State of Iowa v. Trent D. Smith

CourtCourt of Appeals of Iowa
DecidedNovember 13, 2014
Docket13-1202
StatusPublished

This text of State of Iowa v. Trent D. Smith (State of Iowa v. Trent D. Smith) is published on Counsel Stack Legal Research, covering Court of Appeals of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Iowa v. Trent D. Smith, (iowactapp 2014).

Opinion

IN THE COURT OF APPEALS OF IOWA

No. 13-1202 Filed November 13, 2014

STATE OF IOWA, Plaintiff-Appellee,

vs.

TRENT D. SMITH, Defendant-Appellant. ________________________________________________________________

Appeal from the Iowa District Court for Black Hawk County, Jeffrey L.

Harris, District Associate Judge.

A defendant appeals his convictions for domestic abuse assault causing

bodily injury and domestic abuse assault. AFFIRMED.

Mark C. Smith, State Appellate Defender, and Melinda J. Nye, Assistant

Appellate Defender, for appellant.

Thomas J. Miller, Attorney General, Jean C. Pettinger, Assistant Attorney

General, Thomas J. Ferguson, County Attorney, and Jeremy Westendorf,

Assistant County Attorney, for appellee.

Considered by Tabor, P.J., Mullins, J., and Mahan, S.J.*

*Senior judge assigned by order pursuant to Iowa Code section 602.9206 (2013). 2

TABOR, P.J.

As “happens often in domestic violence” cases, assault victim Mary Dean

recanted her allegation that Trent Daniel Smith, the father of her child, was her

attacker. In light of her recantation, the prosecution resorted to proving the

identity of Dean’s assailant through her out-of-court statements. Hearing those

statements, the jury convicted Smith of two counts of domestic abuse assault.

On appeal, Smith raises hearsay challenges to the admission of Dean’s

statements to police officers and to emergency room personnel.

We agree with Smith’s challenge regarding Dean’s audiotaped statements

to the officers. The district court improperly allowed the jury to hear a segment of

the recording during which Dean identifies Smith as her attacker. That recorded

identification was offered for the truth of the matter asserted and did not fall

within the hearsay exception for excited utterances. Iowa Rs. Evid. 5.801(c),

5.803(2). But we find Smith was not prejudiced by the erroneous admission

because the jury received the same information from a nurse and a doctor who

saw Dean in the emergency room. The medical professionals testified the

domestic nature of the assault was pertinent to their diagnosis and treatment.

Accordingly, we find Dean’s disclosures to those professionals were admissible

under the hearsay exception under Iowa Rule of Evidence 5.803(4).

In addition, we conclude Dean’s sentences and convictions should merge

as indicated by the district court’s oral sentence pronouncement. 3

I. Background facts and proceedings

The following facts, as presented to the jury, are relevant to our analysis of

Smith’s two hearsay claims.

Smith and Dean have a six-year-old daughter in common. In the early

morning hours of June 9, 2012, Dean—who was home with her daughter—called

911 asking for help. Her plea to the 911 operator was laconic: “Just get here

thank you please.” Dean and her daughter were waiting in the car outside the

house when Waterloo Police Officers John Heuer and Luke LaMere responded

to the call.

Dean initially told the police she had been attacked by an unknown

assailant. She reported being hit from behind, knocked down, and kicked in the

head and arms while on the floor. The police found no one in the house. After a

series of questions from Officer LaMere, Dean eventually confirmed that Smith,

the father of her child, was the person who assaulted her. Dean also told the

officer that Smith called her “a dirty whore.”

The officers took Dean to Allen Memorial Hospital in Waterloo. She was

seen in the emergency room by nurse Trisha Knipper and Dr. Robert Mott.

Screening tools used in the emergency department included questions about

domestic violence. The nurse recorded Dean’s answers on her medical chart,

indicating the patient felt afraid and threatened by someone close to her and had

been hurt by someone. Dean told the nurse she was assaulted by “her baby’s

daddy” and reported she was in significant pain. Dean also told Dr. Mott she was

attacked by the father of her child. Dr. Mott diagnosed Dean as having a 4

concussion, a cervical strain, and contusions to her face and upper arm. After

discharge from the hospital, the police prepared a statement for Dean to sign, but

she refused.

The State charged Smith with two counts: (1) domestic abuse assault with

intent to commit serious injury, an aggravated misdemeanor in violation of Iowa

Code section 708.2A(2)(c) (2011), and (2) domestic abuse assault causing bodily

injury, a serious misdemeanor in violation of section 708.2A(2)(b). A jury trial

began on April 2, 2013. The State played for the jury the 911 recording and a

thirty-five-minute audio-recording of Dean speaking to police,1 as well as offering

testimony from police officers and the emergency room nurse and doctor.

The State also presented expert testimony from an advocate for domestic

abuse victims. Seeds of Hope employee Barbara Rindels offered her opinion

that “often in domestic violence” cases, victims will recant because they love the

abuser and hope he will change or are scared of the abuser and fear reprisal if

they testify against him.

The prosecution called Dean to testify, but only asked her background

information about her relationship with Smith and the child they had in common.

Dean retook the stand in the defense case, testifying she lied about Smith to both

the police and the hospital staff because she was intoxicated that night.2

1 The recording also has video from a dashboard camera, but does not show Dean or the crime scene. In addition, the sound quality is very poor because the officer’s conversation with Dean outside the car is competing with the pop music radio station playing inside the car. 2 The testimony of the emergency room doctor contradicted her assertion of being under the influence of alcohol. 5

On the first count, the jury found Smith guilty of a lesser included offense

of simple misdemeanor domestic abuse assault. On the second count, jurors

found him guilty of domestic abuse assault causing bodily injury, as charged.

The court sentenced Smith to one year in jail, suspending ninety-five days. The

court also imposed a fine of $315 plus a surcharge and court costs. The court

placed Smith on probation for one year and ordered him to complete the

batterers’ education program.

In his appeal, Smith claims the district court improperly admitted hearsay

testimony and seeks a new trial.

II. Analysis of hearsay claims

We review Smith’s hearsay challenges for correction of errors at law. See

State v. Thompson, 836 N.W.2d 470, 476 (Iowa 2013). Hearsay is defined as an

out-of-court statement offered to prove the truth of the matter asserted. Iowa R.

Evid. 5.801(c). Hearsay statements cannot be presented to the jury unless they

fall within an exception or exclusion under the rules of evidence or another

provision. See State v. Newell, 710 N .W.2d 6, 18 (Iowa 2006). If the district

court wrongly admits hearsay evidence over a proper objection, we presume the

defendant suffered prejudice unless the record shows “the hearsay evidence did

not affect the jury’s finding of guilt.” State v. Elliot, 806 N.W.2d 660, 667 (Iowa

2011).

Smith flags two hearsay rulings he believes to be in error. First, he claims

the court mistakenly overruled his objection to police officer testimony and an

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