IN THE COURT OF APPEALS OF IOWA
No. 18-0446 Filed January 23, 2019
STATE OF IOWA, Plaintiff-Appellee,
vs.
HAROLD LATHROP, Defendant-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Marshall County, Kim M. Riley,
District Associate Judge.
A defendant appeals his sentence and restitution order after pleading guilty
to theft and driving while barred. AFFIRMED.
Mark C. Smith, State Appellate Defender, and Ashley Stewart, Assistant
Appellate Defender, for appellant.
Thomas J. Miller, Attorney General, and Kyle P. Hanson, Assistant Attorney
General, for appellee.
Considered by Tabor, P.J., and Mullins and Bower, JJ. 2
TABOR, Presiding Judge.
Harold Lathrop challenges his sentence for second-degree theft and driving
while barred. First, he contends the district court did not provide sufficient reasons
for the sentence imposed. Second, he argues the district court abused its
discretion by holding him responsible for an unknown amount of restitution without
determining he had the reasonable ability to pay. Because the district court gave
effect to the parties’ plea agreement when imposing the sentence and had not yet
issued the final plan of restitution, we affirm.
I. Facts and Prior Proceedings
Lathrop faced criminal charges for writing an insufficient-funds check to
Menards and driving his truck to pick up the merchandise without a valid license.
After reaching an agreement with the State, Lathrop pleaded guilty to second-
degree theft and driving while barred. In exchange, the State dismissed several
less serious charges and recommended terms of imprisonment, fines, costs, and
restitution. During the plea hearing, the court heard the negotiated provisions and
ensured the parties’ assent to the terms. Consistent with those terms, the court
imposed indeterminate two-year and five-year prison sentences to run
concurrently.
In a February 2018 judgment entry, the court ordered Lathrop to pay victim
restitution of $1137.16, court costs including correctional fees “as certified by the
Sheriff,”1 and court-appointed attorney fees. In the judgment entry, the court did
not determine Lathrop’s reasonable ability to pay restitution. Lathrop appeals.
1 Ten days later, the Marshall County Sheriff filed a reimbursement claim totaling $3069.36. 3
II. Analysis
A. Reasons for Sentence
We review sentencing decisions for an abuse of discretion. State v. Crooks,
911 N.W.2d 153, 161 (Iowa 2018). “A district court abuses its discretion when it
exercises its discretion on grounds clearly untenable or to an extent clearly
unreasonable.” State v. Hill, 878 N.W.2d 269, 272 (Iowa 2016).
Iowa Rule of Criminal Procedure 2.23(3)(d) requires the district court to
“state on the record its reason for selecting the particular sentence.” Id. at 273.
This requirement “ensures defendants are well aware of the consequences of their
criminal actions” and “affords our appellate courts the opportunity to review the
discretion of the sentencing court.” Id. (citing State v. Jacobs, 607 N.W.2d 679,
690 (Iowa 2000)). Even a “terse and succinct” statement may be sufficient, so long
as it does not impede our review. State v. Null, 836 N.W.2d 41, 51 (Iowa 2013).
At the plea hearing, Lathrop waived the court’s use of a presentence
investigation report and proceeded to sentencing. The State recited the plea
agreement; Lathrop and his counsel expressed their assent. The court then
stated, “[T]he plea of guilty was made pursuant to the plea agreement, and I’ll tell
you now, Mr. Lathrop, that I will be adopting the recommendations that have been
made by the attorneys here today, and we’ll accept those.” Lathrop does not allege
the State or the court deviated from the agreed-upon provisions.
On appeal, Lathrop notes he was eligible for a suspended term because
neither of his convictions was a forcible felony. He complains the sentencing court
failed to provide “any additional detailed reason” for sending him to prison. 4
But, in State v. Snyder, our supreme court found where the district court
accepted the parties’ plea agreement and incorporated it into the sentence, “failure
by the court to furnish reasons for the sentence was harmless.”2 336 N.W.2d 728,
729 (Iowa 1983); see also State v. Thacker, 862 N.W.2d 402, 408–09 (Iowa 2015);
State v. Cason, 532 N.W.2d 755, 756–57 (Iowa 1995) (per curiam). Where the
court accepted the plea agreement, “[t]he sentence of imprisonment was . . . not
the product of the exercise of trial court discretion but of the process of giving effect
to the parties’ agreement.” Snyder, 336 N.W.2d at 729.
