A.A. recalled that prior to moving to Texas, defendant had come back
into D.A.’s life, which pleased her, knowing the importance of having a father
figure.
A couple of weeks after she moved to Texas, A.A. received a phone call
from Mrs. Fields prompting her to return to Louisiana to retrieve her son. She
recalled that D.A. would not tell her what he had told Mrs. Fields and that she told
him she was going to have to call the police, yet never did, wanting to believe it
was not possible.
A.A. took D.A. back to Texas with her in 2012 but eventually returned to
Louisiana. In the summer of 2013, when D.A. was about eight years old, A.A.
moved to Pontchatoula and sent D.A. to live with defendant. A.A. testified that
she allowed D.A. to live with defendant because she wanted D.A. to have a
relationship with his father and D.A. told her that what he had told Mrs. Fields did
not happen.
A.A. testified that in July of 2015, after D.A. had been living with defendant
for approximately two years, D.A. came to visit her for three weeks in
Ponchatoula, where she was living at the time with her fiancé. One night during
his visit, D.A. went to bed with his sister, K.A., and when A.A. went to check on
them, she could “tell something was going on,” so she pulled back the covers and
saw K.A.’s underwear was off. A.A. asked D.A. what was going on and based on
his response, immediately called defendant yelling, “here we go again with this.”
Defendant told A.A. that D.A. was lying, at which time A.A. hung up on him and
18-KA-650 5 called the police. After speaking to the police, D.A. was sent to Children’s
Hospital where A.A. relayed to Dr. Bridges what had happened.
Dr. Jamie Jackson, an expert in the field of child abuse pediatrics, testified
that she met with D.A. on August 24, 2015, and conducted a physical examination,
which revealed no acute injuries. Dr. Jackson explained that she did not find this
surprising because there are not always physical injuries present when an
examination has been performed on a victim of sexual abuse. Dr. Jackson
explained that most sexual abuse examinations result in normal findings,
particularly when the sexual abuse involves penetration of the anus due to the
body’s ability to heal quickly in that area. She also noted that the last reported
trauma had been six weeks prior to her examination.
Defendant’s mother, E.T., testified that defendant and D.A. lived with her
for two and a half years when D.A. was between the ages of eight and ten and that
during that time D.A. did not want to be there. E.T. testified that while he lived
with them, D.A. behaved “terrible,” some nights getting up to watch “dirty
movies” on the HBO channel and at times intentionally failing to flush the toilet
after he had been reprimanded, even smearing “his bowels” on her rug on one
occasion. E.T. testified that she overheard D.A. state that he wanted to be with his
mother, and not his “black family.” She further stated that she never saw any
inappropriate behavior between D.A. and defendant.
Terry Lee, E.T.’s next-door neighbor, testified that he bought D.A. a bike
after he moved in with his grandmother and that D.A. told him he could not ride
the bike “because his mother is white and his father is black and he didn’t want to
get dark.” D.A. told him he did not want to be black, he wanted to be more like his
mother and grandmother, or light-skinned like his sisters. He further stated that
one time when D.A. came over to his house he “wasn’t acting normal” and that he
could not get D.A. to talk, so he told E.T. that her grandson could not come to his
18-KA-650 6 house again. According to Mr. Lee, D.A. would not play outside with the other
children.
R.T., defendant’s sister, testified that defendant and D.A. lived with her for a
few weeks, and she never saw anything inappropriate occur between them. She
also testified that D.A. stated several times that he did not want to be with his
“black family.”
LAW AND DISCUSSION
In his first assignment of error, defendant asserts that the evidence was
insufficient to support the jury’s verdict beyond a reasonable doubt. Defendant
provides no argument in support of this assignment; rather, he supplies only
general law regarding appellate review of sufficiency cases. Nevertheless, we have
reviewed the issue pursuant to State v. Raymo, 419 So.2d 858, 861 (La. 1982),4 and
the record reflects that the State presented sufficient evidence to establish the
essential statutory elements of aggravated rape of a juvenile under the age of
thirteen.
The standard for appellate review of the sufficiency of evidence is “whether,
after viewing the evidence in the light most favorable to the prosecution, any
rational trier-of-fact could have found the essential elements of the crime beyond a
reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 2789, 61
L.Ed.2d 560, 573 (1979); State v. Lewis, 04-1074 (La. App. 5 Cir. 10/6/05), 916
So.2d 294, 298, writ denied, 05-2382 (La. 3/31/06), 925 So.2d 1257.
