NOT DESIGNATED FOR PUBLICATION
STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
12-1149
STATE OF LOUISIANA
VERSUS
BILL ERIC WINTERS
**********
APPEAL FROM THE FIFTEENTH JUDICIAL DISTRICT COURT PARISH OF LAFAYETTE, NO. CR 123,989 HONORABLE KRISTIAN D. EARLES, DISTRICT JUDGE1
JIMMIE C. PETERS JUDGE
Court composed of Jimmie C. Peters, Elizabeth A. Pickett, and Shannon J. Gremillion, Judges.
REMANDED WITH INSTRUCTIONS.
Michael Harson District Attorney Fifteenth Judicial District P. O. Box 3306 Lafayette, LA 70502-3306 (337) 232-5170 COUNSEL FOR APPELLEE: State of Louisiana 1 Originally, Judge Edwin D. Rubin was the district judge assigned to this matter. However, on the first remand, he recused himself, and Judge Earles was appointed to hear the case. Alan P. Haney Assistant District Attorney Fifteenth Judicial District P. O. Box 4308 Lafayette, LA 70502 (337) 291-7009 COUNSEL FOR APPELLEE: State of Louisiana
Edward J. Marquet Louisiana Appellate Project P. O. Box 53733 Lafayette, LA 70505-3733 (337) 237-6841 COUNSEL FOR DEFENDANT/APPELLANT: Bill Eric Winters
Bill Eric Winters West Carroll Detention Center P.O. Box 307 Epps, La 71237-0307 DEFENDANT/APPELLANT: Pro Se PETERS, J.
This matter comes before us for a second time. When first considered, this
court had consolidated two separate appeals for disposition purposes. In those
appeals, the defendant contested his conviction for the offense of simple burglary,
a violation of La.R.S. 14:62, and his subsequent adjudication as an habitual
offender pursuant to La.R.S. 15:529.1. This court remanded this matter to the trial
court with instructions to that court to conduct a hearing pursuant to Batson v.
Kentucky, 476 U.S. 79, 106 S.Ct. 1712 (1986), to address the defendant’s
challenges to certain prospective jurors. State v. Winters, 11-581, 12-205 (La.App.
3 Cir. 6/6/12), 92 So.3d 1194.
Citing State v. Nelson, 10-1724, 10-1726 (La. 3/13/12), 85 So.3d 21, this
court set forth the procedure to be applied in a Batson challenge situation:
When a Batson challenge is asserted, the proponent bears the burden of presenting a prima facie showing of purposeful discrimination in the selection of the jury. The burden then shifts to the opponent to show a non-discriminatory basis for its peremptory challenge. The trial court then determines whether the proponent has carried his burden of proving purposeful discrimination.
Id. at 1198.
With regard to the record then before us, this court concluded that there existed a
possibility that a Batson violation existed, but that the evidence was not sufficient
for an appellate review of that issue. Following the supreme court’s decision in
State v. Givens, 99-3518 (La. 1/17/01), 776 So.2d 443, this court concluded that a
remand was necessary:
Here, the transcript does not indicate any off-the-record discussion that may have concerned the peremptory or Batson challenges. The minutes indicate which jurors were accepted and excused by the parties, but the transcript jumps from the point of causal challenges to the Batson reference after peremptory challenges were made and decided. Obviously, a discussion took place concerning the peremptory challenges because the minutes indicate 1 which potential jurors were excused by which party. However, neither the minutes nor the transcript contain that discussion or indicate whether any basis for each challenge was stated. Neither the minutes nor the transcript indicates the race of any of the potential jurors. What does appear in the record indicates the potential for a Batson violation. Further, the trial court erred when it failed to make the three-step Batson analysis when the defendant made his challenge and was denied the opportunity to present a prima facie showing of purposeful discrimination by the state. Unless the missing portion of the transcript can be furnished and shows the defendant in fact had that opportunity, this court, like the Givens court, must remand the matter for an evidentiary hearing to conduct the Batson analysis.
