IN THE COURT OF APPEALS OF IOWA
No. 17-1301 Filed November 7, 2018
STATE OF IOWA, Plaintiff-Appellee,
vs.
KENNETH OSBORNE ARY, Defendant-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Polk County, Lawrence P. McLellan,
Judge.
The defendant challenges his three convictions for delivery of a controlled
substance (crack cocaine). AFFIRMED.
Thomas Hurd of Glazebrook, Greenberg & Hurd, LLP, Des Moines, for
appellant.
Thomas J. Miller, Attorney General, and Kevin R. Cmelik, Israel J. Kodiaga,
and Kelli Huser (until withdrawal), Assistant Attorneys General, for appellee.
Considered by Potterfield, P.J., and Bower and McDonald, JJ. 2
POTTERFIELD, Presiding Judge.
Kenneth Ary appeals his three convictions for delivery of a controlled
substance (crack cocaine). He maintains the district court erred on remand when
it denied his second motion for new trial. Additionally, he argues the judge on
remand, who was the same judge that presided over his trial, should have granted
his motion to recuse.
I. Background Facts and Proceedings.
In 2013, Ary was charged by trial information with three counts delivery of
a controlled substance (crack cocaine).
Following a multiple-day jury trial in June 2014, Ary was found guilty of each
of the three charges. Ary stipulated to his status both as second or subsequent
offender and an habitual offender. Applying the corresponding enhancements, the
district court sentenced him to three consecutive twenty-one year sentences.
Ary filed a direct appeal of his conviction, in which he challenged, among
other things, the district court’s denial of his motion for mistrial based upon
inflammatory comments by a prospective juror during voir dire. A panel of our
court determined Ary’s constitutional right to an impartial jury was violated,
reversed Ary’s convictions, and remanded for a new trial. See State v. Ary, No.
14-1112, 2015 WL 4935612, at *9–10 (Iowa Ct. App. Aug. 19, 2015).
Our supreme court granted the State’s application for further review and
ruled that Ary had not been deprived of an impartial jury. See State v. Ary, 877
N.W.2d 686, 691 (Iowa 2016). However, the supreme court determined the district
court applied the wrong standard in considering Ary’s motion for new trial and
remanded to the district court to “apply the weight-of-the-evidence standard to rule 3
on the motion for new trial on the ground the verdicts were contrary to the weight
of the evidence.” Id. at 707.
On remand, before the district court considered Ary’s motion for new trial,
Ary filed a motion urging the judge on remand, who was the same judge who
presided over the trial, to recuse himself. The district court denied the motion to
recuse and ultimately denied the motion for new trial.
Ary appeals.
II. Discussion.
Ary maintains the district court should have granted his motion for new trial
because the weight of the evidence was contrary to the verdict. Additionally, he
challenges the district court’s denial of his motion to recuse.
1. Weight of the Evidence.
Ary maintains the district court abused its discretion in denying his motion
for new trial based on the weight of the evidence. Ary claims the district court’s
ruling should be reversed because it “failed to identify any grounds for its decision”
and “did not make findings as to the issues Mr. Ary raised in support of his motion
for new trial.” Alternatively, Ary also claims the district court’s ruling should be
reversed because the weight of the evidence does not support the jury’s verdicts.
In State v. Maxwell, 743 N.W.2d 185, 192 (Iowa 2008), our supreme court
was asked to review the district court’s denial of the defendant’s motion for new
trial based on the weight of the evidence. In denying the motion in Maxwell, the
district court stated in its entirety, “On February 2, 2006, the Defendant by and
through his Counsel has brought before the Court a Motion for Judgment of
Acquittal and Motion for New Trial. The Court after reviewing the file hereby 4
DENIES the Defendant’s Motion for Judgment of Acquittal and Motion for New
Trial.” 743 N.W.2d at 192. The defendant argued the district court had erred in its
ruling by failing to state adequate reasons on the record for a reviewing court to
ascertain the court’s reason for denying the motion. Id. Our supreme court
reiterated that “[w]hen making a ruling on a motion for new trial, the trial court
should state the reasons for its ruling.” Id. However, the supreme court did not
find that the failure to do so was reversible error. Id. Rather, the supreme court
determined it could review the district court’s ruling, as
the issue of whether the verdict was contrary to the weight of the evidence was the only issue the court needed to decide to determine whether [the defendant] was entitled to a new trial. In denying [the defendant’s] motion, the district court must have found the jury’s guilty verdict was not contrary to the weight of the evidence.