At the time of the offense, La. R.S. 14:41 and La. R.S. 14:42(A)(4) defined
aggravated rape as “the anal, oral, or vaginal sexual intercourse, with a male or
female person, committed without the person’s lawful consent,” “[w]hen the
4 In Raymo, supra, the Louisiana Supreme Court held that “[b]ecause the state's case was devoid of evidence of an essential element of the charged offense ... defendant's conviction and sentence must be set aside ... regardless of how the error is brought to the attention of the reviewing court.” (Citations omitted.) See State v. Mosely, 08-1319 (La. App. 5 Cir. 5/26/09), 16 So.3d 398, 401.
18-KA-650 7 victim is under the age of thirteen years.” “Emission is not necessary, and any
sexual penetration, when the rape involves vaginal or anal intercourse, however
slight, is sufficient to complete the crime.” La. R.S. 14:41(B).
In sex offense cases, the testimony of the victim alone can be sufficient to
establish the elements of a sexual offense, even when the State does not introduce
medical, scientific or physical evidence to prove the commission of the offense.
State v. Hernandez, 14-863 (La. App. 5 Cir. 9/23/15), 177 So.3d 342, 351, writ
denied, 15-2111 (La. 12/5/16), 210 So.3d 810. Convictions of aggravated rape and
other sexual abuse offenses have been upheld by this Court in the absence of
medical evidence or other corroborating evidence. See Hernandez, 177 So.3d at
352; State v. Roca, 03-1076 (La. App. 5 Cir. 1/13/04), 866 So.2d 867, writ denied,
04-583 (La. 7/2/04), 877 So.2d 143; State v. Gonzalez, 15-26 (La. App. 5 Cir.
8/25/15), 173 So.3d 1227, 1233; State v. Raye, 17-136 (La. App. 5 Cir. 10/25/17),
230 So.3d 659, writ denied, 17-1966 (La. 6/15/18), 257 So.3d 674.
In the present case, through the testimony at trial and the evidence
introduced, including D.A.’s CAC interview which detailed the anal intercourse he
suffered at the hands of his father during a two-year period when he was between
the ages of eight and ten years old, a rational trier of fact could have found
defendant guilty of aggravated rape of a victim under the age of thirteen years
beyond a reasonable doubt. Accordingly, this assignment of error is without merit.
In his second assignment of error, defendant argues the trial court erred in
denying his request for a mistrial during the State’s rebuttal closing argument. He
contends that the prosecutor made a direct reference to defendant’s failure to
testify and, thus, the trial court was required to declare a mistrial.
The State responds that the prosecutor neither directly, nor indirectly,
commented on defendant’s failure to testify. Nevertheless, even if the prosecutor’s
statement was otherwise improper, the State contends that there is no indication in
18-KA-650 8 the record that the remarks made by the prosecutor influenced the jury or
contributed to the verdict.
During the State’s closing argument, it referenced the CAC video that was
shown during the victim’s testimony and noted, “[y]ou saw how his father reacted
to him watching the video, and that’s where it was all laid out in front of you, and
the truth finally came to the surface that [defendant] raped” D.A. In response,
during its closing, the defense referenced the State’s comment regarding
defendant’s reaction to the playing of the CAC video, arguing, “of course,
[defendant] is going to be visibly upset when his son gets on the stand and says
these lies about his father, and the [State] wants you to believe that because he is
upset about that it must mean that he is guilty.” Then, during rebuttal closing
argument, the State countered, “[t]hey talked to you about her client getting upset
during the video watching his son talk about what he did to him, and that he got
visibly upset. I agree. He did. But you want to know what he didn’t do, he never
shook his head no.”
Defense counsel objected to the State’s comment that defendant “never
shook his head no,” and a bench conference was held. During the bench
conference, defense counsel argued that the State had made a direct comment on
defendant’s failure to testify. Defense counsel further noted that while reference to
her client’s reaction was made during her closing argument, it was only done so in
response to the State’s initial comment. The State indicated that it would “move
on,” so the bench conference concluded and the trial court advised the members of
the jury that “what the attorneys say in closing arguments are not evidence. It is
just their opinion. The evidence comes to you from the witness stand, and that’s
the only place.” It was after this admonition that the defense moved for a mistrial,
without providing reasons, which was denied by the court.