Winters, 92 So.3d at 1200.
In response to the remand, the trial court held a hearing on September 13,
2012. However, the trial judge presiding at the hearing, Judge Kristian Earles, was
not the trial judge who presided at the original trial. At the beginning of the
hearing, Judge Earles announced that the original judge, Judge Edward Rubin, had
recused himself based on the possibility that he might be called as a witness.
Additionally, concerning his role in these proceedings, Judge Earles asserted that
“I really don’t have a decision to make in this matter other than the fact that I’m
making a record for [the appellate court] to review.”
Thereafter, counsel for the State of Louisiana (state) and the defendant
stipulated that those considered for this jury included four black males, five black
females, six white males, eight white females, and one Hispanic male; that the jury
ultimately selected included one black male, two white males, three white females;
and that the alternate was the Hispanic male. The litigants also stipulated that the
state peremptorily challenged three black males and two black females.
The state then called Randall McCann, the defendant’s counsel at trial, as a
witness. Mr. McCann testified that the state used only five of its peremptory
2 challenges, all on black prospective jurors. He then stated the following
concerning these challenges:
I made the Batson challenge claiming that none of those jurors should have been stricken for any particular reason. And then [counsel for the state] offered his reasons and Judge Rubin denied my Motion.
The state then called Alan Haney, counsel for the state in the defendant’s
trial, as a witness. He recalled that when the defendant’s counsel first raised the
Batson challenges, Judge Rubin did not wait for the state to present race-neutral
reasons for exercising its challenges before ruling. Instead, Judge Rubin
immediately rejected the Batson challenge. However, Mr. Haney testified that he
recognized that if the record did not contain race-neutral reasons, the matter would
be remanded by the reviewing court for failure to comply with the Batson three-
prong analysis. That being the case, he testified that even after the ruling, he
recited his race-neutral reasons to Judge Rubin. According to Mr. Haney, Judge
Rubin did not comment concerning the sufficiency of his race-neutral reasons.
Thus, the proceeding was left without a consideration of the second prong of the
Batson analysis.
With regard to the race-neutral reasons provided to Judge Rubin, Mr. Haney
testified that while the trial had occurred two years before his testimony and he
was unable to find the notations he had made at the time, he did recall the basic
reasons he had provided to Judge Rubin at the time of the Batson challenge. His
basic recollection was that with regard to Ms. Hill, she had testified that her sister
was a drug addict; and with regard to the remaining four jurors, he was concerned
with their response to questions concerning whether someone should be punished
3 for stealing to feed his family. Based on this information, he decided to
peremptorily challenge all five jurors.
The trial court did not comply with our remand instructions. The purpose of
the remand was to have the trial court hold a hearing to establish the racial makeup
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NOT DESIGNATED FOR PUBLICATION
STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
12-1149
STATE OF LOUISIANA
VERSUS
BILL ERIC WINTERS
**********
APPEAL FROM THE FIFTEENTH JUDICIAL DISTRICT COURT PARISH OF LAFAYETTE, NO. CR 123,989 HONORABLE KRISTIAN D. EARLES, DISTRICT JUDGE1
JIMMIE C. PETERS JUDGE
Court composed of Jimmie C. Peters, Elizabeth A. Pickett, and Shannon J. Gremillion, Judges.
REMANDED WITH INSTRUCTIONS.
Michael Harson District Attorney Fifteenth Judicial District P. O. Box 3306 Lafayette, LA 70502-3306 (337) 232-5170 COUNSEL FOR APPELLEE: State of Louisiana 1 Originally, Judge Edwin D. Rubin was the district judge assigned to this matter. However, on the first remand, he recused himself, and Judge Earles was appointed to hear the case. Alan P. Haney Assistant District Attorney Fifteenth Judicial District P. O. Box 4308 Lafayette, LA 70502 (337) 291-7009 COUNSEL FOR APPELLEE: State of Louisiana
Edward J. Marquet Louisiana Appellate Project P. O. Box 53733 Lafayette, LA 70505-3733 (337) 237-6841 COUNSEL FOR DEFENDANT/APPELLANT: Bill Eric Winters
Bill Eric Winters West Carroll Detention Center P.O. Box 307 Epps, La 71237-0307 DEFENDANT/APPELLANT: Pro Se PETERS, J.