Id. at 193. Here, the district court distilled Ary’s arguments against the weight of
the evidence before reciting approximately four pages of facts that could be found
from the evidence submitted at trial. Only after the lengthy recounting, the district
court ruled:
When the court reviews all of the evidence presented to the jury including the discrepancies or inconsistencies that Ary highlights and the factors bearing on the witnesses’ credibility, the court finds that the greater weight of the evidence supports the verdicts of guilty rendered by the jury versus Ary’s argument . . . . Consequently, the court must deny Ary’s motion for new trial.
The court’s ruling here contains more details about the evidence than the district
court’s ruling in Maxwell; even if it had not, the holding in Maxwell demonstrates
that a court’s failure to state specific findings as to the weight of the evidence and
credibility is not automatically a reversible error. 5
Next, we consider Ary’s alternative argument that the district court abused
its discretion in denying his motion for new trial because the weight of the evidence
is contrary to the jury’s verdicts. We “review the record to determine whether a
proper basis exists to affirm the district court’s denial of [the defendant’s] motion
for new trial.” Id. “In doing so, we review the trial court’s ruling for an abuse of
discretion.” Id.; see also State v. Neiderbach, 837 N.W.2d 180, 211–12 (Iowa
2013) (citing United States v. Ashworth, 836 F.2d 260, 260 (6th Cir. 1988) for the
proposition that appellate court neither sits to judge credibility of witnesses nor to
reweigh the evidence; rather appellate court is limited to examining evidence
produced at trial to determine whether the district court’s determination that the
evidence does or does not preponderate heavily against the verdict is a clear and
manifest abuse of discretion).
Ary maintains the district court abused its discretion when it denied his
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IN THE COURT OF APPEALS OF IOWA
No. 17-1301 Filed November 7, 2018
STATE OF IOWA, Plaintiff-Appellee,
vs.
KENNETH OSBORNE ARY, Defendant-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Polk County, Lawrence P. McLellan,
Judge.
The defendant challenges his three convictions for delivery of a controlled
substance (crack cocaine). AFFIRMED.
Thomas Hurd of Glazebrook, Greenberg & Hurd, LLP, Des Moines, for
appellant.
Thomas J. Miller, Attorney General, and Kevin R. Cmelik, Israel J. Kodiaga,
and Kelli Huser (until withdrawal), Assistant Attorneys General, for appellee.
Considered by Potterfield, P.J., and Bower and McDonald, JJ. 2
POTTERFIELD, Presiding Judge.
Kenneth Ary appeals his three convictions for delivery of a controlled
substance (crack cocaine). He maintains the district court erred on remand when
it denied his second motion for new trial. Additionally, he argues the judge on
remand, who was the same judge that presided over his trial, should have granted
his motion to recuse.
I. Background Facts and Proceedings.
In 2013, Ary was charged by trial information with three counts delivery of
a controlled substance (crack cocaine).
Following a multiple-day jury trial in June 2014, Ary was found guilty of each
of the three charges. Ary stipulated to his status both as second or subsequent
offender and an habitual offender. Applying the corresponding enhancements, the
district court sentenced him to three consecutive twenty-one year sentences.
Ary filed a direct appeal of his conviction, in which he challenged, among
other things, the district court’s denial of his motion for mistrial based upon
inflammatory comments by a prospective juror during voir dire. A panel of our
court determined Ary’s constitutional right to an impartial jury was violated,
reversed Ary’s convictions, and remanded for a new trial. See State v. Ary, No.
14-1112, 2015 WL 4935612, at *9–10 (Iowa Ct. App. Aug. 19, 2015).
Our supreme court granted the State’s application for further review and
ruled that Ary had not been deprived of an impartial jury. See State v. Ary, 877
N.W.2d 686, 691 (Iowa 2016). However, the supreme court determined the district
court applied the wrong standard in considering Ary’s motion for new trial and
remanded to the district court to “apply the weight-of-the-evidence standard to rule 3
on the motion for new trial on the ground the verdicts were contrary to the weight
of the evidence.” Id. at 707.
On remand, before the district court considered Ary’s motion for new trial,
Ary filed a motion urging the judge on remand, who was the same judge who
presided over the trial, to recuse himself. The district court denied the motion to
recuse and ultimately denied the motion for new trial.
Ary appeals.
