STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
15-267
STATE OF LOUISIANA IN THE INTEREST OF R.V., N.V., R.L., AND N.V.
**********
APPEAL FROM THE SIXTEENTH JUDICIAL DISTRICT COURT PARISH OF ST. MARTIN, NO. 13-17457 HONORABLE CHARLES L. PORTER, DISTRICT JUDGE
PHYLLIS M. KEATY JUDGE
Court composed of John D. Saunders, Elizabeth A. Pickett, and Phyllis M. Keaty, Judges.
AFFIRMED.
S. Marie Johnson Public Defender’s Office 106 W. Berard Street St. Martinville, Louisiana 70582 (337) 394-1446 Counsel for Appellant: K.V. (mother) Charlotte Grandpre Bordenave Mental Health Advocates 302 Dulles Street, Room U-47 Lafayette, Louisiana 70506 Counsel for Appellees: R.V. (child) N.V. (child) R.L. (child) N.V. (child)
Lewis H. Pitman Public Defender’s Office 106 W. Berard Street St. Martinville, Louisiana 70582 Counsel for Appellee: J.V. (father)
M. Bofill Duhé District Attorney Angela B. Odinet Assistant District Attorney St. Martin Parish Courthouse 415 Main Street St. Martinville, Louisiana 70582 (337) 394-2220 Counsel for Appellee: State of Louisiana KEATY, Judge.
This matter stems from a child in need of care case involving four minor
children. Following a December 8, 2014 Permanency and Case Review Hearing,
the trial court granted judgment in favor of the State of Louisiana, through the
Department of Children and Family Services (“DCFS” or “the agency”), changing
the primary case plan goal of reunification to one of adoption, with the secondary
goal of reunification. K.V., 1 the mother of the children, appeals. 2 For the
following reasons, we affirm.
FACTS AND PROCEDURAL HISTORY
R.V., N.V., R.L., and N.V.3 were placed in the custody of DCFS pursuant to
a verbal instanter order issued on December 18, 2013, and adjudicated children in
need of care on February 5, 2014. The following excerpt is taken from a June 17,
2014 DCFS report that was provided to the trial court in advance of a June 27,
2014 Review Hearing concerning the four children:
Reasons Child Entered Foster Care: On November 6, 2013, the [DCFS] received a report with allegations of Neglect by Dependency, Lack of Supervision and an inadequate supply of food. Mrs. [K.V.] has an extensive history with the agency including: six (6) valid findings of Neglect in 11/03, 8/06, 3/08, 4/08, and 4/11. In addition, she has participated in the agency’s Family Services Program three (3) times: 8/06-11/07, 2/08-6/08 and 1/11- 8/11 due to dependency, Lack of Adequate Supervision and Drug Affected Newborn. Also, the parents were involved with the Services to Parents program in 6/08 regarding [J.V.,] II, a previous child. The agency received two (2) reports on Mrs. [K.V.]; one was made on November 6, 2013 with allegations of Neglect/Dependency, Lack of
1 Pursuant to Uniform Rules—Courts of Appeal, Rules 5–1 and 5–2, the initials of the parties will be used to protect and maintain the privacy of the minor children involved in this proceeding. 2 J.V., who is K.V.’s husband and the father of R.V. and the older female N.V., did not appeal the December 8, 2014 judgment. 3 R.V., a male, was born on May 16, 2010; N.V., a female, was born on August 27, 2004; R.L., a male, was born on June 16, 2006; and N.V., a male, was born on December 17, 2013. Supervision and Inadequate Food and the other report on December 18, 2013. The allegations were being investigated[] when the agency received the report on December 18, 2013[,] stating that Mrs. [K.V.] gave birth to a substance exposed newborn on December 17, 2013. Mr. [J.V.], Mrs. [K.V.’s] husband, was incarcerated and unable to ensure supervision, protection, and safety of the minor children. Mr. [T.M.], the alleged named father of [R.L.] does not have contact with the family, neither does he supply support to the family to aid in supervision, protection[,] and safety of the minor children.
