IN THE COURT OF APPEALS OF IOWA
No. 22-1169 Filed July 24, 2024
STATE OF IOWA, Plaintiff-Appellee,
vs.
EMMANUEL ZLEH TOTAYE, JR., Defendant-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Polk County, Celene Gogerty, Judge.
A criminal defendant appeals his convictions for three counts of second-
degree murder and three counts of first-degree robbery. AFFIRMED.
Alfredo Parrish, Benjamin D. Bergmann, and Alexander Smith of Parrish
Kruidenier, L.L.P., Des Moines, for appellant.
Brenna Bird, Attorney General, and Kyle Hanson (until withdrawal) and
Genevieve Reinkoester, Assistant Attorneys General, for appellee.
Heard by Ahlers, P.J., and Chicchelly and Buller, JJ. 2
BULLER, Judge.
Following a dispute over forty dollars, one trio of teenage boys robbed, shot,
and killed another trio of teenage boys on the south side of Des Moines. The first
trio ransacked a house, stuffed the victims’ bodies into a closet, and fled the scene.
An intensive police investigation followed: forensics linked one of the murder
weapons to a shooting the next day, stolen loot turned up in a co-defendant’s
possession shortly after that, and one of the offenders later cooperated with the
prosecution. A jury heard this and other corroborating evidence before convicting
Emmanuel Totaye of three counts of second-degree murder and three counts of
first-degree robbery. Totaye appeals, alleging multiple errors across this three-
week trial. Finding no reversible error before us, we affirm.
I. Background Facts and Proceedings1
Vinson Swanks and the mother of his children had dinner together before
Vinson returned alone to their shared duplex and discovered “everything was flung
around” inside. Based on this disarray, Vinson suspected his teenage sons had a
fight, so he video-called the boys’ mother. The two were on the video-call when
Vinson discovered their sons (D. and M. Swanks) and one of the boys’ friends
(T.W.) dead in the closet of an upstairs bedroom. Horrified, Vinson “freaked out”
and “jetted” outside, fearing the murderer was still in the home. Vinson ended the
video call and he and the boys’ mother separately called 911 around 11:00 p.m.
Police arrived within minutes, entered the house, and found the boys’
bodies with no signs of life. Officers observed blood and brain matter on the
1 We use initials for the minor victims and first names for witnesses who share
surnames. 3
corpses, which were “stacked” on top of each other among clothes and other
debris in the closet. Crime scene investigators recovered spent .380 caliber
casings and shotgun shells, as well as a pillow that appeared to have been shot
through at close range. From the condition of the bodies, it was evident the
wounds included both “shotgun blasts” and small-arms fire from a handgun.
The day of the triple-homicide, as told by an accomplice
Leontreal “Trel” Jones fled the state shortly after the murders made the
news. After Jones was on the lam for about six months, law enforcement found
him in Illinois. Jones agreed to cooperate and, as part of a proffer agreement,
informed police how he, Totaye (known to Jones as “Dutch”), and Daishawn “Dai
Dai” Gills perpetrated the robberies. Jones also told police that Totaye and Gills
killed the victims.
Jones told the jury he was spending time with Gills on the day of the murders
when Gills brought up perpetrating a “stain,” meaning a robbery. The two then met
up with Totaye and drove Gills’s dark-colored Chevy Malibu to the Swanks home,
where D. Swanks, M. Swanks, and T.W. were hanging out. There, the group talked
with D. Swanks about “doing a stain.” The agreed-upon target—“some white guy
in a fanny pack”—was located in apartments behind a local mall, and Jones, Gills,
and the Swanks brothers went there in Gills’s Malibu. But the target never showed.
Later that day, the group attempted to sell a video-game console at GameStop,
and Jones and D. Swanks went into the store. But they couldn’t make the sale
because they were missing a cord.
According to Jones, Totaye gave M. Swanks $100 cash during the
afternoon’s events, so M. Swanks could take a photo of the money to prove they 4
could afford to buy drugs. But apparently M. Swanks did not return all $100 of
Totaye’s cash—allegedly shorting him $40.
