IN THE COURT OF APPEALS OF IOWA
No. 23-0630 Filed January 9, 2025
STATE OF IOWA, Plaintiff-Appellee,
vs.
MARIO HERNANDEZ, Defendant-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Polk County, Scott D. Rosenberg
(motion for closed-circuit testimony) and Jeanie Vaudt (trial), Judges.
A criminal defendant appeals his convictions for second-degree sexual
abuse, challenging sufficiency of the evidence and the victim’s closed-circuit
testimony. AFFIRMED.
R. Ben Stone and Alexander Smith of Parrish Kruidenier Law Firm, Des
Moines, for appellant.
Brenna Bird, Attorney General, and Thomas J. Ogden (until withdrawal) and
Sheryl A. Soich, Assistant Attorneys General, for appellee.
Considered En Banc. 2
BULLER, Judge.
Mario Hernandez appeals three convictions for the second-degree sexual
abuse of his minor stepdaughter following trial by jury. He challenges the
sufficiency of the evidence and argues the district court erred in allowing the child
victim to testify by closed-circuit video, asserting a violation of the Iowa statute
codifying the Sixth Amendment right to confront witnesses. We affirm, finding the
jury could and did credit the victim’s testimony and that the closed-circuit statute
was satisfied by a therapist’s testimony about the trauma likely to result from the
child being confronted by her abuser in the courtroom.
I. Background Facts and Proceedings
Twelve-year-old J.D. testified by closed circuit that Hernandez repeatedly
and frequently sexually abused her, starting once or twice a month around first
grade and ramping up to two or three times a week by sixth grade. She told the
jury that Hernandez forced her to perform oral sex on numerous occasions,
touched her vagina with his finger or hand multiple times, and attempted to
penetrate her vagina with his penis once. She said she did not have any choice in
what sex acts she had to perform: “He’d just tell me what I would earn doing it.”
When asked what kind of things she “earned,” J.D. explained: “Game currency,
getting out of chores, letting me stay up a little longer with technology.”
J.D. generally could not recall distinct instances of abuse because it
happened so often. She described how Hernandez typically positioned her:
“kneeled over his penis” and “sucking” on it while he was on his back on the bed.
She said he sometimes touched her “boobs” through clothes while she performed
oral sex on him. She remembered the one time he attempted to penetrate her 3
vagina with his penis because it hurt and she “screamed.” And she recalled,
among the multiple occasions he touched her genitals, a time his finger went
“inside of [her] vagina” because it felt “bad,” like “something scratch[ed] the inside.”
The only time she remembered sexual abuse outside the home was an incident
during elementary school when he “made [her] suck on his penis in his truck” after
they “were getting groceries.” J.D. remembered that, before the incident in the
truck, Hernandez told her “he would let [her] play on his phone if [she] would suck
on his penis.”
In J.D.’s words, each incident of abuse stopped “either when [Hernandez]
comed [sic] inside my mouth or if he tried putting his penis inside my vagina, he’d
stop when I screamed in pain.” She described how she could taste “the come”—
the “white stuff that comes out of, like, the penis”—and had to “spit it out on the
floor.” She explained she learned the word “come” from an “adult movie”
Hernandez showed her that depicted “people having sex.”
Although J.D. told a first-grade friend about the abuse when it started, she
didn’t tell any adults until a counselor in middle school asked what was going on
at home that made J.D. feel unwell. When asked why she didn’t tell anyone, J.D.
said: “I didn’t really want [Hernandez] to leave.” She further explained she didn’t
tell her mom about the abuse because Hernandez “told [her] that they were going
to take him away when [she] was younger, which [she] didn’t want to happen.” J.D.
explained at trial that this was also the reason she didn’t mention anything at a
doctor’s visit.
J.D. testified she had “mixed emotions” about Hernandez. There were
things about him she really liked, including that he was “nice,” and she enjoyed the 4
preferential treatment she received when it came to discipline, staying up late,
playing games, and receiving gifts. When the police made Hernandez leave the
family home after she reported the abuse, J.D. felt both sad and angry. She said
she still cared for him as of trial, even though she knew the abuse was wrong.