The first case plan that was formulated on January 22, 2014, after the
children came into the state’s custody, had a goal of reunification and required K.V.
and J.V. (hereafter “the parents”) to secure and maintain housing that is physically
safe and meets the basic needs of the children, which entailed maintaining the
same home for six months, maintaining a food supply, keeping the home clean,
and refraining from having convicted felons and/or drug users as guests or
residents in the home. The parents were told to make themselves available for
home visits by a case worker. They were also told to secure employment and
provide proof of income to DCFS. The parents were directed to acquire healthy
coping mechanisms, including appropriate anger management and age-appropriate
parenting skills. In this regard, the parents were told to undergo psychological
evaluations, to be cooperative and honest with the evaluators, and to follow
through with any treatment recommendations. The parents were also directed to
undergo substance abuse evaluations, to submit to random drug screens, and to
obtain sponsors and attend Narcotics Anonymous (NA) and Alcoholics
Anonymous (AA) meetings. The goal of this part of the case plan was to enable
the parents to understand the affects substance abuse had on their ability to parent
and to allow them to maintain sobriety to provide stability for themselves and their
children. Finally, the parents were directed to attend and complete a DFCS-
2 approved parenting program. The January 22, 2014 Case Plan listed the SDM Risk
Level4 as “very high.”
When DCFS completed a Case Plan Review on May 13, 2014, both parents
were unemployed and had failed to provide the agency with any income
documentation. In addition, neither parent had completed the recommended
psychological evaluation. Also, the parents had twice failed to attend their
scheduled substance abuse evaluations, and they had stopped attending AA and
NA meetings. It was noted that the parents had not yet been referred to the Extra
Mile Resource Center parenting program because DCFS did not want to
overwhelm them. Nevertheless, the parents had located and maintained housing
that was free of safety hazards for approximately three months, and they had made
themselves available for visits from the agency. Although the SDM Risk Level
remained “very high,” the May 13, 2014 Case Plan continued the original goal of
reunification with the parents.
The record contains a CASA (Court Appointed Special Advocate for
children) Confidential Court Report dated June 27, 2014. According to the report,
K.V. had submitted to urine and hair screenings in November 2013 that were
positive for amphetamines and methamphetamines. After K.V. gave birth to N.V.,
her third drug-affected newborn, on December 17, 2013, her urine tested positive
for amphetamines, and the infant’s urine tested positive for amphetamines at birth.
K.V. stated at the time that she was abusing illegal substances and that her drug of
choice was methamphetamines. The report noted that during the six months that
4 SDM stands for Structured Decision Making. The SDM system in a comprehensive case management system used by child protective services which facilitates risk assessments to reduce the incidence of subsequent harm to children and to facilitate timely and expeditious achievement of permanency, including reunification when safe to do so. Source: Children’s Research Center, a division of the National Council on Crime and Delinquency.
3 the children had been in the State’s custody, neither parent had made any
significant progress in their case plans.
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STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
15-267
STATE OF LOUISIANA IN THE INTEREST OF R.V., N.V., R.L., AND N.V.
**********
APPEAL FROM THE SIXTEENTH JUDICIAL DISTRICT COURT PARISH OF ST. MARTIN, NO. 13-17457 HONORABLE CHARLES L. PORTER, DISTRICT JUDGE
PHYLLIS M. KEATY JUDGE
Court composed of John D. Saunders, Elizabeth A. Pickett, and Phyllis M. Keaty, Judges.
AFFIRMED.
S. Marie Johnson Public Defender’s Office 106 W. Berard Street St. Martinville, Louisiana 70582 (337) 394-1446 Counsel for Appellant: K.V. (mother) Charlotte Grandpre Bordenave Mental Health Advocates 302 Dulles Street, Room U-47 Lafayette, Louisiana 70506 Counsel for Appellees: R.V. (child) N.V. (child) R.L. (child) N.V. (child)
Lewis H. Pitman Public Defender’s Office 106 W. Berard Street St. Martinville, Louisiana 70582 Counsel for Appellee: J.V. (father)
M. Bofill Duhé District Attorney Angela B. Odinet Assistant District Attorney St. Martin Parish Courthouse 415 Main Street St. Martinville, Louisiana 70582 (337) 394-2220 Counsel for Appellee: State of Louisiana KEATY, Judge.