“[A] sentencing court does not abuse its discretion for failing to state
sufficient reasons for imposing a sentence if it ‘was merely giving effect to the
parties’ agreement.’” Thacker, 862 N.W.2d at 409 (quoting Snyder, 336 N.W.2d
at 729.) But, when a court elects not to follow the plea bargain, it must state on
the record the reasons for exercising its discretion in imposing a different sentence.
Id. (citing State v. Thompson, 856 N.W.2d 915, 920–21 (Iowa 2014)).
Lathrop argues the rationale of Snyder does not apply here because the
court was not bound by the plea agreement. Because it had discretion to depart
from the plea, Lathrop insists the court should have given a full explanation of its
sentencing decision. We disagree with his contention Snyder and its progeny
require a detailed exposition of the court’s reasons for imposing a certain sentence
when the court explains it is giving effect to the terms of the plea agreement. See
Cason, 532 N.W.2d at 757. The sentencing court did not abuse its discretion.
2 In Snyder, the court did state, “[T]he better practice is for the court to state reasons in every case, even those in which it has no discretion.” Snyder, 336 N.W.2d at 729.. 5
B. Restitution
Lathrop next contends the district court erred in ordering restitution without
determining his reasonable ability to pay. We review restitution challenges3 for
errors at law. State v. Coleman, 907 N.W.2d 124, 134 (Iowa 2018).
The district court must impose restitution in all cases of criminal conviction.
Iowa Code § 910.2 (2018). The court orders victim restitution, fines, penalties, and
surcharges without considering the defendant's ability to pay. Id. § 910.2(1). But
the court may impose restitution only to the extent it determines the offender is
reasonably able to pay other costs, including correctional fees under section 356.7
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IN THE COURT OF APPEALS OF IOWA
No. 18-0446 Filed January 23, 2019
STATE OF IOWA, Plaintiff-Appellee,
vs.
HAROLD LATHROP, Defendant-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Marshall County, Kim M. Riley,
District Associate Judge.
A defendant appeals his sentence and restitution order after pleading guilty
to theft and driving while barred. AFFIRMED.
Mark C. Smith, State Appellate Defender, and Ashley Stewart, Assistant
Appellate Defender, for appellant.
Thomas J. Miller, Attorney General, and Kyle P. Hanson, Assistant Attorney
General, for appellee.
Considered by Tabor, P.J., and Mullins and Bower, JJ. 2
TABOR, Presiding Judge.
Harold Lathrop challenges his sentence for second-degree theft and driving
while barred. First, he contends the district court did not provide sufficient reasons
for the sentence imposed. Second, he argues the district court abused its
discretion by holding him responsible for an unknown amount of restitution without
determining he had the reasonable ability to pay. Because the district court gave
effect to the parties’ plea agreement when imposing the sentence and had not yet
issued the final plan of restitution, we affirm.
I. Facts and Prior Proceedings
Lathrop faced criminal charges for writing an insufficient-funds check to
Menards and driving his truck to pick up the merchandise without a valid license.
After reaching an agreement with the State, Lathrop pleaded guilty to second-
degree theft and driving while barred. In exchange, the State dismissed several
less serious charges and recommended terms of imprisonment, fines, costs, and
restitution. During the plea hearing, the court heard the negotiated provisions and
ensured the parties’ assent to the terms. Consistent with those terms, the court
imposed indeterminate two-year and five-year prison sentences to run
concurrently.
In a February 2018 judgment entry, the court ordered Lathrop to pay victim
restitution of $1137.16, court costs including correctional fees “as certified by the
Sheriff,”1 and court-appointed attorney fees. In the judgment entry, the court did
not determine Lathrop’s reasonable ability to pay restitution. Lathrop appeals.