J.D.’s mother corroborated this, describing J.D. as “very loving towards”
Hernandez and recognizing he played favorites among her children by rewarding
J.D. with toys, gifts, snacks, and video games.
A forensic interviewer from a child protection center testified in generalities
about the dynamics of child sexual abuse. She educated the jury about children
and memory, explaining the differences in recall of one-time events or recurring
events, and the difficulty in isolating details or a sequence of acts within the latter.
As she put it, “kids are not their own timekeepers,” so children sometimes struggle
with “dates and times.” She also told the jury about delayed disclosure and
explained that victims of intrafamilial abuse—a family member abusing a child
within the family—are often afraid to report abuse because they fear losing their
relationship with the offending family member. And she explained there is a
“common misconception” that an abused child “would outwardly show fear” of their
abuser, when in reality children often have mixed feelings “because they love and
trust and are loyal to that family member, that person that’s in their lives, even
though they are being sexually abused by them.”
The forensic interviewer also discussed the concept of “grooming,” which
she defined as “the manipulation of a child victim and their environment, using
different tactics to kind of manipulate that child and the environment to minimize
victim resistance to the abuse, minimize the likelihood that that child is going to 5
disclose the abuse, and then maintain access to the child.” She explained there
are “lots of different ways” offenders groom victims, including normalizing sexual
behavior, showing children pornography, and “special treatment” like gifts, treats,
or extra attention and privileges.
Hernandez testified in his defense at trial and denied abusing J.D.—as he
had previously told police. Also consistent with his police interview, he told the jury
he had no explanation for why J.D. would report he sexually abused her. He said
he agreed with “mostly everything” J.D. testified, other than the abuse. But he
disputed the abuse could have started when J.D. was in first grade, as he was
living out of state for much (but not all) of that school year.
After hearing this testimony, a Polk County jury convicted Hernandez of
three counts of sexual abuse in the second degree (one count each for penis–
vagina, penis–mouth, and finger–vagina contact), class “B” felonies in violation of
Iowa Code section 709.3(1)(b) (2021). The court sentenced Hernandez to three
consecutive terms of twenty-five years in prison, each with a mandatory minimum
of seventeen and one-half years. He appeals.
II. Sufficiency of Evidence
Hernandez first challenges the sufficiency of the evidence, which we review
for correction of errors at law. See State v. Jones, 967 N.W.2d 336, 339
(Iowa 2021). “In determining whether the jury’s verdict is supported by substantial
evidence, we view the evidence in the light most favorable to the State, including
all ‘legitimate inferences and presumptions that may fairly and reasonably be
deduced from the record evidence.’” Id. (citation omitted). 6
Hernandez argues he was entitled to acquittal because “[t]here was no
physical or objective evidence; there was no witness testimony other than that of
J.D., and there was no corroboration to bolster the testimony of J.D.” The
argument we should reverse because there was no corroborating evidence is a
non-starter. For fifty years, Iowa law has rejected the requirement of corroboration
for a sex-offense conviction. See 1974 Iowa Acts ch. 1271 (codified at Iowa Code
§ 782.4 (1975)) (repealing the corroboration requirement in sex offenses and
replacing it with the rape shield law); see also State v. Knox, 536 N.W.2d 735, 742
(Iowa 1995) (en banc) (“The only direct evidence is the complainant’s testimony.
But under today’s law that is sufficient to convict. The law has abandoned any
notion that a rape victim’s accusation must be corroborated.”); Iowa R. Crim.
P. 2.21(3) (“Corroboration of the testimony of victims shall not be required.”). We
reject Hernandez’s claim on this basis.