This matter stems from a child in need of care case involving four minor
children. Following a December 8, 2014 Permanency and Case Review Hearing,
the trial court granted judgment in favor of the State of Louisiana, through the
Department of Children and Family Services (“DCFS” or “the agency”), changing
the primary case plan goal of reunification to one of adoption, with the secondary
goal of reunification. K.V., 1 the mother of the children, appeals. 2 For the
following reasons, we affirm.
FACTS AND PROCEDURAL HISTORY
R.V., N.V., R.L., and N.V.3 were placed in the custody of DCFS pursuant to
a verbal instanter order issued on December 18, 2013, and adjudicated children in
need of care on February 5, 2014. The following excerpt is taken from a June 17,
2014 DCFS report that was provided to the trial court in advance of a June 27,
2014 Review Hearing concerning the four children:
Reasons Child Entered Foster Care: On November 6, 2013, the [DCFS] received a report with allegations of Neglect by Dependency, Lack of Supervision and an inadequate supply of food. Mrs. [K.V.] has an extensive history with the agency including: six (6) valid findings of Neglect in 11/03, 8/06, 3/08, 4/08, and 4/11. In addition, she has participated in the agency’s Family Services Program three (3) times: 8/06-11/07, 2/08-6/08 and 1/11- 8/11 due to dependency, Lack of Adequate Supervision and Drug Affected Newborn. Also, the parents were involved with the Services to Parents program in 6/08 regarding [J.V.,] II, a previous child. The agency received two (2) reports on Mrs. [K.V.]; one was made on November 6, 2013 with allegations of Neglect/Dependency, Lack of
1 Pursuant to Uniform Rules—Courts of Appeal, Rules 5–1 and 5–2, the initials of the parties will be used to protect and maintain the privacy of the minor children involved in this proceeding. 2 J.V., who is K.V.’s husband and the father of R.V. and the older female N.V., did not appeal the December 8, 2014 judgment. 3 R.V., a male, was born on May 16, 2010; N.V., a female, was born on August 27, 2004; R.L., a male, was born on June 16, 2006; and N.V., a male, was born on December 17, 2013. Supervision and Inadequate Food and the other report on December 18, 2013. The allegations were being investigated[] when the agency received the report on December 18, 2013[,] stating that Mrs. [K.V.] gave birth to a substance exposed newborn on December 17, 2013. Mr. [J.V.], Mrs. [K.V.’s] husband, was incarcerated and unable to ensure supervision, protection, and safety of the minor children. Mr. [T.M.], the alleged named father of [R.L.] does not have contact with the family, neither does he supply support to the family to aid in supervision, protection[,] and safety of the minor children.
The first case plan that was formulated on January 22, 2014, after the
children came into the state’s custody, had a goal of reunification and required K.V.
and J.V. (hereafter “the parents”) to secure and maintain housing that is physically
safe and meets the basic needs of the children, which entailed maintaining the
same home for six months, maintaining a food supply, keeping the home clean,
and refraining from having convicted felons and/or drug users as guests or
residents in the home. The parents were told to make themselves available for
home visits by a case worker. They were also told to secure employment and
provide proof of income to DCFS. The parents were directed to acquire healthy
coping mechanisms, including appropriate anger management and age-appropriate
parenting skills. In this regard, the parents were told to undergo psychological
evaluations, to be cooperative and honest with the evaluators, and to follow
through with any treatment recommendations. The parents were also directed to
undergo substance abuse evaluations, to submit to random drug screens, and to
obtain sponsors and attend Narcotics Anonymous (NA) and Alcoholics
Anonymous (AA) meetings. The goal of this part of the case plan was to enable
the parents to understand the affects substance abuse had on their ability to parent
and to allow them to maintain sobriety to provide stability for themselves and their
children. Finally, the parents were directed to attend and complete a DFCS-
2 approved parenting program. The January 22, 2014 Case Plan listed the SDM Risk
Level4 as “very high.”