When the group later returned to the duplex, the Swanks brothers went
inside first. Still in the car, Gills and Totaye discussed robbing the brothers while
Jones listened; Jones claimed to not want any part of the robbery but didn’t say
anything to stop it. Gills and Totaye then went into the house: one armed with
a .380 handgun and the other with a shotgun. Jones followed them about twenty
minutes later “because they were taking too long.”
Inside, Jones observed the home was “flipped”—torn apart—with bags of
loot, including a black Jordan backpack, near the door. He found Gills, Totaye, the
Swanks brothers, and T.W. upstairs: the brothers and T.W. were putting their cell
phones into a bag at Totaye and Gills’s direction. Gills then said, “they got to go,”
which Jones understood to mean “somebody going to die.” According to Jones,
he and Totaye verbally disagreed with killing the Swanks brothers and T.W., but
Gills ordered the three victims into a bedroom closet. Jones then left the house.
The last thing Jones saw inside was the Swanks brothers and T.W. herded into
the closet, and the last thing he heard was gunfire.
Soon after, Gills and Totaye returned to Gills’s Malibu with the .380
handgun, the shotgun, and bags containing proceeds from the robberies. At this
point, Jones heard Totaye say he “heard somebody still breathing,” and Gills
retrieved the shotgun and went back into the house. When Gills came back
outside, he remarked “the gun had no kickback to it” and that he either “saw the
brains” or “shot the brains.” According to Jones, he, Totaye, and Gills then went
to Totaye’s house with the stolen property, where they “split everything up” and 5
“smoked a blunt.” Jones’s share of the loot was “some weed,” some gaming
devices, and some cellular phones. Jones did not identify how the trio divvied up
the rest of the loot, but he knew they took a black Jordan backpack.
A shooting and surveillance the next day
Following investigation of the crime scene at the duplex, police surveilled
Totaye’s residence. During the stakeout, officers observed Gills stop by Totaye’s
residence, still driving his Malibu. After Gills left, police saw Totaye leave in
another car. Police stopped the car and arrested Totaye. While impounding
Totaye’s vehicle, officers received reports of a drive-by shooting involving a Malibu
at an intersection along Evergreen Avenue.
The reporting motorist was driving with his wife and three-month-old baby
when a noise startled him: a gunshot shattered his rear window, and a bullet
pierced the passenger-side sun visor. The motorist took photos of a car involved
in the shooting, including its license plate. Police confirmed this car was Gills’s
Malibu, and investigators recovered spent .380 caliber casings from the site of the
shooting. The bullet that hit the vehicle with the baby was stuck in the visor and
couldn’t be removed.
Following this shooting, police continued to surveil Gills and observed him
and his girlfriend get into a rideshare van carrying two cardboard boxes of unknown
items. Officers stopped the van, took Gills and his girlfriend to the police station,
and seized those boxes along with a purse containing two full quart-sized bottles
of lighter fluid. The boxes contained a PlayStation gaming console and controller,
cell phones, a towel, a black Jordan backpack, boxing gloves, a receipt made out
to Gills for the Malibu, and a spent .380 caliber casing. Later investigation and 6
interviews with the surviving members of the Swanks family confirmed the
backpack, PlayStation console and controller, and boxing gloves were all from the
Swanks home. A unique identifying number also confirmed one of the cell phones
in Gills’s box belonged to D. Swanks.
The same evening, police executed a search warrant at Totaye’s house.
Officers found a white Xbox later confirmed as the Xbox the Swanks brothers had
received from their mother at Christmas.
Police interviews
Police interviewed Totaye and Gills at the stationhouse. Totaye was
generally uncooperative, denied knowing the Swanks brothers, Gills, or Jones, and
claimed to not know where the stolen Xbox found in his house came from.
Meanwhile, Gills acknowledged the Malibu was his car but denied involvement in
any violent criminal activity and insisted he was taking the cardboard boxes to his
“auntie’s”—though he couldn’t say where she lived. When a detective asked why
his girlfriend had lighter fluid, Gills said it was for a “barbecue.” He also denied
obtaining the boxing gloves or any other property in the boxes from the Swanks
home. Gills’s girlfriend told police and later the jury that Gills directed her to get
and bring the lighter fluid.