1 Ten days later, the Marshall County Sheriff filed a reimbursement claim totaling $3069.36. 3
II. Analysis
A. Reasons for Sentence
We review sentencing decisions for an abuse of discretion. State v. Crooks,
911 N.W.2d 153, 161 (Iowa 2018). “A district court abuses its discretion when it
exercises its discretion on grounds clearly untenable or to an extent clearly
unreasonable.” State v. Hill, 878 N.W.2d 269, 272 (Iowa 2016).
Iowa Rule of Criminal Procedure 2.23(3)(d) requires the district court to
“state on the record its reason for selecting the particular sentence.” Id. at 273.
This requirement “ensures defendants are well aware of the consequences of their
criminal actions” and “affords our appellate courts the opportunity to review the
discretion of the sentencing court.” Id. (citing State v. Jacobs, 607 N.W.2d 679,
690 (Iowa 2000)). Even a “terse and succinct” statement may be sufficient, so long
as it does not impede our review. State v. Null, 836 N.W.2d 41, 51 (Iowa 2013).
At the plea hearing, Lathrop waived the court’s use of a presentence
investigation report and proceeded to sentencing. The State recited the plea
agreement; Lathrop and his counsel expressed their assent. The court then
stated, “[T]he plea of guilty was made pursuant to the plea agreement, and I’ll tell
you now, Mr. Lathrop, that I will be adopting the recommendations that have been
made by the attorneys here today, and we’ll accept those.” Lathrop does not allege
the State or the court deviated from the agreed-upon provisions.
On appeal, Lathrop notes he was eligible for a suspended term because
neither of his convictions was a forcible felony. He complains the sentencing court
failed to provide “any additional detailed reason” for sending him to prison. 4
But, in State v. Snyder, our supreme court found where the district court
accepted the parties’ plea agreement and incorporated it into the sentence, “failure
by the court to furnish reasons for the sentence was harmless.”2 336 N.W.2d 728,
729 (Iowa 1983); see also State v. Thacker, 862 N.W.2d 402, 408–09 (Iowa 2015);
State v. Cason, 532 N.W.2d 755, 756–57 (Iowa 1995) (per curiam). Where the
court accepted the plea agreement, “[t]he sentence of imprisonment was . . . not
the product of the exercise of trial court discretion but of the process of giving effect
to the parties’ agreement.” Snyder, 336 N.W.2d at 729.
“[A] sentencing court does not abuse its discretion for failing to state
sufficient reasons for imposing a sentence if it ‘was merely giving effect to the
parties’ agreement.’” Thacker, 862 N.W.2d at 409 (quoting Snyder, 336 N.W.2d
at 729.) But, when a court elects not to follow the plea bargain, it must state on
the record the reasons for exercising its discretion in imposing a different sentence.
Id. (citing State v. Thompson, 856 N.W.2d 915, 920–21 (Iowa 2014)).
Lathrop argues the rationale of Snyder does not apply here because the
court was not bound by the plea agreement. Because it had discretion to depart
from the plea, Lathrop insists the court should have given a full explanation of its
sentencing decision. We disagree with his contention Snyder and its progeny
require a detailed exposition of the court’s reasons for imposing a certain sentence
when the court explains it is giving effect to the terms of the plea agreement. See
Cason, 532 N.W.2d at 757. The sentencing court did not abuse its discretion.
2 In Snyder, the court did state, “[T]he better practice is for the court to state reasons in every case, even those in which it has no discretion.” Snyder, 336 N.W.2d at 729.. 5
B. Restitution
Lathrop next contends the district court erred in ordering restitution without
determining his reasonable ability to pay. We review restitution challenges3 for
errors at law. State v. Coleman, 907 N.W.2d 124, 134 (Iowa 2018).
The district court must impose restitution in all cases of criminal conviction.
Iowa Code § 910.2 (2018). The court orders victim restitution, fines, penalties, and
surcharges without considering the defendant's ability to pay. Id. § 910.2(1). But
the court may impose restitution only to the extent it determines the offender is
reasonably able to pay other costs, including correctional fees under section 356.7
and court-appointed attorney fees. Id.