When DCFS completed a Case Plan Review on May 13, 2014, both parents
were unemployed and had failed to provide the agency with any income
documentation. In addition, neither parent had completed the recommended
psychological evaluation. Also, the parents had twice failed to attend their
scheduled substance abuse evaluations, and they had stopped attending AA and
NA meetings. It was noted that the parents had not yet been referred to the Extra
Mile Resource Center parenting program because DCFS did not want to
overwhelm them. Nevertheless, the parents had located and maintained housing
that was free of safety hazards for approximately three months, and they had made
themselves available for visits from the agency. Although the SDM Risk Level
remained “very high,” the May 13, 2014 Case Plan continued the original goal of
reunification with the parents.
The record contains a CASA (Court Appointed Special Advocate for
children) Confidential Court Report dated June 27, 2014. According to the report,
K.V. had submitted to urine and hair screenings in November 2013 that were
positive for amphetamines and methamphetamines. After K.V. gave birth to N.V.,
her third drug-affected newborn, on December 17, 2013, her urine tested positive
for amphetamines, and the infant’s urine tested positive for amphetamines at birth.
K.V. stated at the time that she was abusing illegal substances and that her drug of
choice was methamphetamines. The report noted that during the six months that
4 SDM stands for Structured Decision Making. The SDM system in a comprehensive case management system used by child protective services which facilitates risk assessments to reduce the incidence of subsequent harm to children and to facilitate timely and expeditious achievement of permanency, including reunification when safe to do so. Source: Children’s Research Center, a division of the National Council on Crime and Delinquency.
3 the children had been in the State’s custody, neither parent had made any
significant progress in their case plans. As a result, CASA did “agree with the goal
of reunification for the three older children, but only if both parents have
completed their respective case plans and have received all of their substance
abuse treatment.” However, CASA recommended that the infant, N.V., be allowed
to be adopted by his foster parents who had raised him since birth.
In a November 25, 2014 DCFS report that was provided to the trial court in
advance of the December 8, 2014 Review Hearing, the agency had switched its
primary goal for the children to adoption with a secondary goal of reunification.
At that time, DCFS noted that the parents had not completed all aspects of their
case plan. More specifically, it was noted that the parents had only maintained
adequate housing since September 2, 2014, rather than for the recommended
minimum of six months. K.V. remained unemployed and J.V. had been employed
at his current job for two months rather than for the recommended six-month
minimum. The report explained that K.V. had been diagnosed with manic
depressive disorder and bipolar disorder after an October 2014 mental health
assessment. In addition, the report stated that K.V. continued to use illegal
substances and had not cooperated with substance abuse treatment. Further,
although J.V. had been instructed to complete a mental health assessment after
expressing symptoms of depression, he had failed to do so. DFCS noted that the
two oldest children, R.V. and N.V., appeared to be happy with their foster family
and were both on the honor roll at school. Although R.L. had originally been
placed with his older siblings, he had recently been moved to another foster home
due to behavioral issues that were being monitored and would be addressed by a
professional counselor if necessary. R.L. was doing well in school. Finally, it was
4 noted that the baby, N.V., had been provided with “a tremendous level of care” by
his foster parents since his birth and that a bond had formed between them.