The Swanks brothers’ mother provided police with a receipt and serial
number showing the Xbox found in Totaye’s residence was the one she gave the
boys for Christmas. She also positively identified the boxing gloves, black Jordan
backpack, and Xbox controllers as property stolen from the Swanks residence.
D. Swanks’s girlfriend and T.W.’s girlfriend both corroborated aspects of
Jones’s account. D. Swanks’s girlfriend saw Gills, Jones, Totaye, and the brothers 7
together at the duplex earlier in the day. That same day, she also saw Gills with a
long gun tucked in his clothes. T.W.’s girlfriend gave police screenshots of
messages between her and T.W., one of which specified he was “finna” (about to)
“go hit a stain,” and another later said “if I get shot just know I really did like you.”
The next day at school, T.W.’s girlfriend learned he had been murdered when she
heard the announcement over the high school intercom.
Other witnesses, including a GameStop employee, a neighbor, and the
victims’ family members, further corroborated Jones’s timeline. The GameStop
employee recalled that Jones and D. Swanks came into the store the day of the
murders and the employee verified a recorded video from that day. The woman
who shared a wall with the Swanks heard a “bang-bang” noise—at least two sets
of three shots—starting around 8:15 p.m. T.W.’s mother described how a location-
tracking application sent her a message that T.W.’s phone disconnected from the
application—a message she had never received before—at 8:31 p.m. And she
and her daughters knocked on the door at 9:00 p.m. and again a bit later, with no
answer.
Forensics—firearms and autopsies
Police established a tentative link between the .380 casings recovered from
the Swanks home, the shooting on Evergreen the day after, and the casing
recovered from Gills’s cardboard box. Testing by a Division of Criminal
Investigation (DCI) firearms expert at the State Crime Lab ultimately confirmed all
but one of the .380 casings from the Evergreen shooting, the murders, and Gills’s
cardboard box were fired by the same weapon. The one .380 casing that could 8
not be positively matched was inconclusive—meaning it was possible it was or
was not fired by the same weapon.
The county medical examiner performed autopsies on the three victims.
The medical examiner determined D. Swanks was shot twice with a shotgun in the
back at close-range—“within the order of several feet”—and once in the chest with
a handgun. M. Swanks was shot once with a shotgun discharge to the head and
twice with a handgun—once in the head and once in the abdomen. As a police
officer put it bluntly, it appeared as if the shotgun had been placed in M. Swanks’s
mouth and fired. T.W. was shot multiple times with the handgun—in the head,
face, arm, and shoulder—and once with a shotgun discharge to the back of the
head. Gunshot wounds were the cause of death for all three boys, and the
manners of death were ruled homicide. Projectiles recovered from the bodies were
consistent with .380 caliber ammunition, and recovered shell components were
consistent with a twelve-gauge shotgun.
Digital evidence
Police collected surveillance footage that placed Gills’s Malibu outside
GameStop and D. Swanks and Jones inside the store. Other video evidence
showed a car matching Gills’s Malibu approaching the duplex at 7:47 p.m. that
evening. Officers also captured footage of Gills’s Malibu at Totaye’s house before
and after the estimated time of the murders.
Social-media evidence generally corroborated the timeline, including
messages between Jones, the victims, and their girlfriends. And a location-
tracking application recorded that D. Swanks (or at least his cell phone) went to
GameStop during the established timeframe and returned home at 7:44 p.m. 9
The charges, deliberation, and verdict
The Polk County Attorney charged Totaye and Gills jointly with three counts
of first-degree murder, class “A” felonies in violation of Iowa Code sections 707.1
and 707.2 (2020) with a weapons enhancement under section 902.7, and three
counts of robbery in the first degree, class “B” felonies in violation of Iowa Code
sections 711.1 and 711.2, also with a weapons enhancement under section 902.7.
Following significant pretrial motion practice, Totaye and Gills were tried jointly.