He goes on to argue that J.D.’s testimony was “unreliable, and therefore
unworthy of a jury’s trust.” But this was for the jury to decide, not for us to second-
guess on a cold record. “It is not our place to resolve conflicts in the evidence, to
pass upon the credibility of witnesses, to determine the plausibility of explanations,
or to weigh the evidence; such matters are for the jury. It is also for the jury to
decide which evidence to accept or reject.” State v. Brimmer, 983
N.W.2d 247, 256 (Iowa 2022) (cleaned up). And most if not all of the arguments
Hernandez advances on appeal—that it’s “incomprehensible” no one else
witnessed the sex abuse, that it’s “inconceivable” J.D. didn’t disclose the abuse
sooner, and that it must not have happened because J.D. and Hernandez had an
otherwise loving relationship—were debunked by expert testimony at trial. A 7
criminal defendant is not entitled to acquittal merely because he wishes the jury
had believed him instead of the victim.
Hernandez’s final argument on sufficiency of the evidence concerns dates
and times. He contends the timeline for abuse reported by J.D.—that it started
when she was six years old or around first grade—conflicts with other testimony
that Hernandez was working out of state most of that year. But our supreme court
has previously rejected the argument that “confusion among the witnesses as to
when this incident occurred fatally undermines the jury’s finding of guilt.” State v.
Laffey, 600 N.W.2d 57, 60 (Iowa 1999). This is because “the State does not have
to elect or prove a date certain in order to prove incest, statutory rape or adultery
as the exact time of the act is not material.” State v. Rankin, 181 N.W.2d 169, 171
(Iowa 1970) (collecting cases). And the rationale for the rule is that “[a] person
should not be able to escape punishment for such a disgusting crime because he
has chosen to take carnal knowledge of an infant too young to testify clearly as to
the time and details of such shocking activity.” Id. at 172. Our court has held
similarly in published decisions. State v. Griffin, 386 N.W.2d 529, 532–33 (Iowa
Ct. App. 1986); see also State v. Brown, 400 N.W.2d 74, 77 (Iowa Ct. App. 1986).
We would also reject Hernandez’s complaint about dates without that precedent,
as the marshaling instructions in this case gave the date range of “[o]n or about a
date between January 1, 2015, and November 17, 2021.” The jury could have
credited testimony that Hernandez was out of state for a year or more of that date
range and still found J.D. testified credibly to three sex acts within the remaining
dates sufficient to support the guilty verdicts. The calendar-based complaints do
not warrant relief. 8
Because the jury was entitled to accept the victim’s testimony, corroboration
was not required, and there was sufficient evidence Hernandez performed sex acts
with the victim during the relevant date range, we reject Hernandez’s challenges
to the sufficiency of the evidence.
III. Confrontation
Hernandez next asserts the district court “erred when it allowed the [victim]
to testify by closed circuit television, in violation of defendant’s right to confront the
witnesses against him.” While this appeal was pending, our supreme court
decided State v. White, 9 N.W.3d 1 (Iowa 2024). There, the court held the Iowa
Constitution requires child victims to be confronted by their abusers, essentially
disallowing at least one-way (and perhaps two-way) closed-circuit testimony that
had long been permitted. White, 9 N.W.3d at 11. The state constitutional decision
in White was a departure from both federal constitutional law and a statute passed
by our General Assembly, both of which permit closed-circuit testimony under
certain circumstances. See Maryland v. Craig, 497 U.S. 836, 855 (1990); Iowa
Code § 915.38 (Supp. 2022). So we must decide whether the question before us
concerns the state constitutional holding of White or the state statute and federal
constitutional holding of Craig. We look first to see whether error was preserved
under the state constitution, then consider the standard of review and merits.
A. Error Preservation
Before trial, the county attorney moved to allow J.D. to testify by closed
circuit, citing section 915.38, Craig, and a few state-court decisions interpreting the
Sixth Amendment. Hernandez resisted, citing section 915.38, Craig, the “Sixth
Amendment to the Federal Constitution,” and state and federal cases interpreting 9
the Sixth Amendment. Argument from both parties at the hearing on the motion
similarly concerned section 915.38, Craig, and state cases interpreting the same.