At the start of the December 8, 2014 Review Hearing, DCFS announced its
recommendation that the custody of the four children remain with the State and
that the primary plan goal was now adoption, with a secondary goal of
reunification with the parents. Neither of the parents nor the attorney for the
children objected to the children remaining in State custody, however, the parents
objected to the primary goal being changed to adoption. J.V. was the first witness
to testify. He stated that he had been employed as an operator’s helper at A & T
Well Service in Breaux Bridge for a month, that he had obtained housing, that he
had finished Keys for Sober Living, and that all of his recent drug tests were
negative. Nevertheless, J.V. admitted that he had missed several scheduled visits
with the children, which he attributed to work conflicts. He also admitted that he
had not finished the case plan’s recommended anger management or parenting
classes and that he had never undergone the mental health evaluation.
Markela Robertson, a DCFS employee who had been the four children’s
foster care worker since they had come into the State’s care and who had authored
the November 25, 2014 DCFS report, was the second witness to testify at the
Review Hearing. Her testimony basically confirmed the contents of the report. In
addition, however, she explained that the infant, N.V., was physically and
developmentally “behind” and that he was K.V.’s third drug-affected newborn.
Ms. Robertson also stated that one of K.V.’s children named “Joey” had previously
been removed from her care. Upon questioning by the trial court, Ms. Robertson
stated that, if the goal was changed to adoption, the parent’s visitation with the
children would decrease from biweekly to once a month but the children’s visits
5 with each other would be unaffected. She confirmed, however, that the parents
could continue to work their case plans and that the court could order reunification.
The third witness to testify at the December 8, 2014 Review Hearing was
April Manuel, the foster mom of the youngest child, N.V. She explained that she
and her husband could not pick him up from the hospital until he was five days old
because he was going through withdrawals from the methamphetamine. She
described him as a highly sensitive baby who would scream uncontrollably due to
any type of stimulation and who was difficult to soothe. Ms. Manual confirmed
that N.V. was “below the curve” both physically and developmentally, but stated
that he is making progress with physical and speech therapy. She stated that since
N.V. has been with her since birth, she knows his cues and how to prevent him
from becoming inconsolable. Finally, Ms. Manual stated that after she picks N.V.
up from visiting with K.V., he is very irritable, and it takes several hours for him to
return to his “normal.”
In closing arguments, counsel for the State acknowledged that while the
parents had made progress, the best interest of the children would be served by
maintaining permanency in their lives while the parents be allowed to continue to
complete the goals of their case plans.
At the close of the Review Hearing, the trial court ruled:
The decision of the Court is to adopt the recommendation of the agency, make adoption the primary goal and reunification concurrent which is not the end of this situation or circumstance. It hopefully signals to the parents that they have to increase their, their [sic] work with the case plan to complete, complete [sic] the case plan. And at all stages they still have opportunities to show their good works and to convince the Court that reunification is the best interest of the children. The Court believes that the agency has established reasons for the Court to adopt the recommendation.
6 Written judgment was signed on December 8, 2014, confirming the change of the
primary case plan goal of reunification to one of adoption, with the secondary goal
of reunification, and setting a Permanency and Case Review Hearing for June 4,
2015.
K.V. appealed. In her sole assignment of error, she contends that the trial
court erred in granting DCFS’s “request to change the primary case plan goal of
reunification to that of adoption and establishing the secondary goal of
reunification.”
DISCUSSION
Law
Louisiana Children’s Code Article 1036, entitled “Proof of parental
misconduct,” provides, in pertinent part:
C. Under Article 1015(5), lack of parental compliance with a case plan may be evidenced by one or more of the following:
(1) The parent’s failure to attend court-approved scheduled visitations with the child.
(2) The parent’s failure to communicate with the child.
(3) The parent’s failure to keep the department apprised of the parent’s whereabouts and significant changes affecting the parent’s ability to comply with the case plan for services.
(4) The parent’s failure to contribute to the costs of the child’s foster care, if ordered to do so by the court when approving the case plan.
(5) The parent’s repeated failure to comply with the required program of treatment and rehabilitation services provided in the case plan.
(6) The parent’s lack of substantial improvement in redressing the problems preventing reunification.
(7) The persistence of conditions that led to removal or similar potentially harmful conditions.