During deliberations, the jury sent multiple notes to the court. One note
asked: “If the defendant is deemed guilty of 1st degree Robbery are they also then
automatically guilty of 1st degree Murder?” Following the parties’
recommendations, the court informed the jury they had “received all the applicable
law and should re-read their instructions.” The next day, the jury sent a note
expressing difficulty coming to a unanimous decision on one of the defendants.
The court—again following the parties’ recommendations—directed the jury to
continue deliberating and “try to reach a unanimous verdict with regard to both
defendants.” Ultimately, the jury found Gills guilty as charged and Totaye guilty of
three counts of second-degree murder and three counts of first-degree robbery.
After reading the verdict, the district court polled the jury at Totaye’s request
and discharged the jurors. Totaye’s attorney then made a remark about the
“inconsistency of the verdict” but did not ask for any corrective action.
Totaye later moved for a new trial, and the district court denied the motion.
The court sentenced Totaye to consecutive terms of fifty years in prison with a
mandatory minimum of thirty-five years on each count of second-degree murder,
class “B” felonies in violation of Iowa Code sections 707.1 and 707.3, with a 10
weapons enhancement under section 902.7, but ordered the first-degree robbery
counts be served concurrently. Totaye appeals.
II. Discussion
Totaye raises five legal issues, some of which involve embedded disputes
concerning error preservation and the applicable standard of review. We address
each claim in turn, tackling one lingering error-preservation question left open in
our unpublished cases but leaving a second for another day.
A. Character Evidence
Totaye first assigns error to the district court’s exclusion of additional
evidence about Jones’s character—what Totaye characterizes as Jones’s “violent
history, including that he engages in fights and that he takes videos of fights and
posts them to social media.” Totaye argues the district court should have admitted
this evidence under Iowa Rule of Evidence 5.404 and that the State otherwise
opened the door by offering evidence Jones did not participate directly in the
murders and that an officer was concerned for Jones while he was on the lam.
The State counters that evidence of Jones’s violent behavior was improper
propensity evidence and the door to this evidence remained shut. In our review,
we reverse an evidentiary ruling on character evidence “only when we find a clear
abuse of discretion.” State v. Casady, 491 N.W.2d 782, 785 (Iowa 1992).
In making an offer of proof, Totaye cited Jones’s deposition as the basis for
evidence Jones was placed at an alternative high school because he got into “a
lot of fights” at his previous school. Totaye’s counsel stressed that, while Jones
denied he participated in the murders, this evidence showed “he is that type of
person” to commit acts of violence. Defense counsel also argued below that Jones 11
had been a violent criminal in his past: “He was before; he is now.” Consistent
with these claims, Totaye argues in the appellate briefing the evidence was offered
to “show that Jones . . . had a violent past and [was] more likely to have fired the
shots into the victims,” and that “[e]vidence of Jones’s violent character made it
more likely he pulled the trigger as opposed to Totaye.”
“Evidence of a person’s character or character trait is not admissible to
prove that on a particular occasion the person acted in accordance with the
character or trait.” Iowa R. Evid. 5.404(a)(1). This is a rule of exclusion, barring
“propensity evidence” unless an exception applies. State v. Thoren, 970
N.W.2d 611, 625–26 (Iowa 2022). In ruling, the district court noted Jones was a
witness (not a victim or defendant) and thus evidence of his character was
governed by Rule 5.404(a)(3), which only allows admission of character evidence
under Rules 5.607, 5.608, or 5.609. In other words, because Jones was a witness,
only evidence speaking to his credibility and truthfulness could be admitted. And
because Totaye did not articulate either of these non-propensity purposes for
admitting evidence of Jones’s violent past, the district court excluded the evidence.