And, in an order granting the closed-circuit motion, the court entered a ruling that
tracked the language of Craig and statutory elements of section 915.38, without
any reference to the state constitution.
“It is a fundamental doctrine of appellate review that issues must ordinarily
be both raised and decided by the district court before we will decide them on
appeal.” Meier v. Senecaut, 641 N.W.2d 532, 537 (Iowa 2002). We have carefully
reviewed the pleadings and transcripts in this case, and we discern no argument
from Hernandez raising a confrontation argument under the state constitution, nor
was there any ruling from the district court deciding the same. We are a “court for
the correction of errors at law,” Iowa Code § 602.5103(1), and we cannot correct
an “error” the district court never made. Cf. State v. Gomez Medina, 7
N.W.3d 350, 355 (Iowa 2024).
In oral argument before our court, counsel for Hernandez seemed to argue
either that error was preserved by the general references to confrontation in his
pleadings or that he was not required to preserve error because he could only
obtain relief if controlling precedent were overruled in his favor. We are not
persuaded by either contention. Even if we were to generously construe his
pleadings as raising a claim under the state constitution, Hernandez never
obtained a ruling. And even if he had raised a state-constitution claim the district
court overlooked, he did not file the Iowa Rule of Civil Procedure 1.904(2) motion
required to preserve error. See Meier, 641 N.W.2d at 537 (“When a district court
fails to rule on an issue properly raised by a party, the party who raised the issue 10
must file a motion requesting a ruling in order to preserve error for appeal.”).
Hernandez’s argument about the futility of asking to overrule existing case law is
similarly unavailing. Because Hernandez did not raise or obtain a ruling on his
state-constitution clam of error, this case is different than Williams, where the
district court decided a rule-based speedy-trial claim and the State as appellee
argued on appeal the district court was correct even if that required overruling
precedent. See State v. Williams, 895 N.W.2d 856, 859–60, 859 n.2 (Iowa 2017),
superseded on other grounds by Iowa R. Crim. P. 2.33. And last, even if we viewed
error-preservation as a close question—and we don’t—Hernandez did not brief an
Iowa Constitution claim, only citing White and cases about retroactivity in notices
of additional authorities after briefing. This comes too late, and the claim was not
timely raised for our review. See Blomgren v. City of Ottumwa, 227 N.W. 823, 824
(Iowa 1929) (“The errors relied upon for reversal set out in appellant’s original brief
measure its full right of review.”).
We conclude no question relating to the Iowa Constitution is before us, so
our review is confined to contentions under Iowa Code section 915.38 and Craig.
See White, 9 N.W.3d at 11 (“[W]e will continue to view Craig as binding precedent
for purposes of federal rights under the Sixth Amendment to the United States
Constitution.”). In our view, at least for purposes of this case and based upon the
arguments of the parties, the procedures of section 915.38 and the protections of
Craig are one and the same—section 915.38 codifies Craig by statute.
B. Standard of Review
The standard of review is not disputed between the parties and was recently
reaffirmed by the supreme court. “We review the district court’s application of 11
[section] 915.38 for correction of errors at law. Under this standard of review, we
are bound by the district court’s well-supported factual findings but not its legal
conclusions.” Gomez Medina, 7 N.W.3d at 356 (cleaned up). To the extent
Hernandez’s argument is that the Sixth Amendment could provide more protection
than the statute (and we recognize he could not offer any examples of this at oral
argument), “we review de novo the totality of the circumstances.” State v. Rupe,
534 N.W.2d 442, 444 (Iowa 1995).
C. Discussion
In pertinent part, our statute implementing the Sixth Amendment right to
confrontation provides:
Upon its own motion or upon motion of any party, a court may protect a minor, as defined in section 599.1, from trauma caused by testifying in the physical presence of the defendant where it would impair the minor’s ability to communicate, by ordering that the testimony of the minor be taken in a room other than the courtroom and be televised by closed-circuit equipment for viewing in the courtroom. However, such an order shall be entered only upon a specific finding by the court that such measures are necessary to protect the minor from trauma. Only the judge, prosecuting attorney, defendant’s attorney, persons necessary to operate the equipment, and any person whose presence, in the opinion of the court, would contribute to the welfare and well-being of the minor may be present in the room with the minor during the minor’s testimony. The judge shall inform the minor that the defendant will not be present in the room in which the minor will be testifying but that the defendant will be viewing the minor’s testimony through closed-circuit television.