This matter comes before us for a second time. When first considered, this
court had consolidated two separate appeals for disposition purposes. In those
appeals, the defendant contested his conviction for the offense of simple burglary,
a violation of La.R.S. 14:62, and his subsequent adjudication as an habitual
offender pursuant to La.R.S. 15:529.1. This court remanded this matter to the trial
court with instructions to that court to conduct a hearing pursuant to Batson v.
Kentucky, 476 U.S. 79, 106 S.Ct. 1712 (1986), to address the defendant’s
challenges to certain prospective jurors. State v. Winters, 11-581, 12-205 (La.App.
3 Cir. 6/6/12), 92 So.3d 1194.
Citing State v. Nelson, 10-1724, 10-1726 (La. 3/13/12), 85 So.3d 21, this
court set forth the procedure to be applied in a Batson challenge situation:
When a Batson challenge is asserted, the proponent bears the burden of presenting a prima facie showing of purposeful discrimination in the selection of the jury. The burden then shifts to the opponent to show a non-discriminatory basis for its peremptory challenge. The trial court then determines whether the proponent has carried his burden of proving purposeful discrimination.
Id. at 1198.
With regard to the record then before us, this court concluded that there existed a
possibility that a Batson violation existed, but that the evidence was not sufficient
for an appellate review of that issue. Following the supreme court’s decision in
State v. Givens, 99-3518 (La. 1/17/01), 776 So.2d 443, this court concluded that a
remand was necessary:
Here, the transcript does not indicate any off-the-record discussion that may have concerned the peremptory or Batson challenges. The minutes indicate which jurors were accepted and excused by the parties, but the transcript jumps from the point of causal challenges to the Batson reference after peremptory challenges were made and decided. Obviously, a discussion took place concerning the peremptory challenges because the minutes indicate 1 which potential jurors were excused by which party. However, neither the minutes nor the transcript contain that discussion or indicate whether any basis for each challenge was stated. Neither the minutes nor the transcript indicates the race of any of the potential jurors. What does appear in the record indicates the potential for a Batson violation. Further, the trial court erred when it failed to make the three-step Batson analysis when the defendant made his challenge and was denied the opportunity to present a prima facie showing of purposeful discrimination by the state. Unless the missing portion of the transcript can be furnished and shows the defendant in fact had that opportunity, this court, like the Givens court, must remand the matter for an evidentiary hearing to conduct the Batson analysis.
Winters, 92 So.3d at 1200.
In response to the remand, the trial court held a hearing on September 13,
2012. However, the trial judge presiding at the hearing, Judge Kristian Earles, was
not the trial judge who presided at the original trial. At the beginning of the
hearing, Judge Earles announced that the original judge, Judge Edward Rubin, had
recused himself based on the possibility that he might be called as a witness.
Additionally, concerning his role in these proceedings, Judge Earles asserted that
“I really don’t have a decision to make in this matter other than the fact that I’m
making a record for [the appellate court] to review.”
Thereafter, counsel for the State of Louisiana (state) and the defendant
stipulated that those considered for this jury included four black males, five black
females, six white males, eight white females, and one Hispanic male; that the jury
ultimately selected included one black male, two white males, three white females;
and that the alternate was the Hispanic male. The litigants also stipulated that the
state peremptorily challenged three black males and two black females.
The state then called Randall McCann, the defendant’s counsel at trial, as a
witness. Mr. McCann testified that the state used only five of its peremptory
2 challenges, all on black prospective jurors. He then stated the following
concerning these challenges:
I made the Batson challenge claiming that none of those jurors should have been stricken for any particular reason. And then [counsel for the state] offered his reasons and Judge Rubin denied my Motion.
