STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
09-390
STATE OF LOUISIANA
VERSUS
ERNEST D. CAIN
********** APPEAL FROM THE NINTH JUDICIAL DISTRICT COURT PARISH OF RAPIDES, NO. 290,950 HONORABLE THOMAS MARTIN YEAGER, PRESIDING **********
SYLVIA R. COOKS JUDGE
**********
Court composed of Ulysses G. Thibodeaux, Chief Judge, Sylvia R. Cooks, and John D. Saunders, Judges.
REVERSED.
Sheryl Laing, ADA P.O. Box 1472 Alexandria, LA 71301 (318) 473-6650 COUNSEL FOR APPELLEE: State of Louisiana
Thomas Davenport The Davenport Firm 1628 Metro Drive Alexandria, LA 71301 (318) 445-9696 COUNSEL FOR DEFENDANT-APPELLANT: Ernest D. Cain COOKS, Judge.
FACTS AND PROCEDURAL HISTORY
On February 17, 2008, Deputy Scotty Paul of the Rapides Parish Sheriff’s
Department drove out to the home of Wilton Friday to investigate Mr. Friday’s
complaint involving Defendant, Ernest D. Cain, his half brother. Mr. Friday reported
that Defendant fired a gun earlier that day and the bullet grazed the trees near Mr.
Friday’s residence. On that date, Defendant resided in a tent located on the back five
acres of the property, about eight hundred yards from Mr. Friday’s residence.
When Deputy Paul drove up to Defendant’s campsite to investigate Mr.
Friday’s complaint, Defendant stepped out from beside his truck and fired a shot in
the air. Deputy Paul then arrested Defendant without incident.
Defendant was charged by bill of information with illegal use of a weapon, first
offense, a violation of La.R.S. 14:94, for the shot fired in the air when Deputy Paul
arrived. Following a jury trial, Defendant was found guilty as charged. Defendant
was subsequently sentenced to serve two years at hard labor, suspended, and ordered
to pay a fine of $500.00 and $241.50 in court costs by December 1, 2008. The default
sentence for failure to pay the fine and costs by that date was six months in the parish
jail. The trial court also ordered two years of supervised probation.
As a condition of probation, Defendant was not to be in possession of a firearm
or ammunition during the two-year probation period. A monthly supervision fee of
$60.00 was ordered and Defendant was ordered to submit to random drug testing, to
abide by a curfew of 10:00 p.m. until 6:00 a.m., refrain from consuming alcoholic
beverages and controlled dangerous substances, refrain from entering a bar, lounge
or casino, reimburse the Public Defender $250.00 and attend and successfully
-1- complete substance abuse treatment. Lastly, the trial court ordered the forfeiture and
destruction of the weapon seized from Defendant.
Defendant did not make or file a motion to reconsider sentence. He is now
before this court on appeal, asserting four assignments of error which challenge both
his conviction and sentence. For the following reasons, we find Defendant’s
conviction and sentence should be reversed.
ANALYSIS
Defendant argues the evidence is not sufficient to support his conviction. We
will address this assignment of error first in the event the Defendant is entitled to an
acquittal. State v. Hearold, 603 So.2d 731 (La.1992). “When the entirety of the
evidence, including inadmissible evidence which was erroneously admitted, is
insufficient to support the conviction, the accused must be discharged as to that
crime, and any discussion by the court of the trial error issues as to that crime would
be pure dicta since those issues are moot.” Id. at 734.
The analysis for a claim of insufficient evidence is well-settled:
When the issue of sufficiency of evidence is raised on appeal, the critical inquiry of the reviewing court is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime proven beyond a reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560, rehearing denied, 444 U.S. 890, 100 S.Ct. 195, 62 L.Ed.2d 126 (1979); State ex rel. Graffagnino v. King, 436 So.2d 559 (La.1983); State v. Duncan, 420 So.2d 1105 (La.1982); State v. Moody, 393 So.2d 1212 (La.1981). It is the role of the fact finder to weigh the respective credibility of the witnesses, and therefore, the appellate court should not second guess the credibility determinations of the triers of fact beyond the sufficiency evaluations under the Jackson standard of review. See State ex rel. Graffagnino, 436 So.2d 559 (citing State v. Richardson, 425 So.2d 1228 (La.1983)). In order for this Court to affirm a conviction, however, the record must reflect that the state has satisfied its burden of proving the elements of the crime beyond a reasonable doubt.