18-KA-650 9 After the jury charges were read to the jury and the alternate juror was
dismissed, the defense requested that additional details be put on the record
regarding the motion for mistrial made during closing arguments. Defense counsel
then noted for the record that the Louisiana Code of Criminal Procedure “prohibits
the prosecution from making a direct or indirect reference to a defendant’s failure
to take the stand or testify.” Defense counsel further submitted that such a
reference is not subject to a harmless error analysis, and claimed that a mandatory
mistrial should be granted in this case due to the State’s “direct reference to our
client not denying it, not shaking his head during the testimony of the witnesses.”
In response, the State argued that it was the defense who first referenced during
closing that defendant was visibly upset when the CAC video was being played
because “he was so upset to see his child say these lies about him,” so a comment
was made in response during rebuttal regarding defendant’s lack of remorse “based
on his own actions and demeanor.” Defense counsel argued that the State “cannot
comment on the lack of remorse or what [defendant] did or didn’t testify to,”
warranting a mandatory mistrial. Defense counsel further indicated that even if
only an indirect reference was made, no one else besides the defendant could refute
the allegations against him, thus, requiring a mandatory mistrial. The court again
denied defendant’s motion.
Article 770 of the Louisiana Code of Criminal Procedure provides:
Upon motion of a Defendant, a mistrial shall be ordered when a remark or comment, made within the hearing of the jury by the judge, district attorney, or a court official, during the trial or in argument, refers directly or indirectly to: **** (3) The failure of the Defendant to testify in his own defense. **** An admonition to the jury to disregard the remark or comment shall not be sufficient to prevent a mistrial. If the Defendant, however, requests that only an admonition be given, the court shall admonish the jury to disregard the remark or comment but shall not declare a mistrial.
18-KA-650 10 La. C.Cr.P. art. 770(3) prohibits both “direct” and “indirect” references to a
defendant’s failure to testify at trial. Where a reference to the defendant’s failure
to take the stand is direct, a mistrial should be declared, and it is irrelevant whether
the prosecutor intended for the jury to draw unfavorable inferences from the
defendant’s silence. State v. Mitchell, 00-1399 (La. 2/21/01), 779 So.2d 698, 701;
State v. Fullilove, 389 So.2d 1282, 1284 (1980). As stated in Mitchell, 779 So.2d
at 701, “[t]he purpose behind art. 770(3)’s prohibition against such prosecutorial
comment is to protect the defendant’s Fifth Amendment right against self-
incrimination by preventing attention being drawn directly or indirectly to the fact
that the defendant has not testified on his own behalf.”
When the reference to the defendant’s failure to take the stand is not direct,
the court should inquire into the remark’s “intended effect on the jury” in order to
distinguish indirect references to the defendant’s failure to testify, which are
impermissible, from statements that are not (which are permissible, though not
favored). Mitchell, 779 So.2d at 701; Fullilove, 389 So.2d at 1284; State v.
Jackson, 454 So.2d 116, 118 (La. 1984). In order to support the granting of a
mistrial, the inference must be plain that the remark intended to focus the jury’s
attention on the defendant’s not testifying. Mitchell, 779 So.2d at 701.
In State v. Juniors, 03-2425 (La. 6/29/05), 915 So.2d 291, cert. denied, 547
U.S. 1115, 126 S.Ct. 1940, 164 L.Ed.2d 669 (2006), the defendant claimed his
death sentence was the product of an array of arbitrary factors erroneously
interjected into the sentencing proceeding, including the State’s comment made
during closing argument on his failure to testify. During closing argument the
prosecutor stated:
I have a tough job. I normally enjoy my job. Sometimes my job is sickening. It’s sickening because you’ve not heard, you have not heard the words “I’m sorry.”
18-KA-650 11 He talks about Glynn Juniors being remorseful. You never heard in this statement that he said, I’m sorry.
Juniors, 915 So.2d at 335.
The defendant in Juniors claimed the prosecutor’s statement was a direct
comment on his failure to testify, an impermissible avenue of attack that tainted the
entire sentencing proceeding. The Louisiana Supreme Court disagreed, finding the
prosecutor’s comments were directed more toward the defendant’s lack of remorse
than his failure to testify. It found the prosecutor intended his comments to point
to the defendant’s character and propensities rather than to highlight the fact that
he did not testify.