We discern no abuse of discretion in that ruling. Using evidence that Jones
was violent in the past to prove he was more likely to have been violent on the
night of the murders is textbook propensity reasoning:
In limiting admissibility of character evidence when offered to prove conduct in conformity therewith, Iowa Rule 5.404(a) represents a long-held view that while character evidence may be relevant to conduct, its unfair prejudicial impact generally outweighs whatever probative force it might have. Thus, Rule 5.404(a) states the premise that evidence of character or traits of character are not admissible as circumstantial proof that there was conduct on a particular occasion in conformity with the character trait. 12
7 Laurie Kratky Doré, Iowa Practice Series: Evidence § 5.404:1 (Oct. 2023 update)
(footnotes omitted) [hereinafter Doré, Evidence]. We also agree with the district
court’s reading of Rule 5.404(a)(3)’s limitations on the character evidence of
witnesses (contrasted with victims and defendants)—as does the leading Iowa
evidence treatise. See id. § 5.404:5 (“Rules 5.607, 5.608 and 5.609 limit character
evidence about a witness to the trait of truthfulness or untruthfulness.”). The
district court was right to exclude evidence of Jones’s propensity for violence
because such evidence is not admissible to show conduct in conformity—which
was Totaye’s stated purpose for offering it. See State v. Buelow, 951 N.W.2d 879,
887 (Iowa 2020) (“[Q]uarrelsome, violent, aggressive or turbulent character is
character evidence.” (internal quotation marks and citation omitted)).
Looking beyond Iowa case law, Totaye points in part to federal precedent:
United States v. Lattner, 385 F.3d 947, 957 (6th Cir. 2004). But we find Lattner
unpersuasive for a few reasons. First, the federal courts treat their Rule 404 as
one of “inclusion,” while our supreme court has expressly held Iowa’s Rule 5.404
is a rule of “exclusion.” Compare Lattner, 385 F.3d at 956, with Thoren, 970
N.W.2d at 625. Second, the evidence at issue in Lattner was offered evidence
against the defendant under Rule 404(b), while here Jones was only a witness
governed by Rules 5.607, 5.608, and 5.609. See 385 F.3d at 957. And third,
Lattner turned in part on specific intent and the need for proof by circumstantial
evidence to establish mens rea, while here Totaye admits he offered the evidence
to prove conduct in conformity therewith concerning actus reus—in his words, to
prove that Jones’s violent history “made it more likely he pulled the trigger as
opposed to Totaye.” Cf. id. (discussing intent evidence). 13
Last, Totaye invokes the doctrine of curative admissibility, arguing the State
“opened the door” to evidence of Jones’s violent character. Assuming without
deciding error was preserved on this argument, we conclude the doctrine does not
apply. “The doctrine of curative admissibility . . . only applies when inadmissible
evidence has been entered into the record and the other party seeks to admit
further inadmissible evidence to cure the error.” State v. Huser, 894
N.W.2d 472, 506–07 (Iowa 2017). Jones’s denial of participating in the murders
and an officer’s concern for Jones’s safety did not trigger the doctrine of curative
admissibility. See id. Even assuming without deciding these specific acts are
“character” evidence, the denial of committing a single violent incident or a third
party’s concerns about someone’s welfare cannot open the door to a person’s
entire history of violence. If so, every defendant who pleads not guilty to a violent
crime would open the door to a play-by-play of every violent incident in their lives—
potentially offered by the State for the very propensity purpose this rule of
exclusion forbids. See Iowa R. Evid. 5.404. Our rules do not countenance opening
the floodgates to propensity evidence in this fashion, whether offered by a
defendant or the prosecution. See State v. Sullivan, 679 N.W.2d 19, 24
(Iowa 2004) (noting “the critical importance of guarding against inroads on the rule,
not because bad-acts evidence has no probative value, but for the very reason
that such evidence may have very substantial value not recognized in law”). We
affirm the district court’s handling of character evidence here.
B. The Stipulation
Totaye’s next claim concerns a stipulation he and the State entered into at
trial. He argues on appeal that the district court “abandoned its role as a neutral 14
arbiter and became an advocate for the State” by “forcing [him] into an unfavorable
stipulation.” The context for the stipulation takes a bit of wind-up to explain, and
we’ll address the State’s challenge to error-preservation (perhaps more accurately
conceptualized as waiver) along the way. Because we conclude no constitutional
claim was preserved, we review for abuse of discretion on this evidentiary issue.