State v. Kennerson, 96-1518, p. 5 (La.App. 3 Cir. 5/7/97), 695 So.2d 1367, 1371.
-2- The illegal use of a weapon is defined in La.R.S. 14:94 as the intentional or
criminally negligent discharge of a firearm where it is foreseeable that it may result
in death or great bodily harm to a human being. In the instant case, Defendant argues
it was not foreseeable that the warning shot would or could result in death or great
bodily harm to a human being. Further, Defendant maintains the uncontradicted
evidence shows there was no death or great bodily harm and there was no showing
made that firing in the air could have had such consequences. Lastly, Defendant
contends the act of firing in the air, in itself, negates the inference or conclusion that
he had no regard for consequences giving rise to general intent.
At trial, Wilton Dean Friday, testified Defendant, who was his half-brother,
was living in a tent on the back five acres of property that the two men had inherited.
Defendant’s tent was located about eight hundred yards from Mr. Friday’s house
which was located on the front part of the property. On February 17, 2008, Mr.
Friday called the Rapides Parish Sheriff’s Department to investigate an alleged
gunshot he heard shortly after he and his wife arrived home from the hospital.
Deputy Scotty Paul was dispatched to the scene. Mr. Friday asked Deputy Paul to
speak to Defendant, as he believed this was where the gunshot came from. Soon
thereafter, Mr. Friday heard a shot and Deputy Paul returned with news that he had
arrested Defendant.
On cross-examination, Mr. Friday maintained he was clear about what he heard
that night although he was taking pain medication when he was released from the
hospital. He was not sure, however, of the last time he had taken pain medication
before he was discharged that day. Mr. Friday denied having a conversation with the
Defendant on the morning of February 17, 2008, wherein he told Defendant he was
-3- heavily medicated because of his surgery. On redirect, Mr. Friday testified that he did
not take his pain medication on a regular basis and only took it as needed.
Deputy Paul testified that he investigated a report of gunshots on February 17,
2008. Mr. Friday advised him that Defendant was camped out in the pasture and he
believed Defendant had fired a shot earlier. Deputy Paul then drove out to where
Defendant’s tent was set-up and as he approached the tent, Defendant stepped out
from beside his truck with a black pistol in his hand, a Glock 9 millimeter, automatic,
and fired one shot in the air. Deputy Paul exited his vehicle, drew his weapon and
ordered the Defendant to put down the gun and lay down on the ground.
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STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
09-390
STATE OF LOUISIANA
VERSUS
ERNEST D. CAIN
********** APPEAL FROM THE NINTH JUDICIAL DISTRICT COURT PARISH OF RAPIDES, NO. 290,950 HONORABLE THOMAS MARTIN YEAGER, PRESIDING **********
SYLVIA R. COOKS JUDGE
**********
Court composed of Ulysses G. Thibodeaux, Chief Judge, Sylvia R. Cooks, and John D. Saunders, Judges.
REVERSED.
Sheryl Laing, ADA P.O. Box 1472 Alexandria, LA 71301 (318) 473-6650 COUNSEL FOR APPELLEE: State of Louisiana
Thomas Davenport The Davenport Firm 1628 Metro Drive Alexandria, LA 71301 (318) 445-9696 COUNSEL FOR DEFENDANT-APPELLANT: Ernest D. Cain COOKS, Judge.
FACTS AND PROCEDURAL HISTORY
On February 17, 2008, Deputy Scotty Paul of the Rapides Parish Sheriff’s
Department drove out to the home of Wilton Friday to investigate Mr. Friday’s
complaint involving Defendant, Ernest D. Cain, his half brother. Mr. Friday reported
that Defendant fired a gun earlier that day and the bullet grazed the trees near Mr.
Friday’s residence. On that date, Defendant resided in a tent located on the back five
acres of the property, about eight hundred yards from Mr. Friday’s residence.
When Deputy Paul drove up to Defendant’s campsite to investigate Mr.
Friday’s complaint, Defendant stepped out from beside his truck and fired a shot in
the air. Deputy Paul then arrested Defendant without incident.