II. Discussion.
Ary maintains the district court should have granted his motion for new trial
because the weight of the evidence was contrary to the verdict. Additionally, he
challenges the district court’s denial of his motion to recuse.
1. Weight of the Evidence.
Ary maintains the district court abused its discretion in denying his motion
for new trial based on the weight of the evidence. Ary claims the district court’s
ruling should be reversed because it “failed to identify any grounds for its decision”
and “did not make findings as to the issues Mr. Ary raised in support of his motion
for new trial.” Alternatively, Ary also claims the district court’s ruling should be
reversed because the weight of the evidence does not support the jury’s verdicts.
In State v. Maxwell, 743 N.W.2d 185, 192 (Iowa 2008), our supreme court
was asked to review the district court’s denial of the defendant’s motion for new
trial based on the weight of the evidence. In denying the motion in Maxwell, the
district court stated in its entirety, “On February 2, 2006, the Defendant by and
through his Counsel has brought before the Court a Motion for Judgment of
Acquittal and Motion for New Trial. The Court after reviewing the file hereby 4
DENIES the Defendant’s Motion for Judgment of Acquittal and Motion for New
Trial.” 743 N.W.2d at 192. The defendant argued the district court had erred in its
ruling by failing to state adequate reasons on the record for a reviewing court to
ascertain the court’s reason for denying the motion. Id. Our supreme court
reiterated that “[w]hen making a ruling on a motion for new trial, the trial court
should state the reasons for its ruling.” Id. However, the supreme court did not
find that the failure to do so was reversible error. Id. Rather, the supreme court
determined it could review the district court’s ruling, as
the issue of whether the verdict was contrary to the weight of the evidence was the only issue the court needed to decide to determine whether [the defendant] was entitled to a new trial. In denying [the defendant’s] motion, the district court must have found the jury’s guilty verdict was not contrary to the weight of the evidence.
Id. at 193. Here, the district court distilled Ary’s arguments against the weight of
the evidence before reciting approximately four pages of facts that could be found
from the evidence submitted at trial. Only after the lengthy recounting, the district
court ruled:
When the court reviews all of the evidence presented to the jury including the discrepancies or inconsistencies that Ary highlights and the factors bearing on the witnesses’ credibility, the court finds that the greater weight of the evidence supports the verdicts of guilty rendered by the jury versus Ary’s argument . . . . Consequently, the court must deny Ary’s motion for new trial.
The court’s ruling here contains more details about the evidence than the district
court’s ruling in Maxwell; even if it had not, the holding in Maxwell demonstrates
that a court’s failure to state specific findings as to the weight of the evidence and
credibility is not automatically a reversible error. 5
Next, we consider Ary’s alternative argument that the district court abused
its discretion in denying his motion for new trial because the weight of the evidence
is contrary to the jury’s verdicts. We “review the record to determine whether a
proper basis exists to affirm the district court’s denial of [the defendant’s] motion
for new trial.” Id. “In doing so, we review the trial court’s ruling for an abuse of
discretion.” Id.; see also State v. Neiderbach, 837 N.W.2d 180, 211–12 (Iowa
2013) (citing United States v. Ashworth, 836 F.2d 260, 260 (6th Cir. 1988) for the
proposition that appellate court neither sits to judge credibility of witnesses nor to
reweigh the evidence; rather appellate court is limited to examining evidence
produced at trial to determine whether the district court’s determination that the
evidence does or does not preponderate heavily against the verdict is a clear and
manifest abuse of discretion).
Ary maintains the district court abused its discretion when it denied his
motion for new trial; he asserts the weight of the evidence does not support his
three convictions for delivery of crack cocaine because (1) the confidential
informant was not credible, (2) there was not adequate testimony offered about the
search of the confidential informant’s vehicle before and after the controlled buys,
(3) officers who watched the controlled buys did not see the actual trade of drugs
for money, and (4) none of the money used in the controlled buys was found in
Ary’s home when the search warrant was executed.
Ary is not incorrect that the testimony of the confidential informant (CI) and
the testimony of police officers differed as to how much the CI was paid for his
assistance. There was also some discrepancy in the testimony of the CI and the
officers regarding where the CI was sitting or standing during the time he was 6
searched by officers and during the time his vehicle was searched—before and
after the controlled buys took place. However, this does not convince us the district
court abused its discretion in denying Ary’s motion for new trial. The CI’s testimony
about the controlled buys generally matched the testimony of the officers who
surveilled the controlled buys on September 5, September 11, and October 4. The
CI’s person and vehicle were searched before each buy. The CI then met with Ary
at Ary’s home—although one buy was moved by Ary at the last minute and
ultimately took place approximately one block from his home—while officers
observed the Ary meet and the CI, Ary extend his hand into the CI’s vehicle, and
then leave. According to at least one officer’s testimony, Ary’s extension of his
hand and arm into the CI’s vehicle is “consistent with hand-to-hand, street-level
sale of crack cocaine.”