At the time of sentencing or at a later date to be determined by the court, the court shall set out the amount of restitution . . . and the persons to whom restitution must be paid. If the full amount of restitution cannot be determined at the time of sentencing, the court shall issue a temporary order determining a reasonable amount for restitution identified up to that time. At a later date as determined by the court, the court shall issue a permanent, supplemental order, setting the full amount of restitution. The court shall enter further supplemental orders, if necessary. These court orders shall be known as the plan of restitution.
Id. at § 910.3.
An offender dissatisfied with the amount of restitution required by the plan
may petition the district court for a modification under section 910.7. State v.
Swartz, 601 N.W.2d 348, 354 (Iowa 1999).
3 In State v. Jose, our supreme court found the amount of restitution is a part of a sentencing order and therefore directly appealable, “as are all orders incorporated in the sentence.” 636 N.W.2d 38, 45 (Iowa 2001) (citing State v. Janz, 358 N.W.2d 547, 549 (Iowa 1984)). 6
The determination of whether the offender is reasonably able to pay is a
constitutional safeguard. Goodrich v. State, 608 N.W.2d 774, 776 (Iowa 2000).
On appeal, the defendant bears the burden to show either a failure to exercise
discretion or an abuse of discretion in relation to the reasonable-ability-to-pay
determination. State v. Van Hoff, 415 N.W.2d 647, 648 (Iowa 1987). “A
determination of reasonableness, especially in a case of long-term incarceration,
is more appropriately based on the inmate’s ability to pay the current installments
than his ability to ultimately pay the total amount due.” Id. at 649.
Lathrop contends the court erred in not determining his reasonable ability
to pay the restitution amounts ordered for court costs and attorney fees. He
emphasizes the sheriff has now filed a reimbursement claim so at least one figure
subject to the reasonable-ability-to-pay requirement is known.
The State counters Lathrop’s challenge is not ripe because the court has
not ordered a permanent plan of restitution. We agree the court is not obliged to
determine the defendant’s reasonable ability to pay until a “plan of restitution
contemplated by Iowa Code section 910.3 [i]s complete.” State v. Jackson, 601
N.W.2d 354, 357 (Iowa 1999); see also Swartz, 601 N.W.2d at 354 (finding
challenge to sentencing court’s failure to determine Swartz’s ability to pay
premature because (1) the plan of restitution was not complete when notice of
appeal was filed and (2) appellate court had no basis for review until offender
petitioned for modification under Iowa Code section 910.7).
Here, the judgment entry set an amount of victim restitution ($1137.16 to
Menards) but did not include amounts for court-appointed attorney fees or jail fees.
The district court left those amounts to be determined and did not evaluate 7
Lathrop’s reasonable ability to pay them. Although not explicit in the judgment
entry, the fact that those amounts were not yet known and the court’s order
directing the sheriff’s office to file its reimbursement claim show the restitution
provision was a temporary order as described in section 910.3. The court would
be required to set out the full plan of restitution in a permanent, supplemental
order.4 See Iowa Code § 910.3. Under Jackson and Swartz, until the plan of
restitution was complete, the court had no obligation to make an ability-to-pay
evaluation. Therefore, Lathrop’s challenge is not ripe.5
AFFIRMED.
4 The judgment entry did state: “Payment of court debt is due immediately and shall be considered delinquent if not paid within 30 days.” The legislature defined “court debt” as “all fines, penalties, court costs, fees, forfeited bail, surcharges under chapter 911, victim restitution, court-appointed attorney fees . . . or fees charged pursuant to section 356.7 or 904.108.” Iowa Code § 602.8107(1)(a). On appeal, Lathrop does not focus on the reference to “court debt” in the judgment entry. But we do not believe the amounts owed for court-appointed attorney and jail fees could be due until the plan of restitution and a plan of payment were complete. See Iowa Code §§ 910.3, 910.4, 910.6. 5 We contrast this case with another decision filed today, State v. Perry, No. 18-0351, 2019 WL _______, at *___ (Iowa Ct. App. Jan. 23, 2019). In Perry, the sentencing court entered orders for restitution for amounts not yet determined but also made an explicit determination Perry was reasonably able to pay them. Perry, 2019 WL ______, at *___. The court’s premature determination constitutes an abuse of discretion. Perry, 2019 WL ______, at *___.