IN THE COURT OF APPEALS OF IOWA
No. 18-1373 Filed January 23, 2020
STATE OF IOWA, Plaintiff-Appellee,
vs.
TRACI JONES BARKER, Defendant-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Louisa County, Wyatt Peterson,
Judge.
Traci Barker appeals the sentence and restitution order imposed following
her guilty plea. AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.
Mark C. Smith, State Appellate Defender, (until withdrawal) and Vidhya K.
Reddy, Assistant Appellate Defender, for appellant.
Thomas J. Miller, Attorney General, and Linda J. Hines, Assistant Attorney
General, for appellee.
Considered by Tabor, P.J., Greer, J., and Potterfield, S.J.* *Senior judge assigned by order pursuant to Iowa Code section 602.9206
(2020). 2
GREER, Judge.
Barker appeals the sentence and restitution order entered after her guilty
plea to one count of theft in the second degree.1 We reverse the restitution portion
of the sentencing order but otherwise affirm her sentence. We remand for entry of
a final restitution order considering her reasonable ability to pay court costs and
jail fees.
I. Background Facts and Proceedings.
In 2017, Barker was charged with one count of theft in the second degree
in violation of Iowa Code sections 714.1(1), .1(2), and .2(2) (2017), a class “D”
felony. At all times relevant here, court-appointed counsel represented her.
To resolve the case, Barker pleaded guilty as charged in 2018. Under the
plea agreement, if Barker paid $400 in victim restitution before sentencing, the
State would not make a sentencing recommendation. If she failed to pay, the State
could recommend any sentence. The court accepted her guilty plea and ordered
a presentence investigation report (PSI).
The court sentenced Barker on August 10. Before sentencing, Barker failed
to advance any amount of restitution. She requested a suspended sentence and
probation. But in the PSI, the department of correctional services (DCS)
recommended incarceration. Stating its position, the State recommended five
1 Barker appeals from a guilty plea for a class “D” felony. See Iowa Code § 714.2(2) (2017). Because the relevant judgment and sentence was entered before July 1, 2019, the amended Iowa Code section 814.6(1)(a)(3) (2019) is not applicable here. See State v. Macke, 933 N.W.2d 226, 228 (Iowa 2019) (“On our review, we hold Iowa Code sections 814.6 and 814.7, as amended, do not apply to a direct appeal from a judgment and sentence entered before July 1, 2019.”); see also Iowa Code § 814.6(1)(a)(3) (limiting appeals from guilty pleas for crimes other than class “A” felonies). 3
years in prison, noting that Barker “has committed numerous felonies,” including
several theft-related crimes and that she “may have previously been sentenced to
prison . . . as many as six times from the information in the [PSI].” The State
continued, “The case that’s before the court today was apparently perpetrated
while the most recent cases in Marshall County against her were ongoing, and as
we stand here today, Your Honor, Ms. Barker owes over $23,000 in unpaid court
fines to the State of Iowa.”
The court outlined its reasons before imposing the sentence,
The court has specifically considered the following factors: Ma’am, I’ve considered your extensive criminal history, most of which involves theft, forgery, and things of that nature, as the county attorney pointed out. By my count, in the [PSI], it appears you’ve been to prison approximately 10 times; that you’ve been granted a suspended sentence for prison or jail and had that sentence imposed approximately four times. There’s a significant amount, over one full page and onto the second page, of previous intervention programs and services that have been involved to assist and rehabilitate you. Ma’am, I also take into account, and I do have sympathy for you being in a wheelchair for whatever reason and however long that’s been; however, ma’am, that does not give you the right to take from other people continually. You indicated that you want to become a better person and you just want a chance, and I think by the [PSI], it shows that you’ve had many, many, many chances to prove that when you got out of jail or when you got out of prison or when you were on probation that you could change and not do wrong as you had before, and, ma’am, you continued to do those things as is shown on the [PSI]. I’ve also taken into consideration the recommended sentence of the State, your defense counsel, you, and the Department of Correctional Services.
In the end, the court sentenced Barker to an indeterminate term of
incarceration not to exceed five years, with credit for time served, a $750 fine, and 4
applicable surcharges. The court then suspended the fine and surcharges.2 The
court ordered Barker to pay $400 in restitution to the victim. Then the court
assessed $800 in court-appointed attorney fees but suspended these fees after
finding Barker lacked the ability to pay.
