State of Louisiana v. Carol M. Hughes

Louisiana Court of Appeal·Decided December 31, 2003·No. KA-0003-0420·Unknown

Opinion

STATE OF LOUISIANA

COURT OF APPEAL, THIRD CIRCUIT

03-420

STATE OF LOUISIANA VERSUS CAROL M. HUGHES

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APPEAL FROM THE

THIRTIETH JUDICIAL DISTRICT COURT PARISH OF VERNON, NO. 62746 HONORABLE LESTER P. KEES, DISTRICT COURT JUDGE

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SYLVIA R. COOKS

JUDGE

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Court composed of Ulysses Gene Thibodeaux, Sylvia R. Cooks, and Billy Howard Ezell, Judges.

Thibodeaux, J., Dissents and assigns written reasons.

AFFIRMED.

Honorable William E. Tilley District Attorney - 30th Judicial District Court P. O. Box 1188 Leesville, LA 71496-1188 Telephone: (337) 239-2008 COUNSEL FOR:

Plaintiff/Appellee - State of Louisiana

Dmitrc Ian Burnes BURNES & BURNES 711 Washington Street Alexandria, LA 71309-0650 Telephone: (318) 448-0482 COUNSEL FOR:

Defendant/Appellant - Carol M. Hughes

Carol M. Hughes 763 Eagles Nest Drive - Lot 6 Rosepine, LA 70659 COUNSEL FOR:

Defendant/Appellant - Carol M. Hughes

COOKS, Judge.

Defendant, Carol M. Hughes, pled guilty to negligent homicide, a violation of La.R.S. 14:32 and was sentenced to the maximum term of imprisonment of five years at hard labor. She appeals her conviction on the ground that her plea was not knowing, intelligent, or voluntary. She also requests we vacate her sentence on the basis of excessiveness. For the following reasons, we affirm Defendant’s conviction and sentence.

FACTS

Defendant and her estranged husband had a heated argument on January 15, 2002 at a Wal-Mart store in DeRidder. The argument continued after she returned to her residence to drop off her children and went to her husband’s residence. She advised her husband that she was going to commit suicide. After leaving her husband’s residence, she traveled at an extremely high rate of speed and told her husband via cellular phone that she had decided to end her life. The Defendant then drove her vehicle into the path of a pickup truck driven by Roger Dale Busby. Mr. Busby died instantly as a result of the impact. Defendant survived.

INFIRMITY OF THE GUILTY PLEA Defendant claims her guilty plea was not “knowing” because the trial court failed to inform her of the nature of the charge to which she pled and failed to determine that she understood the nature of that charge. The trial court questioned the Defendant regarding the Waiver of Constitutional Rights and Plea of Guilty form signed by the Defendant. The Defendant answered affirmatively when asked if she read and understood the form. The Defendant also stated that her attorney went over the form with her and that she had no questions for him. By signing the form, the Defendant acknowledged that she understood the elements and the nature of negligent homicide.

After the guilty plea form was received into evidence, the trial court and the Defendant had the following colloquy:

BY THE COURT: Ms. Hughes, you are entering a plea of guilty to negligent homicide which is defined under R.S. 14:32 as the killing of a human being by criminal negligence. The violation of a Statute or Ordinance shall be considered only as presumptive evidence of such negligence. Whoever commits the crime of negligent homicide shall be imprisoned with or without hard labor for not more than 5 years, fined not more than $5,000.00, or, both. However, if the victim was killed as the result of receiving a battery and was under the age of 10 the offender shall be imprisoned at hard labor without benefit of probation or suspension of sentence for not less than 2, nor more than 5 years. Now, after reading that to you, do you have any questions about what constitutes the crime of negligent homicide?

BY MS. HUGHES: No sir.

Thereafter, the State recited the factual basis for the charge and stated that the Defendant was driving in an “extremely grossly reckless manner at speeds above 100 miles an hour.” When asked if they concurred in the factual basis presented, the Defendant and her counsel stated that they concurred in all facts except the rate of speed at which the Defendant was traveling. They did not know how fast the Defendant was traveling.

In her brief, the Defendant recognizes that the trial court informed her that she was entering a “plea of guilty to negligent homicide which is defined under R.S. 14:32 as the killing of a human being by criminal negligence.” What the trial court did not do, the Defendant claims, is define criminal negligence. The Defendant further asserts:

(1) Her plea could not be knowing without the definition of criminal negligence;

(2) The reference to “negligent homicide” on the guilty plea form was insufficient as it did not contain a definition or a statute number;

(3) Although the trial court informed her the definition of negligent homicide includes a presumption of negligence when there has been a violation of a statute or ordinance, the trial court failed to specify

whether this presumption was being relied upon and, if so, what statute or ordinance had been violated;

(4) The factual basis recited by the State did not satisfy the trial court’s duty because it was given by the State, not the trial court, and it failed to specify the law or ordinance relied upon;

(5) Even if the State’s recitation of the facts is interpreted as a reliance upon the general speed limit law for the presumption of negligence, Defendant’s refusal to concur in the speed limit set forth by the State shows the Defendant did not understand the nature of the charge.

Louisiana Code of Criminal Procedure Article 556.1 provides in pertinent part:

A. In a felony case, the court shall not accept a plea of guilty or nolo contendere without first addressing the defendant personally in open court and informing him of, and determining that he understands, all of the following:

(1) The nature of the charge to which the plea is offered, the mandatory minimum penalty provided by law, if any, and the maximum possible penalty provided by law.

....

E. Any variance from the procedures required by this Article which does not affect substantial rights of the accused shall not invalidate the plea.

Addressing the manner in which a trial court can satisfy the requirements of Article 556.1, this court has stated the following:

The comments to article 556.1 state that the article ". . . incorporates the essence of F.R.Cr.P. 11." In fact, the wording of article 556.1 is very similar to that in Rule 11. Like article 556.1, Rule 11 requires that the Defendant be advised of the nature of the charge. Explaining how this particular requirement of Rule 11 could be satisfied, the United States Fifth Circuit Court of Appeal stated:

For simple charges such as those in this case, a reading of the indictment, followed by an opportunity given the defendant to ask questions about it, will usually suffice.

Charges of a more complex nature, incorporating esoteric terms or concepts unfamiliar to the lay mind, may require more explication. In the case of charges of extreme complexity, an explanation of the elements of the offense like that given the jury in its instructions may be required;

this, of course, is the outer limit, for if an instruction informs a jury of the nature of the charge sufficiently for it

to convict the defendant of it, surely it informs the defendant sufficiently for him to convict himself. We can do no more than commit these matters to the good judgment of the court, to its calculation of the relative difficulty of comprehension of the charges and of the defendant's sophistication and intelligence.

(Footnote omitted.) United States v. Dayton, 604 F.2d 931, 938 (5th Cir.1979), cert. denied, 445 U.S. 904, 100 S.Ct. 1080, 63 L.Ed.2d 320 (1980).

State v. Whiddon, 99-1, p. 4 (La.App. 3 Cir. 6/2/99), 741 So.2d. 797, 800.

In the present case, the trial court attempted to satisfy the requirements of Article 556.1 by reading verbatim the definition of negligent homicide as it is set forth in La.R.S. 14:32. That statute provides in part:

A. Negligent homicide is the killing of a human being by criminal negligence.

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