In State v. Thomas, 16-578 (La. App. 5 Cir. 4/19/17), 217 So.3d 651, writ
denied, 17-1153 (La. 8/31/18), 251 So.3d 411, the defendant argued on appeal that
the trial court erred in denying his motion for a new trial based on an alleged
improper argument made by the State in its closing argument where the State
commented on the defendant’s refusal to consent to his blood being drawn to prove
his innocence. The defense objected to the State’s comment at trial and moved for
a mistrial, which was denied by the trial court, who then provided an
admonishment to the jury not to consider the State’s comment because it was not
in evidence.
In Thomas, this Court found the State’s remarks in closing argument
regarding the defendant’s failure to consent to DNA testing were not direct
references to his failure to testify and concluded that the comments made by the
State were not intended as an invitation to the jury to draw an admission of guilt
from the defendant’s failure to testify but to rebut the defendant’s claim of
innocence and misidentification. The court went on to note that although the
comments were intended to suggest defendant’s guilt, they were not intended for
the jury to draw an admission of guilt from the defendant’s failure to testify. Thus,
18-KA-650 12 this Court held the State’s comments were neither a direct nor impermissible
indirect reference to the defendant’s failure to testify, and therefore, a mistrial was
not mandated by La. C.Cr.P. art. 770(3). Thomas, 217 So.3d at 684.
In this case, as in Juniors and Thomas, the prosecutor’s comment “you want
to know what he didn’t do, he never shook his head no,” appears to be directed
toward defendant’s lack of remorse and/or to suggest defendant’s guilt rather than
meant to have the jury draw an admission of guilt from his failure to testify. We
note that the prosecutor’s comment during rebuttal closing argument was made in
response to defendant’s closing argument during which he drew attention to the
fact that defendant became “visibly upset” when watching the CAC video. The
State argued that while “visibly upset,” “[defendant] never shook his head no” to
illustrate his lack of remorse—“based on his demeanor”—so as to counter
defendant’s submission to the jury that he was visibly upset because of the “lies”
his son had told about him. Accordingly, we find the State’s comment was neither
a direct nor impermissible indirect reference to defendant’s failure to testify, and
therefore, a mistrial was not mandated by La. C.Cr.P. art. 770(3).
In his third assignment of error, defendant contends that his conviction by a
non-unanimous jury (eleven in favor and one against) violated his Sixth
Amendment right to a fair trial. Defendant notes that a constitutional amendment
to end non-unanimous jury verdicts in Louisiana was approved by voters of this
State on November 6, 2018, and took effect January 1, 2019. He explains the
amendment to La. C.Cr.P. art. 782 rids the former statute of its obvious prejudicial
racial component, noting that until recently Louisiana was only one of two states in
this country to allow for non-unanimous jury verdicts. Accordingly, defendant
submits that his conviction by a non-unanimous verdict should be reversed.
Statutes are presumed to be constitutional, and the party challenging the
validity of the statute bears the burden of proving it is unconstitutional. State v.
18-KA-650 13 Hatton, 07-2377 (La. 7/1/08), 985 So.2d 709, 719. While there is no single
procedure for attacking the constitutionality of a statute, the Louisiana Supreme
Court has held that in order to properly confect a constitutional challenge, a party
must raise the issue in the trial court in a pleading asserting the grounds for the
alleged unconstitutionality. Id.
On April 8, 2017, defendant filed a “Motion to Declare Article 782(A)
Unconstitutional Because it Allows for a Non-Unanimous Verdict in a Felony
Trial.” In the motion, defendant argued that La. C.Cr.P. art. 782(A) violated his
constitutional rights and that the reasoning in Apodaca5 was questionable in light
of more recent Sixth Amendment and due process jurisprudence. The trial court
denied defendant’s motion on May 9, 2017.
On November 8, 2017, the jury found defendant guilty as charged of
aggravated rape of a juvenile under thirteen years of age. Following polling of the
jury, it was determined that defendant was convicted by a verdict of eleven in favor
of guilty as charged and one in favor of not guilty. Because the jury did, in fact,
return a non-unanimous verdict, defendant has standing to raise this challenge on
appeal. See State v. Saulny, 16-734 (La. App. 5 Cir. 5/17/17), 220 So.3d 871, 879-
80, writ denied, 17-1032 (La. 4/16/18), 240 So.3d 923.