Defendant was charged by bill of information with illegal use of a weapon, first
offense, a violation of La.R.S. 14:94, for the shot fired in the air when Deputy Paul
arrived. Following a jury trial, Defendant was found guilty as charged. Defendant
was subsequently sentenced to serve two years at hard labor, suspended, and ordered
to pay a fine of $500.00 and $241.50 in court costs by December 1, 2008. The default
sentence for failure to pay the fine and costs by that date was six months in the parish
jail. The trial court also ordered two years of supervised probation.
As a condition of probation, Defendant was not to be in possession of a firearm
or ammunition during the two-year probation period. A monthly supervision fee of
$60.00 was ordered and Defendant was ordered to submit to random drug testing, to
abide by a curfew of 10:00 p.m. until 6:00 a.m., refrain from consuming alcoholic
beverages and controlled dangerous substances, refrain from entering a bar, lounge
or casino, reimburse the Public Defender $250.00 and attend and successfully
-1- complete substance abuse treatment. Lastly, the trial court ordered the forfeiture and
destruction of the weapon seized from Defendant.
Defendant did not make or file a motion to reconsider sentence. He is now
before this court on appeal, asserting four assignments of error which challenge both
his conviction and sentence. For the following reasons, we find Defendant’s
conviction and sentence should be reversed.
ANALYSIS
Defendant argues the evidence is not sufficient to support his conviction. We
will address this assignment of error first in the event the Defendant is entitled to an
acquittal. State v. Hearold, 603 So.2d 731 (La.1992). “When the entirety of the
evidence, including inadmissible evidence which was erroneously admitted, is
insufficient to support the conviction, the accused must be discharged as to that
crime, and any discussion by the court of the trial error issues as to that crime would
be pure dicta since those issues are moot.” Id. at 734.
The analysis for a claim of insufficient evidence is well-settled:
When the issue of sufficiency of evidence is raised on appeal, the critical inquiry of the reviewing court is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime proven beyond a reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781, 61 L.Ed.2d 560, rehearing denied, 444 U.S. 890, 100 S.Ct. 195, 62 L.Ed.2d 126 (1979); State ex rel. Graffagnino v. King, 436 So.2d 559 (La.1983); State v. Duncan, 420 So.2d 1105 (La.1982); State v. Moody, 393 So.2d 1212 (La.1981). It is the role of the fact finder to weigh the respective credibility of the witnesses, and therefore, the appellate court should not second guess the credibility determinations of the triers of fact beyond the sufficiency evaluations under the Jackson standard of review. See State ex rel. Graffagnino, 436 So.2d 559 (citing State v. Richardson, 425 So.2d 1228 (La.1983)). In order for this Court to affirm a conviction, however, the record must reflect that the state has satisfied its burden of proving the elements of the crime beyond a reasonable doubt.
State v. Kennerson, 96-1518, p. 5 (La.App. 3 Cir. 5/7/97), 695 So.2d 1367, 1371.
-2- The illegal use of a weapon is defined in La.R.S. 14:94 as the intentional or
criminally negligent discharge of a firearm where it is foreseeable that it may result
in death or great bodily harm to a human being. In the instant case, Defendant argues
it was not foreseeable that the warning shot would or could result in death or great
bodily harm to a human being. Further, Defendant maintains the uncontradicted
evidence shows there was no death or great bodily harm and there was no showing
made that firing in the air could have had such consequences. Lastly, Defendant
contends the act of firing in the air, in itself, negates the inference or conclusion that
he had no regard for consequences giving rise to general intent.
At trial, Wilton Dean Friday, testified Defendant, who was his half-brother,
was living in a tent on the back five acres of property that the two men had inherited.
Defendant’s tent was located about eight hundred yards from Mr. Friday’s house
which was located on the front part of the property. On February 17, 2008, Mr.
Friday called the Rapides Parish Sheriff’s Department to investigate an alleged
gunshot he heard shortly after he and his wife arrived home from the hospital.
Deputy Scotty Paul was dispatched to the scene. Mr. Friday asked Deputy Paul to
speak to Defendant, as he believed this was where the gunshot came from. Soon
thereafter, Mr. Friday heard a shot and Deputy Paul returned with news that he had
arrested Defendant.