See State v. Williams, 929 N.W.2d 621, 628 (Iowa 2019).
Before trial, Totaye moved to exclude evidence of an additional robbery in
which Totaye allegedly stole an Xbox from a victim with the surname Williams
earlier on the day of the murders. This robbery apparently led to charges in a
separate Polk County criminal number. Totaye’s pretrial argument was that the
Williams robbery “involve[d] entirely separate conduct with an entirely separate
alleged victim” and that “[a]ny evidence related to that robbery” should be excluded
as irrelevant, prejudicial, improper character evidence, and evidence likely to
confuse the jury. The State did not resist Totaye’s request, and the district court
granted that portion of Totaye’s motion and definitively excluded the evidence.
But during opening statements, Totaye’s counsel at least implied to the jury
that Totaye bought the Swanks brothers’ Xbox after failing to sell it at GameStop.
After openings, the assistant county attorneys asked to make a record outside the
presence of the jury and expressed concern that Totaye was trying to use the
court’s pretrial ruling as a sword to mislead the jury rather than a shield against
other-acts evidence. The prosecutors warned that they may have to seek to admit
evidence of the Williams robbery to counter that false impression, but they did not
seek relief at that time. When given the opportunity to make a record and explain
their assertions during opening statements, Totaye’s attorneys declined. 15
Near the end of trial, Totaye’s counsel questioned a police officer about his
preliminary-hearing testimony that Totaye was carrying some type of electronic
device to his car earlier on the day of the murders. Concerned that the defense
had misled the jury into thinking the Swanks brothers’ Xbox had to be the same
one taken to the car and then to GameStop, the prosecutors again asked to be
heard outside the presence of the jury. The prosecutors cited the court’s pretrial
ruling and the earlier discussion and noted they were not yet seeking relief but
were increasingly concerned they would need to admit evidence of the Williams
robbery to dispel any misconception about the Xbox. The district court rejected
Totaye’s claim that the State had opened the door to this evidence and the court
voiced its own concern about the pretrial ruling: “I don’t want this jury to have a
false impression, and I think we’re coming dangerously close to that false
impression, if we’re not already there.” The court suggested the parties try to work
out a stipulation “that there was a second white Xbox” because the court “d[id]n’t
want to get into the fact there was this alleged other robbery.”
Totaye’s counsel first said “I’m happy to stipulate,” but then the record
devolved into a back-and-forth between prosecutors and the two sets of defense
counsel over the particulars. Totaye’s counsel reiterated “we’ll say again we’ll
agree to the stipulation.” The court eventually interrupted the on-the-record
disagreements and suggested everyone take a break to work on the stipulation
because the court “assume[d] no one wants to” get into the details of the Williams
robbery. Totaye’s attorney agreed with the court’s assumption.
The parties reached an agreement after a forty-minute break and some on-
and off-the-record wrangling over details. Gills’s counsel proposed language to 16
the effect that the Xbox possessed outside Totaye’s home “was unrelated to any
Xbox owned or possessed by [the] Swanks [brothers].” Totaye’s attorney
responded, “we would agree to that.” Some additional colloquy ensued2 before
the final stipulation language was circulated. When the court asked if the parties
agreed to the stipulation, Totaye’s attorney said: “I don’t think that’s bad. I think
it’s pretty good.” The court then read the stipulation to the jury, and Totaye did not
object. But the next day, Totaye’s counsel moved for a mistrial based largely on
the same arguments he now raises. The court denied the motion.
The State maintains that, through this protracted course of events, Totaye
repeatedly agreed to the stipulation and cannot change his mind to complain now
on appeal. See State v. Rutledge, 600 N.W.2d 324, 325 (Iowa 1999) (“Nothing is
more basic in the law of appeal and error than the axiom that a party cannot sing
a song to us that was not first sung in trial court.”). We view the issue somewhat
differently and think it is a question of waiver in addition to error-preservation.