The state then called Alan Haney, counsel for the state in the defendant’s
trial, as a witness. He recalled that when the defendant’s counsel first raised the
Batson challenges, Judge Rubin did not wait for the state to present race-neutral
reasons for exercising its challenges before ruling. Instead, Judge Rubin
immediately rejected the Batson challenge. However, Mr. Haney testified that he
recognized that if the record did not contain race-neutral reasons, the matter would
be remanded by the reviewing court for failure to comply with the Batson three-
prong analysis. That being the case, he testified that even after the ruling, he
recited his race-neutral reasons to Judge Rubin. According to Mr. Haney, Judge
Rubin did not comment concerning the sufficiency of his race-neutral reasons.
Thus, the proceeding was left without a consideration of the second prong of the
Batson analysis.
With regard to the race-neutral reasons provided to Judge Rubin, Mr. Haney
testified that while the trial had occurred two years before his testimony and he
was unable to find the notations he had made at the time, he did recall the basic
reasons he had provided to Judge Rubin at the time of the Batson challenge. His
basic recollection was that with regard to Ms. Hill, she had testified that her sister
was a drug addict; and with regard to the remaining four jurors, he was concerned
with their response to questions concerning whether someone should be punished
3 for stealing to feed his family. Based on this information, he decided to
peremptorily challenge all five jurors.
The trial court did not comply with our remand instructions. The purpose of
the remand was to have the trial court hold a hearing to establish the racial makeup
of the jury pool and, particularly, of the five challenged jurors; to allow the
defendant the opportunity to make a prima facie showing of purposeful
discrimination on the record; and, if the defendant was successful in that regard, to
require the state to show a non-discriminatory basis for its peremptory challenges
of the five jurors at issue. Based on what would then be a complete record, the
trial court was then to render a ruling on the defendant’s Batson challenge.
Obviously, the result of that ruling would have an impact on the status of the
litigation, which could then be addressed by the trial court. Instead, the effect of
the proceeding below was the creation of a record sufficient for a determination of
the matter, but no decision on the primary issue.
Because of the procedural status of the matter before us, we must again
pretermit a discussion of the remaining assignments of error in the original
consolidated appeals and remand this matter to the trial court for a definitive ruling
on the defendant’s Batson challenge. In ordering the remand, we do note that the
recusal of Judge Rubin creates a situation wherein the trial judge making the
decision on this issue is different from the trial judge who heard the initial
argument. However, given that Mr. Haney’s testimony concerning the reasons for
the states’ challenges of the five prospective jurors was not challenged by the
defendant, the record appears to be complete except for the ruling of the trial court
on the third prong of the Batson analysis. Thus, Judge Earles may rule on the issue
4 based on the record before him, or he may, at his discretion, hold another hearing
to secure additional evidence on the issue.
DISPOSITION
We again pretermit consideration of the defendant’s remaining assignments
of error, and we remand this matter to the trial court for a ruling on the defendant’s
challenge to the makeup of the jury based on Batson v. Kentucky, 476 U.S. 79, 106
S.Ct. 1712 (1986). The trial court may accomplish the requirements of this remand
by either ruling on the issue based on the record generated at the September 13,
2012 hearing or conduct, in its discretion, an additional hearing to supplement the
evidence received at that hearing. If an additional hearing is required, that hearing
shall be held within thirty days of the rendition of this opinion, and a ruling is to be
made within fifteen days thereafter. If the trial court concludes that an additional
hearing is not necessary, the ruling shall be rendered within thirty days of the
rendition of this opinion. The trial court is to then lodge an appellate record,
containing the ruling of the trial court and a transcript of any necessitated hearing,
within fifteen days of the trial court ruling.
This opinion is NOT DESIGNATED FOR PUBLICATION. Uniform Rules —Courts of Appeal, Rule 2-16.3.