Ary claims that the crack cocaine the CI turned over to officers after each
controlled buy could have already been in his car, as the officer who conducted
the search of the vehicle before two of the controlled buys did not testify. But both
the CI and the other officer who was present before the controlled buys testified
the vehicle was searched. And officers followed the CI to and from the buys; there
was no testimony at trial regarding moves taken by the CI that could be understood
as him retrieving drugs from hiding spots in his vehicle.
Moreover, when officers executed a search warrant of Ary’s home on
October 7, a number of the items found and recovered corroborate his selling of
drugs, including a working digital scale, which appeared to have crack cocaine
residue on it; a large number of “cut, torn, knotted baggies, which is the leftover
portion of when you package your controlled substance, namely crack cocaine”— 7
both near the digital scale and elsewhere in the home; and four separate bundles
of cash: $1323 in Ary’s pocket, $400 in the bedroom closet, $1068 in a safe in the
bedroom, and $7000 taped to the back of the nightstand drawer in the bedroom.
Although none of the money recovered from the home matched the serial numbers
of cash given to the CI to use in the controlled buys, two of the buys had taken
place about one month earlier. And an officer testified, “We know that in the illegal
narcotics business, the same bills and the same money can change hands multiple
times in a very quick time.”
“In deciding whether to grant a new trial on [the weight-of-the-evidence
ground], the trial court has wide discretion, but must exercise the discretion to grant
a new trial ‘carefully and sparingly.’” State v. Taylor, 689 N.W.2d 116, 134 (Iowa
2004) (citation omitted). We cannot say the district court abused its discretion here
in denying Ary’s motion for new trial.
2. Motion to Recuse.
In October 2016, Ary filed a pro se motion asking the judge to recuse
himself. In support of his request, Ary claimed that the judge, who had used the
incorrect standard when deciding Ary’s first motion for new trial, “would be more
focused on the same standards he used in error than the standards that should
have been used.” Additionally, Ary stated, “I also strongly feel that there would be
a severe ‘conflict of interest’ with [the same judge] rehearing my case because of
previous errors incurred [sic].”
Following a combined hearing on a number of motions, including the motion
to recuse, the district court denied Ary’s motion. In its written order, the court did 8
not provide a reason for denying it, stating only, “The court stated on the record its
reasons for denying the motion to recuse.”
It is unclear if the hearing on the motion was reported. The court’s
statement in the order in combination with defense counsel’s motion—filed only
eight days later—asking for the transcript of the hearing to be completed at the
State’s expense leads us to believe it was. However, our record does not contain
any filing from a court reporter who reported the hearing, and no transcript of the
proceeding was ever admitted into the record.
Ary asks us to find the district court abused its discretion when it denied his
motion to recuse. See State v. Millsap, 704 N.W.2d 426, 432 (Iowa 2005)
(providing the standard of review for a judge’s recusal decision is for an abuse of
discretion). But nothing in the record before us allows us to review the court’s
decision. And Ary bears the burden to provide us with the necessary record. See
In re F.W.S., 698 N.W.2d 134, 135 (Iowa 2005) (“It is the appellant’s duty to provide
a record on appeal affirmatively disclosing the alleged error relied upon.”).
Whether the hearing was reported does not affect Ary’s burden. See Iowa R. App.
P. 6.806(1) (allowing for the preparation of a “statement of the proceedings . . . to
create a record of a hearing or trial for which a transcript is unavailable” if it is
necessary to complete the record on appeal).
Because we “may not speculate as to what took place or predicate error on
such speculation,” we must affirm the decision of the district court regarding Ary’s
motion to recuse. F.W.S., 698 N .W.2d at 135, 136.
III. Conclusion. 9
The district court issued a sufficiently detailed order denying the motion for
new trial and did not abuse its discretion in denying Ary’s motion for new trial based
on the weight of the evidence. Because we do not have the proper record before
us, we are unable to review Ary’s challenge the district court’s denial of his motion
to recuse. We affirm.
AFFIRMED.