State of Iowa v. Johnnathan Monroe Frencher

873 N.W.2d 281, 2015 Iowa App. LEXIS 1243, 2015 WL 9911436
CourtCourt of Appeals of Iowa
DecidedJune 24, 2015
Docket14-1021
StatusPublished
Cited by43 cases

This text of 873 N.W.2d 281 (State of Iowa v. Johnnathan Monroe Frencher) is published on Counsel Stack Legal Research, covering Court of Appeals of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Iowa v. Johnnathan Monroe Frencher, 873 N.W.2d 281, 2015 Iowa App. LEXIS 1243, 2015 WL 9911436 (iowactapp 2015).

Opinion

McDonald, j.

Defendant Johnnathan Frencher claims his plea counsel provided constitutionally ineffective representation by failing to object to the prosecutor’s alleged breach of the parties’ plea agreement. We review claims of ineffective assistance of counsel de novo. See State v. Straw, 709 N.W.2d 128, 133 (Iowa 2006). Ordinarily, ineffective-assistance-of-counsel claims are preserved for postconviction relief actions. See State v. Mulder, 313 N.W.2d 885, 890 (Iowa 1981). Where, as here, the record is sufficient to evaluate the merits- of the claim, the matter may be resolved on direct appeal. See' Iowa Code § 814.7(2); State v. Johnson, 784 N.W.2d 192, 198 (Iowa 2010). On de novo review, we con-elude that Frencher failed to establish that the prosecutor breached the parties’ plea agreement and, as a consequence, that his counsel rendered constitutionally deficient legal representation.

Frencher was charged by trial information with possession of a controlled substance (marijuana) with intent to deliver, in violation ■ of Iowa Code section 124.401(l)(d) (2013), and carrying a concealed weapon, in. violation of section 724.4(1). The parties .entered into a plea agreement: Frencher agreed to. plead guilty to the possession charge without any sentencing enhancement, the State agreed to dismiss the weapons charge, and the parties would jointly recommend a suspended sentence with probation. At the timé of. sentencing, the prosecutor recommended a “suspended sentence with probation.” Although the parties jointly recommended a suspended sentence, the district court granted Frencher a deferred judgment, placed him on probation for five years, and ordered placement in the Fort Des Moines residential facility when space became available. Subsequently, the defendant filed a motion to correct illegal sentence, arguing that placement in a residential facility was an unlawful condition of a deferred judgment. The district court granted the motion, vacated the' pri- or order, convicted the defendant of the possession charge, sentenced the defendant to five years’ incarceration, suspended the sentence, placed the defendant on probation for five years, and ordered placement at the Fort Des Moines residential facility. Frencher timely filed this appeal.

Frencher claims that his Sixth Amendment right to the assistance of counsel was violated when his counsel failed to object to the prosecutor’s alleged breach of the plea agreement. Specifically, Frencher *284 contends the prosecutor emphasized negative-information regarding Frencher during the initial sentencing proceeding, which effectively undercut the recommendation for a suspended sentence.

To establish a claim of ineffective assistance of counsel, the defendant must establish that trial counsel failed to perform an essential duty and that this failure resulted in prejudice. See Straw, 709 N.W.2d at 133 (citing Strickland v. Washington, 466 U.S. 668, 687-88, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984)). The claim fails if the defendant is unable to establish either element. See State v. Fountain, 786 N.W.2d 260, 265-66 (Iowa 2010). If the State breaches a plea agreement, defense counsel breaches an essential duty by failing to object to the breach or otherwise take remedial action. See State v. Bearse, 748 N.W.2d 211, 217 (Iowa 2008). To establish prejudice, Frencher must demonstrate that the outcome of the sentencing proceeding would have been different. See State v. Fannon, 799 N.W.2d 515, 523 (Iowa 2011). This does not necessarily require the defendant to establish he would have received a different sentence. See id. Instead, the outcome would have been different because the defendant would have been entitled to withdraw his guilty plea or be resentenced in an untainted proceeding, See State v. Carrillo, 597 N.W.2d 497, 501 (Iowa 1999).

As a general rule, defense counsel has no duty to raise an issue that is-without merit. See Fannon, 799 N.W.2d at 520. “We, therefore, first consider whether the State breached the plea agreement during the sentencing hearing.” Id. In the absence of a breach, defense counsel had no reason or duty to object to the prosecutor’s remarks. When the plea agreement calls for the State to make a sentencing recommendation to the court “mere technical compliance is inadequate; the State must comply with the spirit of the agreement as well.” State v. Horness, 600 N.W.2d 294, 296 (Iowa 1999).

A fundamental component of plea bargaining is the prosecutor’s obligation to comply with a promise to make a sentencing recommendation by doing more than simply informing the court of the promise the State has made to the defendant with respect to sentencing. The State must actually fulfill the promise. Where the State has promised to “recommend” a particular sentence, we have looked to the common definition of the word “recommend” and required
the prosecutor to present the recommended sentence with his or her approval, to commend the sentence to the court, and to otherwise indicate to the court that the recommended sentence is supported by the State and worthy of the court’s acceptance.

Bearse, 748 N.W.2d at 215-16.

The relevant inquiry in determining whether the prosecutor breached the plea agreement is whether the prosecutor acted contrary to the common purpose of the plea agreement and the justified expectations of the defendant and thereby effectively deprived the defendant of the benefit of the bargain. See Fannon, 799 N.W.2d at 522 (noting counsel has a duty to ensure the defendant receives the “benefit of the agreement”). Where the State technically complied with the agreement by explicitly recommending the agreed-upon sentence but expressed material reservations regarding the plea agreement or sentencing recommendation, it can be fairly said the State deprived the defendant of the benefit of the bargain and breached the plea agreement. See United States v. Cachucha, 484 F.3d 1266, 1270-71 (10th Cir.2007) (“While a prosecutor normally need not present promised recommendations to the court with any particular de *285 gree of enthusiasm, it is improper for the prosecutor to inject material reservations about the agreement to which the government has committed itself.”).

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Bluebook (online)
873 N.W.2d 281, 2015 Iowa App. LEXIS 1243, 2015 WL 9911436, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-iowa-v-johnnathan-monroe-frencher-iowactapp-2015.