Iowa Code § 915.38(1)(a). In other words, the district court must make a “specific
finding” that closed-circuit testimony is “necessary to protect the minor,” with
specific reference to “trauma caused by testifying in the physical presence of the
defendant where it would impair the minor’s ability to communicate.” Id. This
statutory text, using nearly identical language to Craig, implements that case’s 12
requirement the court find: (1) closed-circuit testimony is “necessary to protect the
welfare of the particular child witness who seeks to testify”; (2) “it is the presence
of the defendant that causes the trauma,” not “the courtroom generally”; and
(3) that the trauma or emotional distress inflicted on the child “is more than de
minimis, i.e., more than mere nervousness or excitement or some reluctance to
testify,” such that it impairs the child’s ability to communicate. 497 U.S. at 855–56
(cleaned up).
The district court held an evidentiary hearing to evaluate the application of
section 915.38 in this case. The record included both live testimony from J.D.’s
therapist and a letter outlining her professional opinion. The letter provided:
I am the therapist of [J.D.] and am writing regarding [J.D.] being able to give her testimony for the case of Mario Hernandez via closed-circuit. I am recommending that [J.D.] be able to do this to have space to adequately share her experience and to avoid further traumatization and/or regression. If [J.D.] is subjected to giving her testimony in front of the defendant, [J.D.] may withdraw or may not be as open with what she shares regarding the defendant. [J.D.] has demonstrated behaviors of withdrawing when she thinks that she is in trouble. [J.D.] has demonstrated magical thinking regarding her former relationship with the defendant and has expressed ambivalent feelings regarding the defendant. [J.D.] may avoid saying anything that would reflect negatively on the defendant due to a sense of loyalty to him. Feelings of fear regarding the defendant have been explored in therapy. [J.D.] has reported that the defendant used coercion and bribery in the past when he has sexually assaulted her. [J.D.] also has reported that she experienced threat of negative repercussions if she did not follow what the defendant expected. Since the sexual abuse occurred, [J.D.] has reported confusion regarding what appropriate boundaries and relationships with adult males look like. [J.D.] needs adults to be able to set and maintain appropriate boundaries as the sexual assault created an experience where an adult that she understood as trustworthy violated her boundaries. This also will assist with [J.D.] rebuilding trust with adults to be able to keep her safe. [J.D.] having additional exposure to her offender could result in regression and setbacks 13
regarding progress that has been made in therapy, including regarding addressing appropriate boundaries.
In testimony, the therapist explained she specialized in working with children and
was certified as a trauma-focused cognitive behavioral therapist. She had been
regularly seeing J.D. in therapy for about ten months as of the hearing.
The therapist testified that, in her professional opinion, she was
recommending closed-circuit testimony based on concerns J.D. expressed about
seeing Hernandez again and the therapist’s professional opinion J.D. “could be
triggered,” “shut[] down,” regress, or not be able to fully communicate if required
to testify in Hernandez’s presence. She also testified regarding child abuse
accommodation syndrome, in which children can retract their statements
concerning abuse in the presence of their abuser. She detailed some of the
grooming behavior Hernandez engaged in during the extended course of sexual
abuse—like buying J.D. snacks, being more lenient with her than her siblings, and
treating her as his “favorite”—and how these can lead to “trauma” that does not
manifest as the type of fearful behavior people might expect. For example, the
therapist explained that sometimes trauma manifests as “identifying with the
aggressor,” similar to Stockholm Syndrome. She also recounted how J.D. told her
Hernandez used “coercion” and “bribery” during the course of the abuse. Based
on the totality of the grooming and family dynamics, the therapist described how
there was a “trauma bond” between Hernandez and J.D., in which J.D. sought to
please Hernandez throughout the cycle of affection and abuse.