On cross-examination, Mr. Friday maintained he was clear about what he heard
that night although he was taking pain medication when he was released from the
hospital. He was not sure, however, of the last time he had taken pain medication
before he was discharged that day. Mr. Friday denied having a conversation with the
Defendant on the morning of February 17, 2008, wherein he told Defendant he was
-3- heavily medicated because of his surgery. On redirect, Mr. Friday testified that he did
not take his pain medication on a regular basis and only took it as needed.
Deputy Paul testified that he investigated a report of gunshots on February 17,
2008. Mr. Friday advised him that Defendant was camped out in the pasture and he
believed Defendant had fired a shot earlier. Deputy Paul then drove out to where
Defendant’s tent was set-up and as he approached the tent, Defendant stepped out
from beside his truck with a black pistol in his hand, a Glock 9 millimeter, automatic,
and fired one shot in the air. Deputy Paul exited his vehicle, drew his weapon and
ordered the Defendant to put down the gun and lay down on the ground. Defendant
immediately cooperated with Deputy Paul’s order, was then handcuffed, patted down
for weapons and placed in the unit.
According to Deputy Paul, Defendant appeared intoxicated. When he asked
the Defendant if he had anything to drink, the Defendant stated that he was “drunk.”
Defendant had no explanation as to why he fired the shot and there was no one else
around.
On cross-examination, Deputy Paul testified Defendant was facing toward Mr.
Friday’s house when he fired straight up into the air. Deputy Paul did not know
where the bullet went from there. He was still in his unit when he saw the flash and
did not hear the bullet hit anywhere. The bullet impact did not cause Deputy Paul to
flinch or take cover.
Defendant testified that on February 17, 2008, he saw Mr. Friday at 10:00 a.m.
with his arm in a sling. Defendant asked Mr. Friday what had happened and Mr.
Friday reported that he had surgery. According to Defendant, Mr. Friday appeared
heavily medicated. At about 8:00 p.m., Defendant was listening to the radio when a
vehicle came through the gate that was supposed to be closed. He immediately
-4- became alarmed when the vehicle proceeded through the gate without stopping to
open the gate. When the vehicle was ten to fifteen feet from his truck, the Defendant
noticed that it was a police car. Defendant initially stated that a shot was not fired at
that time.
Defendant did admit to firing a shot at about 6:00 p.m. when his other half
brother, Truman Friday, had approached the area. Defendant explained that Mr.
Friday had asked him to help watch his property because people were stealing from
him and shooting at his house, and at that time, he was not home. According to the
Defendant, Truman pulled up to the gate, stopped his vehicle and sat there for about
five minutes. Defendant was not aware that it was Truman, so when Truman did not
get out of the vehicle or blow his horn, Defendant fired a warning shot in the air.
Defendant maintained the shot did not impact Mr. Friday’s house.
Defendant admitted he had been drinking alcoholic beverages that day and
testified he was celebrating his graduation from a three-week, high plane-training
course put on by the International Contractor’s Association. Defendant stated he
consumed a half-liter bottle of wine over approximately four to five hours.
On cross-examination, Defendant testified prior to firing the shot at 6:00 p.m.,
he was concerned that Mr. Friday was in the house and was unable to come to the
door because he was “knocked out” by pain medication. Defendant reiterated that
Mr. Friday had complained about people stealing from him and had asked Defendant
several times to watch the place for vehicles and people. According to Defendant, he
fired a shot to warn the intruder and to possibly wake up Mr. Friday. Defendant
testified it was dark and there were no streetlights. The only illumination was from
the front windows on Mr. Friday’s porch, just enough light to see that a white vehicle
had pulled up.
-5- With regard to Deputy Paul’s testimony that Defendant fired a shot upon his
arrival, Defendant maintained that Deputy Paul was fabricating the truth or lying.
Defendant asserted Mr. Friday and Deputy Paul were lifelong acquaintances and
alleged the lie was a favor to Mr. Friday. Defendant also testified Mr. Friday
fabricated the fact that Defendant fired a shot when he drove up.
Defendant also testified he was scared for his life because he did not know that
it was a police car. Defendant maintained if Deputy Paul would have turned on the
lights or PA system, he would have believed it was a police car. Defendant assumed
someone had come to harm him considering it was private property with a history of
trouble with drug dealers, informants and hunters. Although Defendant was afraid,
he did not fire a shot, “[b]ecause you don’t fire shots at people, and I had already fired
one shot already as a warning.”