Along with the failure to object when the court read the stipulation to the jury, we
find Totaye’s repeated statements agreeing to the stipulation waived or invited any
error flowing from it. See, e.g., State v. Rasmus, 90 N.W.2d 429, 430 (Iowa 1958)
(“A party to a criminal proceeding cannot assume inconsistent positions in the trial
and appellate courts and, as a general rule, will not be permitted to allege an error
in which he himself acquiesced, or which was committed or invited by him, or was
2 There was also some dialogue about the exact time of the Williams robbery. The record on this question is limited and conflicting. This cluster of ambiguity reinforces how undesirable it was for this case to devolve into a collateral mini-trial over the Williams robbery. 17
the natural consequence of his own actions.” (citation omitted)). Totaye is not
entitled to relief on a stipulation he agreed to.
Nor can Totaye’s belated challenges to the stipulation, made the morning
after it was read to the jury without objection and then later with amplification in his
motion for new trial, bolster his error-preservation claim. See State v.
Krogmann, 804 N.W.2d 518, 523–24 (Iowa 2011) (“The doctrine of error
preservation has two components—a substantive component and a timeliness
component. . . . [A] motion for new trial is not the appropriate time to raise matters
for the first time that could have been raised earlier.”); Sievers v. Iowa Mut. Ins.
Co., 581 N.W.2d 633, 638 (Iowa 1998) (“On appeal, we consider only those
objections to instructions raised in the district court. . . . A party therefore may not
amplify or change the grounds on appeal.”). This is particularly true for Totaye’s
post-trial claims, such as his constitutional arguments, that go well beyond the
complaints made on the record at trial.
But we elect not to rest our resolution of this issue entirely on error-
preservation and waiver grounds. In an abundance of caution, we analyze the
merits of the claim Totaye expressed at trial, albeit untimely: whether the district
court abused its discretion in encouraging the stipulation as an alternative to
admitting evidence of the Williams robbery.
On our review, we discern no abuse of discretion in the district court’s
navigation of this tricky situation. The court’s pretrial ruling was violated—in spirit
if not letter—by Totaye’s counsel’s opening statement and elicitation of facts about
the second Xbox during cross-examination. The district court was understandably
concerned about the false impression Totaye’s counsel was giving the jury, which 18
was that Totaye and/or his co-defendants came into possession of the Swanks
brothers’ Xbox by amiable exchange rather than robbery. This was a problem of
Totaye’s own making. And the court likely could have admitted some evidence of
the Williams robbery (perhaps with a limiting instruction) for the non-propensity
purpose of clarifying that the Swanks brothers’ white Xbox was not the only one
possessed by the defendants on the day of the murders. See Doré, Evidence,
§ 5.404:6 & n.84 (“Federal circuit courts have ruled that other similar acts may be
introduced to show a common scheme or plan when a defendant presents an
‘innocent association’ defense.”). In short, Totaye was not entitled to advocate his
innocent possession of the Swanks brothers’ Xbox and simultaneously gag the
truth and prevent the jury from receiving competing evidence. See Iowa Nat’l Mut.
Ins. Co. v. Worthy, 447 So. 2d 998, 1000 (Fla. Dist. Ct. App. 1984) (“An order in
limine should only be used as a shield and never to gag the truth and permit other
evidence to mislead the jury because the limine order prevents such evidence from
being rebutted.”).