The court filed a written sentencing order the same day, which stated, “The
defendant shall also pay court costs and shall reimburse the State of Iowa for court-
appointed attorney fees in the amount of $180. The court finds the Defendant is
not financially capable of paying court-appointed attorney fees.”
Barker appeals. After Barker filed her notice of appeal, the Louisa County
Clerk submitted a “restitution plan” showing that Barker owed $702.75 in court
costs and requiring her to pay twenty percent of all credits to her inmate account
toward court costs. The Louisa County Sheriff also applied for restitution and
reimbursement seeking $320 in jail fees. The district court approved the jail fees
as restitution without considering Barker’s ability to pay. Barker challenges these
amounts of restitution.
II. Standard of Review.
We review the district court’s sentence for correction of errors at law. State
v. Formaro, 638 N.W.2d 720, 724 (Iowa 2002). We will not disturb a sentence
unless the defendant shows an abuse of discretion or a defect in the sentencing
procedure. State v. Witham, 583 N.W.2d 677, 678 (Iowa 1998). An abuse of
discretion occurs when the “court acts on grounds clearly untenable or to an extent
2Later in the hearing, the court ordered Barker to pay a $125 law-enforcement surcharge and did not explicitly suspend this surcharge. However, it appears this surcharge would fall under the court’s general suspension of surcharges. 5
clearly unreasonable.” State v. Oliver, 588 N.W.2d 412, 414 (Iowa 1998). We
review claims of ineffective assistance of counsel de novo. State v. Risdal, 404
N.W.2d 130, 131 (Iowa 1987).
“We review restitution orders for correction of errors at law.” State v.
Albright, 925 N.W.2d 144, 158 (Iowa 2019). “[W]e determine whether the court’s
findings lack substantial evidentiary support, or whether the court has not properly
applied the law.” Id.
Free access — add to your briefcase to read the full text and ask questions with AI
IN THE COURT OF APPEALS OF IOWA
No. 18-1373 Filed January 23, 2020
STATE OF IOWA, Plaintiff-Appellee,
vs.
TRACI JONES BARKER, Defendant-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Louisa County, Wyatt Peterson,
Judge.
Traci Barker appeals the sentence and restitution order imposed following
her guilty plea. AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.
Mark C. Smith, State Appellate Defender, (until withdrawal) and Vidhya K.
Reddy, Assistant Appellate Defender, for appellant.
Thomas J. Miller, Attorney General, and Linda J. Hines, Assistant Attorney
General, for appellee.
Considered by Tabor, P.J., Greer, J., and Potterfield, S.J.* *Senior judge assigned by order pursuant to Iowa Code section 602.9206
(2020). 2
GREER, Judge.
Barker appeals the sentence and restitution order entered after her guilty
plea to one count of theft in the second degree.1 We reverse the restitution portion
of the sentencing order but otherwise affirm her sentence. We remand for entry of
a final restitution order considering her reasonable ability to pay court costs and
jail fees.
I. Background Facts and Proceedings.
In 2017, Barker was charged with one count of theft in the second degree
in violation of Iowa Code sections 714.1(1), .1(2), and .2(2) (2017), a class “D”
felony. At all times relevant here, court-appointed counsel represented her.
To resolve the case, Barker pleaded guilty as charged in 2018. Under the
plea agreement, if Barker paid $400 in victim restitution before sentencing, the
State would not make a sentencing recommendation. If she failed to pay, the State
could recommend any sentence. The court accepted her guilty plea and ordered
a presentence investigation report (PSI).
The court sentenced Barker on August 10. Before sentencing, Barker failed
to advance any amount of restitution. She requested a suspended sentence and
probation. But in the PSI, the department of correctional services (DCS)
recommended incarceration. Stating its position, the State recommended five
1 Barker appeals from a guilty plea for a class “D” felony. See Iowa Code § 714.2(2) (2017). Because the relevant judgment and sentence was entered before July 1, 2019, the amended Iowa Code section 814.6(1)(a)(3) (2019) is not applicable here. See State v. Macke, 933 N.W.2d 226, 228 (Iowa 2019) (“On our review, we hold Iowa Code sections 814.6 and 814.7, as amended, do not apply to a direct appeal from a judgment and sentence entered before July 1, 2019.”); see also Iowa Code § 814.6(1)(a)(3) (limiting appeals from guilty pleas for crimes other than class “A” felonies). 3
years in prison, noting that Barker “has committed numerous felonies,” including
several theft-related crimes and that she “may have previously been sentenced to
prison . . . as many as six times from the information in the [PSI].” The State
continued, “The case that’s before the court today was apparently perpetrated
while the most recent cases in Marshall County against her were ongoing, and as
we stand here today, Your Honor, Ms. Barker owes over $23,000 in unpaid court
fines to the State of Iowa.”