On appeal, Defendant no longer denies he fired the weapon in the presence of
Deputy Paul which was heard by Mr. Friday. Instead, Defendant challenges the
foreseeability of his actions. Defendant contends it was not foreseeable that firing a
shot in the air would or could result in death or great bodily harm to a person because
there was no evidence that death or great bodily harm could result from his actions
or that firing in the air could have resulted in death or great bodily harm. Lastly,
Defendant contends the act of firing in the air, in itself, negates the inference or
conclusion that he had no regard for consequences giving rise to general intent.
In State v. Powell, 95-424 (La.App. 3 Cir. 11/2/95), 664 So.2d 608, this court
was faced with a similar situation. The defendant was charged under La.R.S.
14:94(E), which amongst other elements, the State had to prove that considering the
time and place, it was foreseeable that death or great bodily harm might occur to
another person. In Powell, the defendant drove by a residence and fired three to four
-6- shots from a .25 semi-automatic pistol. At the time the pistol was fired, four adults
and a few children were in and around the front yard of the residence. The shots,
however, were aimed in a direction opposite that of the residence, and, thus, the court
concluded that it was not foreseeable that death or great bodily harm might occur.
In State v. Ordner, 06-1054 (La.App. 3 Cir. 2/14/07), 951 So.2d 508, writ
denied, 07-587 (La. 10/26/07), 966 So.2d 572, however, this court held it was
foreseeable that discharge of a weapon, including shooting in the air, could result in
death or great bodily harm. The defendant in Ordner was charged with illegal use of
weapons and aggravated battery. On the evening in question, the defendant went to
a party on a river where at least twenty-five to fifty young people were in attendance.
The defendant had been drinking and brought a loaded gun to the party. Not long
after his arrival, the defendant was approached by four men. In an attempt to stop a
physical altercation, the defendant fired a shot in the air and the men took off running.
The defendant, however, fired his gun two more times, even though the threat was
over, striking and injuring a man who was trying to convince the defendant to put his
weapon away and was never shown to have been a threat to the defendant. The court
also observed that the State was required to show criminal negligence, not intent, for
the illegal use of a weapon, and found the defendant was criminally negligent in
firing the gun, regardless of his intention.
Like the defendant in Ordner, the Defendant was intoxicated, by his own
admission, when he fired his weapon. However, unlike in Ordner, where the
defendant there brought a loaded weapon to a party, Defendant in this case was on his
own property, alone. Further, Defendant fired his gun only once and immediately
cooperated with Deputy Paul after ascertaining he was a police officer. Ordner, after
initially firing his gun once to stop an altercation, continued to fire his gun several
-7- more times after the threat was over. Therefore, the Ordner case is factually
distinguishable from the facts presented here.
Further, the record is void of evidence that one could foresee Defendant’s
actions could result in death or great bodily harm. According to Deputy Paul, there
was no one else around. Defendant was facing toward Mr. Friday’s house, but fired
straight up into the air, not in the direction of Mr. Friday’s home or in the direction
of Deputy Paul’s person or vehicle. There is no evidence Defendant pointed the
weapon at anyone or anything when he fired it in Deputy Paul’s presence. Deputy
Paul was still in his vehicle and testified he did not hear or see where the bullet came
down and the bullet impact did not cause him to flinch or take cover.
Additionally, Defendant and Mr. Friday lived on land composed of many acres,
with Defendant living on the back five acres of the jointly owned property. The
record indicates there were trees on the property and Defendant and Mr. Friday and
his wife were the only residents on the property. As such, the likelihood that the
bullet Defendant fired in the air would hit anyone was negligible and unlikely to
cause bodily harm or death.
Therefore, we find the State did not meet the burden of proving it was
foreseeable that Defendant’s shot fired into the air could have resulted in death or
great bodily harm as required by La.R.S. 14:94. Accordingly, the evidence was
insufficient and the Defendant’s conviction and sentence are reversed. Discussion
of the remaining assignments of error is pretermitted.
DECREE
For the foregoing reasons, Defendant’s conviction and sentence for illegal use
of a weapon is reversed.
-8-