The therapist answered “yes” when asked if she had concerns J.D. would
be “traumatized by the presence of the defendant.” She described how J.D. had 14
“magical thinking” in part due to the grooming and agreed that in-person testimony
could “trigger long-term harm or trauma.” The therapist explained in-person
testimony could undermine J.D.’s sense of safety, which would set her progress
back and harm her ability to “address the trauma that’s occurred” through the
abuse. When asked if the trauma or communication difficulties inflicted by
testifying in-person would be more than general nervousness, the therapist said
“yes” and explained that J.D. may falsely recant the abuse allegations even though
it happened. And she noted that, since the time of depositions, J.D. had regressed
and “been more irritable.”
On cross-examination, the therapist was asked if the trauma she was
describing related to J.D. was the same as any other child who testifies in court,
and the therapist responded that she “disagree[d]” because J.D. testifying in front
of her abuser could be a “trigger.” The therapist admitted she “can’t predict the
future” but stuck by her recommendation for closed-circuit testimony and her
professional opinion that in-person testimony would likely be traumatic for J.D.,
even if it manifested in a way other than fear. She also testified that, although
Hernandez may not communicate directly with J.D. because of the criminal
no-contact order, she was still concerned about coercion by “having him in the
room” as “there could be subtle tricks, subtle facial movements that anyone else
may not be aware of, but because of the former relationship, [J.D.] may be.”
After hearing testimony and receiving the letter and the therapist’s
curriculum vitae, the district court entered the following order:
After hearing in this matter and over the resistance of [Hernandez], the Court grants the State’s request that the child witness in this matter testify by closed circuit means. 15
The Court finds that the evidence demonstrates that it is necessary to protect the child witness from trauma. Expert testimony at the hearing in this matter provided sufficient proof that the child witness in this matter would suffer trauma if the witness testified in the personal presence of [Hernandez].
At trial, J.D. testified by closed circuit using what the court described as the
“standard procedure” for the county—with counsel, the judge, the court reporter,
and J.D. in a deposition room and Hernandez in the courtroom.1
Hernandez argues the record was insufficient to support the district court’s
fact-findings. Much of Hernandez’s attack on appeal is that he characterizes the
therapist’s testimony as speculative or lacking specificity. We disagree.
Hernandez did not offer any competing expert testimony, and we are not convinced
his cross-examination of the therapist meaningfully undermined any of her
opinions. Expert testimony is almost always the province of probabilities rather
than absolute certainties, and we discern no error in the district court accepting the
therapist’s testimony, which was made with “a reasonable degree of professional
mental health certainty.” And we think, contrary to Hernandez’s claim, there were
quite a few specifics both in the therapist’s letter and her testimony—including
references to J.D.’s “ambivalent feelings,” Hernandez grooming her, her difficulties
with appropriate boundaries, and the risks of regression or even recantation. As
demonstrated in our lengthy recitation of the facts from the evidentiary hearing, we
find substantial evidence supports the district court’s findings of fact. And, to the
1 There is some ambiguity in the record as to whether the closed-circuit testimony
in this case was one-way or two-way. Because this case concerns section 915.38 and Craig, rather than the Iowa Constitution, that distinction does not matter. See White, 9 N.W.3d at 10 (noting federal law permits one-way closed-circuit video). 16
extent constitutional concerns are in play, our independent review confirms this
record satisfies the statute and Craig.
Trauma wears many masks, and its manifestations are not limited to
outward expressions of fear. The record established that not every abused child
expresses fear of their abuser, and J.D.’s therapist opined that J.D. testifying in
Hernandez’s physical presence could be a psychological or traumatic “trigger” in
other ways. This opinion was grounded in facts relating to J.D.’s statements about
Hernandez, her behavior after the deposition, Hernandez’s history of grooming
J.D. to manipulate and coerce her behavior, and the risk that nonverbal cues
through his physical presence could traumatize J.D. and affect her testimony.