The court outlined its reasons before imposing the sentence,
The court has specifically considered the following factors: Ma’am, I’ve considered your extensive criminal history, most of which involves theft, forgery, and things of that nature, as the county attorney pointed out. By my count, in the [PSI], it appears you’ve been to prison approximately 10 times; that you’ve been granted a suspended sentence for prison or jail and had that sentence imposed approximately four times. There’s a significant amount, over one full page and onto the second page, of previous intervention programs and services that have been involved to assist and rehabilitate you. Ma’am, I also take into account, and I do have sympathy for you being in a wheelchair for whatever reason and however long that’s been; however, ma’am, that does not give you the right to take from other people continually. You indicated that you want to become a better person and you just want a chance, and I think by the [PSI], it shows that you’ve had many, many, many chances to prove that when you got out of jail or when you got out of prison or when you were on probation that you could change and not do wrong as you had before, and, ma’am, you continued to do those things as is shown on the [PSI]. I’ve also taken into consideration the recommended sentence of the State, your defense counsel, you, and the Department of Correctional Services.
In the end, the court sentenced Barker to an indeterminate term of
incarceration not to exceed five years, with credit for time served, a $750 fine, and 4
applicable surcharges. The court then suspended the fine and surcharges.2 The
court ordered Barker to pay $400 in restitution to the victim. Then the court
assessed $800 in court-appointed attorney fees but suspended these fees after
finding Barker lacked the ability to pay.
The court filed a written sentencing order the same day, which stated, “The
defendant shall also pay court costs and shall reimburse the State of Iowa for court-
appointed attorney fees in the amount of $180. The court finds the Defendant is
not financially capable of paying court-appointed attorney fees.”
Barker appeals. After Barker filed her notice of appeal, the Louisa County
Clerk submitted a “restitution plan” showing that Barker owed $702.75 in court
costs and requiring her to pay twenty percent of all credits to her inmate account
toward court costs. The Louisa County Sheriff also applied for restitution and
reimbursement seeking $320 in jail fees. The district court approved the jail fees
as restitution without considering Barker’s ability to pay. Barker challenges these
amounts of restitution.
II. Standard of Review.
We review the district court’s sentence for correction of errors at law. State
v. Formaro, 638 N.W.2d 720, 724 (Iowa 2002). We will not disturb a sentence
unless the defendant shows an abuse of discretion or a defect in the sentencing
procedure. State v. Witham, 583 N.W.2d 677, 678 (Iowa 1998). An abuse of
discretion occurs when the “court acts on grounds clearly untenable or to an extent
2Later in the hearing, the court ordered Barker to pay a $125 law-enforcement surcharge and did not explicitly suspend this surcharge. However, it appears this surcharge would fall under the court’s general suspension of surcharges. 5
clearly unreasonable.” State v. Oliver, 588 N.W.2d 412, 414 (Iowa 1998). We
review claims of ineffective assistance of counsel de novo. State v. Risdal, 404
N.W.2d 130, 131 (Iowa 1987).
“We review restitution orders for correction of errors at law.” State v.
Albright, 925 N.W.2d 144, 158 (Iowa 2019). “[W]e determine whether the court’s
findings lack substantial evidentiary support, or whether the court has not properly
applied the law.” Id. (alteration in original) (quoting State v. Klawonn, 688 N.W.2d
271, 274 (Iowa 2004)).
III. Analysis.
Barker raises three claims on appeal: (1) the PSI improperly included a
sentencing recommendation, (2) the district court considered improper factors
when imposing the sentence, and (3) the court erred when it ordered Barker to pay
attorney fees, court costs, and jail fees without considering her reasonable ability
to pay. We consider each claim in turn.
A. PSI Sentencing Recommendation. First Barker argues that making a
sentencing recommendation in the PSI is a procedural defect that requires
resentencing. We disagree. These DCS sentencing recommendations are not
binding on the court. See State v. Headley, 926 N.W.2d 545, 552 (Iowa 2019).
Nor does the court abuse its discretion by considering a sentencing
recommendation. Id. For that reason, it was not a procedural defect for DCS to
include a sentencing recommendation in the PSI.