At the time of the instant offense, which was alleged in the indictment to
have been committed on or between August 26, 2012 and July 31, 2015, La.
C.Cr.P. art. 782(A) provided, in pertinent part:
Cases in which punishment may be capital shall be tried by a jury of twelve jurors, all of whom must concur to render a verdict. Cases in which punishment is necessarily confinement at hard labor shall be tried by a jury composed of twelve jurors, ten of whom must concur to render a verdict.
On August 1, 2018, a proposed amendment to Article I, Section 17(A) of the
Constitution of Louisiana was made to end non-unanimous jury verdicts in
5 Apodaca v. Oregon, 406 U.S. 404, 92 S.Ct. 1628, 32 L.Ed.2d 184 (1972).
18-KA-650 14 Louisiana pending approval at a statewide election. On November 6, 2018, the
voters of this State approved the amendment, which took effect and became
operative on January 1, 2019, requiring unanimous verdicts in all cases, but would
apply only to those offenses committed on or after January 1, 2019. See 2018 La.
Act 493, § 1. Specifically, La. C.Cr.P. art. 782(A) now provides:
A case in which punishment may be capital shall be tried by a jury of twelve jurors, all of whom must concur to render a verdict. A case for an offense committed prior to January 1, 2019, in which punishment is necessarily confinement at hard labor shall be tried by a jury composed of twelve jurors, ten of whom must concur to render a verdict. A case for an offense committed on or after January 1, 2019, in which the punishment is necessarily confinement at hard labor shall be tried before a jury of twelve persons, all of whom must concur to render a verdict. A case in which the punishment may be confinement at hard labor shall be tried by a jury composed of six jurors, all of whom must concur to render a verdict.
(Emphasis added).
Accordingly, because the instant offense was committed prior to January 1,
2019, defendant’s verdict was properly rendered by a vote of eleven to one, and
there is nothing in the jurisprudence to indicate that such a verdict, at the time, was
unconstitutional.
In Apodaca v. Oregon, the United States Supreme Court, in a plurality
decision, determined that the United States Constitution did not mandate
unanimous jury verdicts in state court felony criminal trials. State v. Bonilla, 15-
529 (La. App. 5 Cir. 2/24/16), 186 So.3d 1242, 1257, writ denied, 16-0567 (La.
5/2/16), 206 So.3d 881, cert. denied, -- U.S. --, 137 S.Ct. 239, 196 L.Ed.2d 183
(2016). The issue of non-unanimous jury verdicts rendered before the new
constitutional amendment has also been addressed numerous times by the
Louisiana Supreme Court, this Court, and other appellate courts in this State, and
all have rejected the argument of their alleged unconstitutional nature. See State v.
Bertrand, 08-2215 (La. 3/17/09), 6 So.3d 738, 743; State v. Brooks, 12-226 (La.
App. 5 Cir. 10/30/12), 103 So.3d 608, 613-14, writ denied, 12-2478 (La. 4/19/13),
18-KA-650 15 111 So. 3d 1030; Bonilla, supra; State v. Barbour, 09-1258 (La. App. 4 Cir.
3/24/10), 35 So.3d 1142, 1151, writ denied, 10-934 (La. 11/19/10), 49 So.3d 396,
cert. denied, 562 U.S. 1217, 131 S.Ct. 1477, 179 L.Ed.2d 302 (2011); State v.
Baumberger, 15-1056 (La. App. 3 Cir. 6/1/16), 200 So.3d 817, 832-34, writ
denied, 16-1251 (La. 5/26/17), 221 So.3d 859, cert. denied, -- U.S. -- , 138 S.Ct.
392, 199 L.Ed.2d 290 (2017); and State v. Blueford, 48,823 (La. App. 2 Cir.
3/5/14), 137 So.3d 54, 69, writ denied, 14-0745 (La. 11/21/14), 160 So.3d 968,
cert. denied, -- U.S. -- , 135 S.Ct.1900, 191 L.Ed.2d 770 (2015).