While there is little or no record evidence J.D. might fear overt violence or
physically retreat from Hernandez, we conclude the therapist’s testimony that J.D.
could “withdraw,” might not fully communicate, and may even recant the
allegations amounts to “trauma” within the scope of the statute. And we find the
“trauma bond” between J.D. and Hernandez; her “magical thinking” and desire to
please him; as well as the risk of regression, setback, or “long-term harm or
trauma” caused by in-person testimony were all legitimate child-welfare concerns
protected by section 915.38. The district court did not err in finding the statute was
satisfied.
Our conclusion on this question is in line with our past decisions. For
example, we have previously affirmed use of closed-circuit testimony without any
testimony from a therapist or other expert witness. See State v. Mosley,
No. 01-1118, 2002 WL 985697, at *1 (Iowa Ct. App. May 15, 2002). So we would
be hard-pressed to say, as a matter of law, the district court erred in crediting the 17
qualified expert witness here. We have also recognized that difficulties in
communication due to an abuse victim’s “detached state” were sufficient to satisfy
the statute and Craig. See State v. Bailey, No. 01-0955, 2002 WL 31308238,
at *2–3 (Iowa Ct. App. Oct. 16, 2002). So too for the risk an abuse victim “might
potentially shut down” when facing their abuser in court. See State v. McDonnell,
No. 08-0798, 2009 WL 1492839, at *3–5 (Iowa Ct. App. May 29, 2009). And for
another child who “love[d] and would like to see” her abuser again, despite the
abuse. See State v. Pantaleon, No. 15-0129, 2016 WL 740448, at *4 (Iowa Ct.
App. Feb. 24, 2016). On the other end of the spectrum, the treating therapist’s
testimony here is distinguishable from our unpublished decision in State v.
Richards, a State’s appeal where an expert testified “generally about what children
who are abused go through” and never offered opinions particular to the child in
that case. No. 07-0916, 2008 WL 2042615, at *3 (Iowa Ct. App. May 14, 2008).
Bottom line, our precedent supports the district court’s closed-circuit order.
Our review confirms the district court’s fact-findings were supported by
substantial evidence, and we are convinced the trauma and emotional distress
disclosed in this record—which reflects an unhealthy bond, a risk of psychological
regression, and the danger of recantation or coerced testimony—is sufficient to
satisfy Iowa Code section 915.38 and federal case law. We affirm the district
court’s closed-circuit ruling based on the evidentiary record and specifics offered
by J.D.’s therapist.
IV. Disposition
We hold Hernandez’s convictions were supported by substantial evidence
because the jury was permitted to credit the victim’s description of the abuse, Iowa 18
law does not require corroboration of victim testimony, and we do not
second-guess a jury’s verdict based on debunked arguments about the dynamics
of child sexual abuse. We also conclude Hernandez’s statutory and federal
constitutional rights were not violated by the victim’s closed-circuit testimony, as
trauma wears many masks and the district court’s findings were supported by
evidence of the child’s “trauma bond” and “magical thinking” toward her abuser.
AFFIRMED.
All judges concur except Badding, J., specially concurs. 19
BADDING, Judge (concurring specially).
I concur in the opinion of the court. But I write separately to state that this
case should not be used as a blueprint for the evidence that is needed to meet the
requirements of Iowa Code section 915.38(1)(a) (Supp. 2022) and Maryland v.
Craig, 497 U.S. 836, 855–56 (1990). As the United States Supreme Court
emphasized in Crawford v. Washington, an accused’s right “to be confronted with
the witnesses against him” under the Sixth Amendment’s Confrontation Clause is
a “bedrock procedural guarantee” that applies to both federal and state
prosecutions. 541 U.S. 36, 42 (2004); see also State v. White, 9 N.W.3d 1, 7–8
(Iowa 2024) (discussing the fundamental role that the face-to-face confrontation
right in the Sixth Amendment has played in judicial proceedings). While the “face-
to-face confrontation requirement is not absolute” under the federal constitution,
that “does not, of course, mean that it may easily be dispensed with.” Craig, 497
U.S. at 850.
