State of Louisiana v. Leonard Cardenas, III

145 So. 3d 362, 2014 WL 2949290, 2014 La. LEXIS 1553
CourtSupreme Court of Louisiana
DecidedJuly 1, 2014
Docket2013-C -2982
StatusPublished
Cited by1 cases

This text of 145 So. 3d 362 (State of Louisiana v. Leonard Cardenas, III) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Louisiana v. Leonard Cardenas, III, 145 So. 3d 362, 2014 WL 2949290, 2014 La. LEXIS 1553 (La. 2014).

Opinions

PER CURIAM.

liWe granted the state’s application to review the decision of the First Circuit affirming the district court’s order of ex-pungement entered in respondent’s case following the court’s set aside of his misdemeanor conviction and sentence for domestic abuse battery with child endangerment in violation of La.R.S.14:35.3(I), and dismissal of the prosecution under La.C.Cr.P. art. 894. The district court entered the order, and the court of appeal affirmed, notwithstanding La.R.S. 44:9(A)(5)(b), which provides that “[n]o person shall be entitled to an expungement if the misdemeanor conviction arose from circumstances involving a sexual act or act of domestic violence.” For reasons that follow, we reverse the decision of the court of appeal and vacate the expungement order under the law as it currently exists.

In September 2006, the state charged respondent with domestic abuse battery involving an incident with his wife that occurred on July 19, 2006 in the presence of their minor child. A bench trial took place on April 4, 2007, and the court found respondent guilty as charged. The court sentenced him to six months imprisonment, suspended all but 60 days of that term, directed home incarceration for the executory portion of the sentence, and imposed one year of active probation 12with a variety of special conditions. The trial court terminated the probation as successfully completed on May 19, 2010. Thereafter, defendant filed a motion to reconsider sentence in which he requested that the court set aside his conviction and dismiss the prosecution under La.C.Cr.P. art. 894. The court granted the motion over the state’s objection on May 18, 2011. Respondent then filed an Expungement Form on July 28, 2011, seeking to expunge his arrest and conviction record for domestic abuse battery with child endangerment. The district court granted the motion on August 23, 2011 and directed counsel to prepare the order of expungement. Two such orders appear in the record. The first, dated September 5, 2012, and apparently stamped with the judge’s signature, directs the named parties to “expunge any and all public records of the arrest and disposition ... the date of arrest being on or about July 19, 2006, and the disposition of these charges namely, DOMESTIC ABUSE BATTERY WITH CHILD ENDANGERMENT (MISDEMEANOR).” [364]*364The second, dated September 17, 2012, drafted by counsel and signed by the judge, directs the named parties to expunge only the record of respondent’s arrest on July 19, 2006.

The state appealed to the First Circuit, arguing that the district court had erred as an initial matter by granting respondent’s motion to reconsider sentence after he finished serving it and setting aside his conviction, and then in ordering expungement of the records relating to the prosecution in apparent complete disregard of La.R.S. 44:9(A)(5)(b). In a split-panel decision, the First Circuit declined to revisit the district court’s judgment granting respondent’s motion to reconsider sentence and affirmed the court’s expungement order. State v. Cardenas, 13-0509 (La.App. 1 Cir. 11/26/18) (unpub’d).1 The majority conceded |3at the outset that Louisiana’s expungement law is convoluted and confusing. Cardenas, 13-0509 at 7 (“ ‘Our observation that the clarity of these laws, as amended, leaves much to be desired.’ ”) (quoting State v. Savoie, 92-1586, p. 2 (La.5/23/94), 637 So.2d 408, 409). The majority nevertheless divided expungement of misdemeanor arrest and/or conviction records into three general categories: (1) R.S. 44:9(E)(3)(a) applies to the expungement or destruction of conviction records [365]*365in misdemeanor prosecutions that are dismissed pursuant to La.C.Cr.P. art. 894(B); (2) R.S. 44:9(A)(l)(b) applies to the ex-pungement of arrest records when a misdemeanor prosecution has been instituted “and such proceedings have been finally disposed of by dismissal, sustaining of a motion to quash, or acquittal;” and (3) R.S. 44:9(A)(5) governs expungement of arrest records in cases in which the movant has been convicted of a misdemeanor, “if five or more years [have] Relapsed between the date of the motion and the successful completion of any sentence, deferred adjudication, or period of probation or parole.” Cardenas, 13-0509 at 10.2

For the court of appeal majority, the rule of statutory interpretation that the specific governs over the general, id. at 9 (citing Corbello v. Sutton, 446 So.2d 301 (La.1984)), meant that respondent’s case, in which he “sought expungement of his arrest record”, id. at 6, fell in either the first or second categories to the exclusion of the third category because “[t]he present case [did] not involve a situation in which the defendant has waited five years since the serving of his sentence or probation to seek expungement.” Cardenas, 13-0509 at 11. To this extent, R.S. 44:9(A)(l)(b) and (E)(3)(a) were “more directly applicable to the present situation and [they] have no limitation on domestic violence cases being ineligible for expungement.” Id. The upshot for the majority was that, given the remedial purposes of the law, State v. Boniface, 369 So.2d 115, 116 (La.1979) (“R.S. 44:9 was designed to protect individuals from future harassment and embarrassment by virtue of a criminal record.... Remedial statutes are liberally construed to suppress the evil and to advance the remedy.”) (citation and footnote omitted), “the trial court correctly granted defendant’s expungement of his arrest record pursuant to La.R.S. 44:9(A)(1).” Cardenas, 13-0509 at 11. The premise for lathe conclusion is that a set aside of a conviction and dismissal of the prosecution which “shall have the same effect as an acquittal” as a matter of La.C.Cr.P. art. 894(B)(2), is an acquittal for purposes of La.R.S. 44:9(A)(l)(b) governing expungement of arrest records in cases in which there has been a “dismissal, sustaining of a motion to quash, or acquittal.”

Judge Guidry dissented. In his view, the majority had the case backwards when discussing its preference for the specific over the general. The general provision for expunging misdemeanor arrest records appears in La.R.S. 44:9(A)(l)(a), when [366]*366prosecution is not instituted, or (A)(1)(b) when prosecution has been instituted but does not result in a conviction. The general provision for expunging conviction records in misdemeanor cases when there has been a conviction subsequently set aside under La.C.Cr.P. art. 894 is La.R.S. 44:9(E)(3)(a). On the other hand, “La.R.S. 44:9(A)(5)(a) relates specifically to obtaining expungement of an arrest record after a conviction of a misdemeanor and allows for expungement ‘if five or more years have elapsed between the date of the motion and the successful completion of any sentence, deferred adjudication, or period of probation or parole.’ ” Id. at 2 (Guidry, J., dissenting). Judge Guidry reasoned that the specific provision for expunging arrest records when a conviction has been entered is therefore La.R.S. 44:9(A)(5)(a), not (A)(1)(a) or (b), as the majority concluded, but under (A)(5)(b), “no person shall be entitled to an expungement if the misdemeanor conviction arose from circumstances involving a sexual act or act of domestic violence.” Id. Thus, Judge Gui-dry concluded that respondent was “not entitled to seek expungement of his arrest record.” Id.

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Bluebook (online)
145 So. 3d 362, 2014 WL 2949290, 2014 La. LEXIS 1553, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-louisiana-v-leonard-cardenas-iii-la-2014.