In Bertrand, supra, the Louisiana Supreme Court reversed the trial court’s
holding that La. C.Cr.P. art. 782 was unconstitutional and explained the following:
Due to this Court’s prior determinations that Article 782 withstands constitutional scrutiny, and because we are not presumptuous enough to suppose, upon mere speculation, that the United States Supreme Court’s still valid determination that non-unanimous 12-person jury verdicts are constitutional may someday be overturned, we find that the trial court erred in ruling that Article 782 violated the Fifth, Sixth, and Fourteenth Amendments. With respect to that ruling, it should go without saying that a trial judge is not at liberty to ignore the controlling jurisprudence of superior courts.
Bertrand, 6 So.3d at 742. The Bertrand court also rejected the argument that non-
unanimous jury verdicts have an insidious racial component and pointed out that a
majority of the United States Supreme Court also rejected that same argument in
Apodaca. Id., 6 So.3d at 742-43.
As an intermediate appellate court, this Court is obliged to follow the
precedent established by the Louisiana Supreme Court. State v. Thomas, 10-220
(La. App. 5 Cir. 11/9/10), 54 So.3d 678, 686, writs denied, 10-2758 (La. 4/25/11),
62 So.3d 89 and 10-2752 (La. 5/20/11), 63 So.3d 974. Accordingly, we find that
the trial judge did not err in denying defendant’s motion to declare Article 782(A)
unconstitutional for a crime committed prior to the amendment to La. C.Cr.P. art.
782.
18-KA-650 16 ERRORS PATENT
The record was reviewed for errors patent, according to La. C.Cr.P. art. 920;
State v. Oliveaux, 312 So.2d 337 (La. 1975); and State v. Weiland, 556 So.2d 175
(La. App. 5 Cir. 1990). Our review revealed one error requiring corrective action.
The record does not reflect that defendant was notified of Louisiana’s sex
offender registration requirements pursuant to La. R.S. 15:540 et seq. Defendant’s
conviction for aggravated rape of a juvenile under the age of thirteen (La. R.S.
14:42) is defined as a sex offense by La. R.S. 15:541(24).
La. R.S. 15:543(A) states that the trial court “shall provide written
notification to any person convicted of a sex offense and a criminal offense against
a victim who is a minor of the registration requirements and the notification
requirements” of La. R.S. 15:542 and La. R.S. 15:542.1. In addition, La. R.S.
15:543(A) states that the trial court shall use the form contained in La. R.S.
15:543.1 to inform the defendant of the registration and notification requirements.
Here, the record indicates that the trial court did not comply with La. R.S.
15:543(A). A trial court’s failure to provide this notification constitutes an error
patent and warrants a remand for written notification. State v. Lampkin, 12-391
(La. App. 5 Cir. 5/16/13), 119 So.3d 158, 168, writ denied, 13-2303 (La. 5/23/14),
140 So.3d 717. This is the case even where a life sentence has been imposed.
State v. Videau, 13-520 (La. App. 5 Cir. 12/27/13), 131 So.3d 1070, 1089, writ
denied, 14-0212 (La. 9/12/14), 160 So.3d 965.
Accordingly, we must remand this matter to the trial court with instructions
to provide written notification to defendant of the sex offender registration
requirements as set forth in La. R.S. 15:542, using the form contained in La. R.S.
15:543.1.
18-KA-650 17 DECREE
For the foregoing reasons, we affirm defendant’s conviction and sentence.
We also remand to the trial court with instructions to provide defendant with
written notice of the sex offender notification and registration requirements, as
required by La. R.S. 15:543, using the form set forth in La. R.S. 15:543.1, within
ten days of this Court’s opinion.
AFFIRMED; REMANDED WITH INSTRUCTIONS
18-KA-650 18 SUSAN M. CHEHARDY MARY E. LEGNON
CHIEF JUDGE INTERIM CLERK OF COURT
FREDERICKA H. WICKER CHIEF DEPUTY CLERK JUDE G. GRAVOIS MARC E. JOHNSON ROBERT A. CHAISSON SUSAN BUCHHOLZ STEPHEN J. WINDHORST FIRST DEPUTY CLERK HANS J. LILJEBERG JOHN J. MOLAISON, JR. FIFTH CIRCUIT MELISSA C. LEDET JUDGES 101 DERBIGNY STREET (70053) DIRECTOR OF CENTRAL STAFF POST OFFICE BOX 489 GRETNA, LOUISIANA 70054 (504) 376-1400
(504) 376-1498 FAX www.fifthcircuit.org
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