7 In State ex rel. H.A.S., 10-1529, pp. 11-12 (La. 11/30/10), 52 So.3d 852, 859
(quoting State ex rel. K.G. and T.G., 02-2886, pp. 4-5 (La. 3/18/03), 841 So.2d
759, 762) the supreme court stated:
In any case to involuntarily terminate parental rights, there are two private interests involved: those of the parents and those of the child. The parents have a natural, fundamental liberty interest to the continuing companionship, care, custody and management of their children warranting great deference and vigilant protection under the law, and due process requires that a fundamentally fair procedure be followed when the state seeks to terminate the parent-child legal relationship. However, the child has a profound interest, often at odds with those of his parents, in terminating parental rights that prevent adoption and inhibit establishing secure, stable, long-term, and continuous relationships found in a home with proper parental care. In balancing those interest[s], the courts of this state have consistently found the interest of the child to be paramount over that of the parent.
“We review a trial court’s determination as to whether parental rights should be
terminated according to the manifest error standard of review.” State in Interest of
M.A.N., 12-946, p. 3 (La.App. 3 Cir. 12/28/12), 106 So.3d 288, 290-91.
Louisiana Children’s Code Article 1015 sets forth eight grounds for termination of parental rights. Although the State need only establish one ground for termination, the trial court must also find that the termination is in the best interest of the child in order to meet the statutory requirement of La.Ch.Code art. 1035(A), which requires that grounds for termination be proven by clear and convincing evidence.
State in the Interest of J.K.G., 11-908, pp. 5-6 (La.App. 3 Cir. 1/11/12), 118 So.3d
10, 14-15.
Although the procedural posture of this appeal is atypical in that K.V.’s
parental rights have not yet been terminated, Ms. Robertson informed the trial
court that DCFS’s next step in this matter would be to seek termination of K.V.’s
and J.V.’s parental rights. Thus, we will apply the manifest error standard of
review in determining whether the trial court erred in changing the primary case
plan goal to adoption.
8 A key component of her case plan was that she submit to a substance abuse
evaluation and random drug screens. According to the June 17, 2014 DCFS report,
K.V.’s hair tested positive for amphetamines and opiates on February 24, 2014 and
April 23, 2014. On May 21, 2014, her urine tested positive for benzodiazepines,
methamphetamines, and amphetamines. On June 17, 2014, K.V.’s urine tested
positive for methamphetamines, amphetamines, and two other illegal substances.
The November 25, 2014 DCFS report documented that in the six urinalyses that
K.V. had between July and November of 2014, she had tested positive for
Hydrocodone and Hydromorphone. The report explained that those opioid pain
medications had been prescribed to K.V. because she needed a hip replacement. In
addition, the November 25, 2014 DCFS report noted that after her October 2014
diagnosis of manic depressive and bipolar disorders, K.V. was also prescribed
Zoloft, an antidepressant, and Seroquel, an antipsychotic.
As the record demonstrates, K.V. obviously struggles with substance abuse
issues as she has given birth to three drug-affected newborns. Given her history,
K.V.’s prescribed medications will need to be closely monitored to prevent any
possible abuse. In addition, while J.V. has secured employment and he and K.V.
have obtained stable housing, they have not maintained either for the required six
months. Accordingly, we find no manifest error in the trial court’s decision that
changing the case plan permanency goal to adoption was in the children’s best
interest. Our decision is bolstered by the trial court’s pronouncement on the record
that K.V. and J.V. were encouraged to complete their case plan and return to court
with evidence that the children’s best interest would be served by being reunified
with them. Moreover, this result properly places the children’s best interests above
their parents’ interests while not precluding the parents’ ability to finish their case
9 plan to ensure that any future reunification will be “secure, stable, long-term, and
[with] continuous relationships found in a home with proper parental care.” State
ex rel. H.A.S., 52 So.3d at 859.
DECREE
For the foregoing reasons, the judgment of the trial court changing the
primary case plan goal of reunification to one of adoption, with the secondary goal
of reunification, is affirmed. All costs of this appeal are assessed against K.V.