To satisfy the Craig test, and our statute implementing that test, there must
be “case-specific” findings that closed-circuit testimony “is necessary to protect the
welfare of the particular child witness who seeks to testify.” Id. at 855 (emphasis
added); see also Iowa Code § 915.38(1)(a) (“[S]uch an order shall be entered only
upon a specific finding by the court that such measures are necessary to protect
the minor from trauma.”). The therapist here spoke mostly in generalities, leaving
us to fill in the blanks with inferences from her statements to get to the requisite
finding of necessity.
For instance, at the hearing on the State’s motion, the therapist talked about
child sexual abuse accommodation syndrome but did not state whether J.D. 20
suffered from that syndrome or any other mental-health diagnosis. She referenced
“a study that has stated that oftentimes children . . . retract[] [their] statements” in
response to sexual abuse, but she stopped short of explaining what that study
suggests about J.D.’s case. Cf. State v. Gomez Medina, 7 N.W.3d 350, 356–57
(Iowa 2024) (finding closed-circuit testimony was necessary based in part on a
therapist’s testimony that the victim suffered from anxiety, depression, and post-
traumatic stress disorder).
The therapist’s testimony about the trauma the child would suffer from
testifying in Hernandez’s presence was similarly obscure. The prosecutor asked
if the therapist had any concerns about the child’s truthfulness if required to testify.
The therapist answered, “Yes, I would have concerns based off of my client’s
responses when she’s felt like she has gotten in trouble before with withdrawing or
shutting down. So not being able to provide as open communication in regards to
testimony.” When asked for examples of what that looks like, the therapist replied,
“She will get quieter, will not be as talkative as she usually is, and appears tearful.”
Cf. State v. Nuno, No. 17-1963, 2019 WL 1486399, at *2 (Iowa Ct. App. Apr. 3,
2019) (noting a child who was permitted to testify by closed-circuit television
suffered from a “complex trauma history” that her counselor testified would prevent
her from verbalizing her allegations and result in the child becoming “flooded with
trauma symptoms,” experience “difficulty with regulating herself,” and make her
presenting symptoms more severe). Later, on cross-examination, the therapist
agreed that the child withdrawing was not specifically related to Hernandez: “It
would be any time that she gets in trouble.” Cf. Craig, 497 U.S. at 856 (“The trial
court must also find that the child witness would be traumatized, not by the 21
courtroom generally, but by the presence of the defendant.”). And while the
therapist testified that the child was more irritable after a deposition and “concerns
[were] expressed regarding boundaries,” she did not expand on what those
concerns were. The therapist also failed to explain what Hernandez’s presence
would “trigger,” instead simply testifying: “I have concerns that she could be
triggered by his presence.”
Despite this vague testimony, the therapist did answer yes when asked
whether each Craig requirement was present. She also talked about the child’s
“trauma bond” with Hernandez, its effect on the child’s ability to testify in
Hernandez’s presence, and her concern that the child could regress if she testified
without the closed-circuit protections. Reading between the lines, this testimony
was just enough to satisfy section 915.38(1) and Craig. In reaching this
conclusion, I agree with my colleagues that trauma wears many masks beyond
outward expressions of fear. But more should be presented in the future to ensure
that the Craig exception does not “swallow[] the constitutional rule.” Marx v. Texas,
120 S.Ct. 574, 575 (1999) (Mem.) (Scalia, J., dissenting from denial of certiorari);
see also Danner v. Kentucky, 119 S.Ct. 529, 530 (1998) (Mem.) (Scalia, J.,
dissenting from denial of certiorari) (“It is a dangerous business to water down the
confrontation right so dramatically merely because society finds the charged crime
particularly reprehensible. Indeed, the more reprehensible the charge, the more
the defendant is in need of all constitutionally guaranteed protection for his
defense.”).