State of Iowa v. Thaddeus John Ellenbecker

Court of Appeals of Iowa·Decided May 14, 2014·No. 3-968 / 12-2229·Published

Opinion

IN THE COURT OF APPEALS OF IOWA

No. 3-968 / 12-2229

Filed May 14, 2014

STATE OF IOWA, Plaintiff-Appellee,

vs.

THADDEUS JOHN ELLENBECKER, Defendant-Appellant.

Appeal from the Iowa District Court for Winnebago County, Stephen P.

Carroll (suppression) and DeDra L. Schroeder (trial), Judges.

Thaddeus Ellenbecker appeals his second-degree arson and second-

degree burglary convictions. REVERSED AND REMANDED.

Timothy L. Lapointe of The Law Offices of Timothy L. Lapointe, P.C., Mason City, for appellant.

Thomas J. Miller, Attorney General, Tyler J. Buller and Scott D. Brown, Assistant Attorneys General and Adam D. Sauer, County Attorney, for appellee.

Heard by Doyle, P.J., and Tabor and Bower, JJ.

BOWER, J.

Former Forest City Police Officer Thaddeus Ellenbecker appeals his convictions for second-degree arson (police building) and second-degree burglary (another officer’s gun). See Iowa Code §§ 712.1, .3, 713.1, .5(1) (2011). Ellenbecker claims the district court erred in declining to suppress statements he made to agents of the Iowa Department of Criminal Investigation (DCI) in violation of his constitutional rights.1 We conclude Ellenbecker was in custody when a DCI agent seized him and pinned him against the wall of his apartment complex before a second agent shot him in the leg. Ellenbecker was still in custody when the DCI agents later questioned him in the hospital without advising him of his Miranda rights. Accordingly, we reverse and remand for a new trial. I. BACKGROUND FACTS AND PROCEEDINGS In July 2009 Ellenbecker was hired as a police officer by the Forest City Police Department. Ellenbecker moved from Minnesota to Forest City, but his wife and children maintained a residence in Minnesota. Shortly thereafter, Ellenbecker reported the Iowa house he was renting in a remote area had been the subject of a drive-by shooting. In November 2010, after Ellenbecker helped Officer Carrie Seiberlich start her patrol car, a rifle was stolen from her locked car trunk.

In early September 2011, the Forest City police station was vandalized, including a spray-painted statement, “Pigs Will Die.” On October 1, 2011, shortly

1 We need not address the other arguments Ellenbecker raises on appeal because we conclude the custody issue is dispositive, requiring a remand for a new trial.

after Ellenbecker finished his work shift, a fire occurred in the evidence room of the Forest City police station. Three days after the fire, on October 4, Ellenbecker reported he had been assaulted in the police station’s garage.

Based on the above incidents, the Forest City Chief of Police requested the DCI conduct an investigation of Ellenbecker. All of the DCI interviews were recorded.

A. October 10—First Interview. After the fire, the Forest City police department operated out of the county’s law enforcement center temporarily. On October 10, 2011, DCI Agent Callaway asked Ellenbecker to answer some questions and met with him at the center. Agent Callaway recognized Ellenbecker as a 2010 participant in a three-day training seminar Callaway co- taught on “suspect interviews”—exploring circumstances when Miranda warnings are required. Ellenbecker did not make any incriminating statements and denied involvement in the fire.

B. October 20—Second Interview. On October 20 Callaway again asked Ellenbecker to answer questions. Callaway agreed to meet Ellenbecker at the law enforcement center. Ellenbecker voluntarily came to the building. Ellenbecker needed to “buzz in” to enter the building, but he could exit at any time by pushing on an exit door. Callaway testified2 Ellenbecker was familiar with the building. Callaway did not have a visible weapon, and he asked Ellenbecker to check his gun. Ellenbecker checked his gun without complaint and received

2 References to the testimony of DCI Agents Callaway, Peterson, Krapfl, Turbett, Hedlund, or Thiele, refer to the agents’ testimony at the June 18, 2012 hearing on Ellenbecker’s motion to suppress evidence.

the key to the lock box holding his gun. Ellenbecker possessed his cell phone at all times.

After a discussion about the assault, which Ellenbecker alleged occurred on October 4, Ellenbecker agreed to take a polygraph test. DCI Agent Peterson conducted the test and testified Ellenbecker was agreeable to testing. Peterson told Ellenbecker “he was free to leave, the door was unlocked, [and] you can leave anytime you want to.” Ellenbecker took and failed the polygraph test.

After the test, Agent Callaway resumed his conversation with Ellenbecker, who repeatedly asked if he was under arrest and whether he could leave. Callaway repeatedly stated Ellenbecker was not under arrest and was “free to go.” Callaway described Ellenbecker’s decision to leave the building: “One of the last times [Ellenbecker] asked if he was free to go and I responded, yes, you are, he gathered up his stuff and walked out, walked down the steps and out the front door.” Ellenbecker left his gun behind in the lock box.

Callaway followed Ellenbecker down the steps and continued to talk with him outside the building. Callaway was concerned about Ellenbecker’s “fatalistic” demeanor. When Ellenbecker started walking away from the building, Callaway walked with him. Callaway testified he did not know where Ellenbecker was going but accompanied him due to his hope Ellenbecker “would come back in and talk to me, that I could persuade him to come back in and tell the truth. That was the initial part of the walk.”

The walk lasted “about seven blocks.” Callaway testified Ellenbecker talked about being a failure but also stated “he wasn’t going to hurt his wife or his

kids.” As they walked, Callaway continued his efforts to “persuade [Ellenbecker] to come back and talk,” telling Ellenbecker his situation is “not as bad” as he “might think it is.” Callaway explained:

Q. Were you concerned about [Ellenbecker’s] personal physical safety? A. Yes.

Q. Why is that? A. Just from twenty-one years of law enforcement and thousands of contacts with the public . . . . I felt he was at the point where . . . he was talking about being a failure, very, very depressed.

During the walk Ellenbecker used his cell phone to call his wife but did not reach her. Callaway saw Ellenbecker brighten up when the walk ended at the parking lot of Ellenbecker’s apartment complex and Ellenbecker saw his wife’s car. Callaway testified Ellenbecker stated, “Let me go in and talk to my wife and then I’ll come back out and talk to you.” Callaway asked Ellenbecker if he had any guns inside. Ellenbecker said he did not and entered the apartment complex.

Callaway stayed outside and called Agent Peterson, telling him Ellenbecker wanted to continue talking after speaking with his wife. Callaway asked Peterson to come to the apartment complex.

After Ellenbecker had been inside about six minutes, Callaway saw him come outside with his wife and two young children. The couple put the children into a car. Callaway heard Ellenbecker tell his wife to leave. Ellenbecker then yelled to Callaway to come over and talk to his wife. As this conversation was starting, Ellenbecker walked away, heading toward the apartments. Callaway testified because he did not know what Ellenbecker had already told his wife, he asked Ellenbecker to come back. In response, Ellenbecker “stopped and pivoted

. . . and pulled his coat back.” Callaway then saw Ellenbecker had a handgun. Callaway again asked Ellenbecker to stop and come back, and Ellenbecker turned and walked away. Callaway ran, caught up to Ellenbecker near the building, and “pinned him against the door of the apartment complex.” Callaway and Ellenbecker struggled as Callaway attempted to prevent Ellenbecker from “pulling his gun out of his holster.” Callaway testified he took these actions because he was concerned about what Ellenbecker intended to do inside the apartment.

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