B. Improper Sentencing Considerations. Barker next argues the court
abused its discretion at her sentencing. Iowa Rule of Criminal Procedure
2.23(3)(d) requires the trial court to state on the record the reasons for a sentence. 6
“‘[I]f a court in determining a sentence uses any improper consideration,
resentencing of the defendant is required,’ even if it was ‘merely a “secondary
consideration.”’” State v. Lovell, 857 N.W.2d 241, 243 (Iowa 2014) (quoting State
v. Grandberry, 619 N.W.2d 399, 401 (Iowa 2000)).
“In applying the abuse of discretion standard to sentencing decisions, it is
important to consider the societal goals of sentencing criminal offenders, which
focus on rehabilitation of the offender and the protection of the community from
further offenses.” Formaro, 638 N.W.2d at 724. “It is equally important to consider
the host of factors that weigh in on the often arduous task of sentencing a criminal
offender, including the nature of the offense, the attending circumstances, the age,
character and propensity of the offender, and the chances of reform.” Id. at 724–
25.
Barker argues the district court erred in considering these factors during
sentencing: (1) Barker’s $23,000 in outstanding court debt and (2) an incorrect
number of her prior suspended sentences that were revoked.
1. Outstanding court debt. Barker’s first argument is based on the district
court’s statement during sentencing that it had “also taken into consideration the
recommended sentence of the State.” The State, during its sentencing
recommendation, noted that Barker still owed over $23,000 in unpaid court debt
for prior offenses. It is unclear why the State mentioned her unpaid court debt
other than to associate it with the ongoing criminal cases in a different county.
According to Barker, by considering the State’s sentencing recommendation, the
court was considering her unpaid court debt when it imposed the sentence. 7
We disagree. The court clearly stated on the record its reason for imposing
a prison sentence over probation: Barker’s long history of committing similar
offenses and her lack of rehabilitation despite the opportunities to change her
behavior. There is no indication that the sentencing court considered Barker’s
court debt when imposing the sentence. That the State made a passing comment
about the court debt while recommending its sentence, and then the court
generally considered the State’s recommendation, does not alone require
resentencing.
2. Suspended sentences. Barker next argues the court erred when it
stated: “By my count, in the [PSI] it appears . . . that you’ve been granted a
suspended sentence for prison or jail and had that sentence imposed
approximately four times.” Barker argues that statement constituted consideration
of an impermissible factor because “although Barker was revoked from probation
in four case numbers, Barker was revoked from probation only a total of three
times” because sentencing and revocation occurred at the same time in two of the
case numbers. We fail to see how the court’s stating “approximately four times”
when it was in fact three times in four case numbers constitutes considering an
improper sentencing factor. We find Barker’s argument without merit and decline
to disturb her sentence.
C. Reasonable Ability to Pay Restitution. Finally, Barker argues she
does not have the reasonable ability to pay attorney fees or court costs, including
jail fees. Along with victim restitution, Barker was assessed $702.75 in court costs
and $320 in jail fees. She also claims she must pay $180 in court-appointed
attorney fees. 8
The court may order fees and costs as restitution if the defendant is
reasonably able to pay. Albright, 925 N.W.2d at 159; see also Iowa Code
§§ 815.9(5), 910.3. The court must set the amount of restitution at the time of
sentencing. Albright, 925 N.W.2d at 160. “If not all of the items of restitution are
available at the time of sentencing, the Code allows the sentencing court to file
temporary, supplemental, and permanent orders prior to the final plan of
restitution.” Id. “This constellation of orders is the plan of restitution.” Id. “Until
the court issues the final restitution order, the court is not required to consider the
offender’s reasonable ability to pay.” Id. at 160–61.
At the sentencing hearing and again in the written sentencing order, the
district court found that Barker did not have the reasonable ability to pay her court-
appointed attorney fees. The jail fees and court costs were approved without a
consideration of whether Barker was reasonably able to pay. That said, the district
court has not yet entered a final restitution order. We remand to the district court
to consider Barker’s reasonable ability to pay court costs and jail fees and enter a
final restitution order. In this order, Barker’s responsibility for the court-appointed
attorney fees shall be waived as the district court determined she was not
reasonably able to pay these fees.
IV. Disposition.
For these reasons, we reverse the restitution portion of the sentencing order
but otherwise affirm Barker’s sentence. We remand for entry of a final restitution
order considering her reasonable ability to pay court costs and jail fees.
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.