Faced with the prospect of admitting other-crimes evidence, we cannot say
it was unreasonable for the district court to encourage the parties to resolve the
issue by stipulation. Totaye cites no case finding a court encouraging a stipulation
to avoid other-crimes evidence was error, and we are aware of none. And the
stipulation was likely a preferable solution for all parties by avoiding the pitfalls of
other-crimes evidence for both the State (fearing appellate scrutiny upon
successful conviction) and Totaye (fearing trial prejudice from his involvement with
other criminal activity). For this reason, we conclude that, even if the court should
not have encouraged the stipulation, any error was harmless. 19
Last, we specifically reject Totaye’s assertions the district judge
“abandoned [her] role as neutral arbiter” or “forced” him into the stipulation. In a
complex multi-week trial, this judge called balls and strikes, navigated numerous
complex evidentiary issues, and resolved disagreements between two veteran
prosecutors, two experienced public defenders representing Gills, and two
seasoned attorneys representing Totaye. While we understand why Totaye is
attacking the stipulation after receiving a guilty verdict, litigants cannot
manufacture a problem and complain after agreeing to the most palatable of
undesirable solutions. E.g., Rasmus, 90 N.W.2d at 430 (on invited or acquiesced
error); cf. State v. Iowa Dist. Ct., 6 N.W.3d 723, 724 (Iowa 2024) (“Applying the old
rule, ‘You break it, you buy it’ . . . .”); State v. Vincik, 436 N.W.2d 350, 354
(Iowa 1989) (recognizing a defendant cannot claim error in admission of evidence
he offered). If any error is properly before us, we discern no abuse of discretion in
the district court’s handling of evidentiary issues surrounding the stipulation, the
second Xbox, or the Williams robbery.
C. Inconsistent Verdicts
Totaye next asserts the jury’s second-degree murder verdicts are
inconsistent with his convictions for first-degree robbery. In short, he argues he
should have been convicted of first-degree murder or acquitted of first-degree
robbery. The parties dispute the standard of review: de novo or for correction of
errors at law. But see State v. Sassman, No. 21-0434, 2022 WL 4361785, at *3
(Iowa Ct. App. Sept. 21, 2022) (referring to a “hybrid standard of review” for these
claims that combines the two). We need not resolve the dispute in this case, as
we would come to the same conclusion in reviewing this legal question under either 20
standard because we do not defer to the district court’s legal conclusions.
Compare State v. Halstead, 791 N.W.2d 805, 807 (Iowa 2010) (rejecting the
parties’ framing of review as for “substantial evidence” and instead reviewing a
“question of law” with the caveat “[t]o the extent constitutional issues are raised,
review is de novo”), with State v. Merrett, 842 N.W.2d 266, 272–73 (Iowa 2014)
(“The consequence of a potentially inconsistent jury verdict is a question of law,
and accordingly, our review is de novo.”).
But even with this standard-of-review dispute set aside, we must tackle a
thornier error-preservation debate. In Halstead, the State conceded error was
preserved on a compound-inconsistent-verdicts claim presented by motion for new
trial. 791 N.W.2d at 807 n.1. Since then, our appellate courts have avoided
decisively resolving how error should be preserved on inconsistent-verdicts claims
when the State contests the issue. See, e.g., State v. Thiel, No. 22-1293, 2024
WL 111774, at *8 (Iowa Ct. App. Jan. 10, 2024) (describing this “murky issue” and
noting “we’ve avoided deciding” it); State v. LuCore, 989 N.W.2d 209, 219 (Iowa
Ct. App. 2023) (“Sidestepping the serious error-preservation concern . . . .”);
Sassman, 2022 WL 4361785, at *2 (“[W]e opt to bypass the error-preservation
issue.”); State v. Doorenbos, No. 19-1257, 2020 WL 3264408, at *3 (Iowa Ct. App.
June 17, 2020) (noting the concession in Halstead and “opting to reach the
merits”); State v. Scholtes, No. 16-1967, 2017 WL 3525296, at *1 (Iowa Ct. App.
Aug. 16, 2017) (recognizing the error-preservation issue and citing a civil case to
address the merits notwithstanding). The State contests error-preservation here
and urges us to resolve the open question and hold that a criminal defendant must 21
preserve error by timely objecting before the jury is discharged. At oral argument,
Totaye’s counsel also candidly acknowledged the need for guidance on this issue.
The core of the State’s argument is that we should require error
preservation when corrective action may still be taken. See Krogmann, 804
N.W.2d at 524 (“[O]ur regular error preservation rules also require parties to alert
the district court ‘to an issue at a time when corrective action can be taken.’”
(citation omitted)). The rules of criminal procedure, which authorize the district
court to “direct the jury to reconsider” an inconsistent verdict lend support to this
view. Iowa R. Crim P. 2.22(6).3 The State highlights this need for timely corrective
action is “doubly important” in criminal cases after Halstead, where our supreme
court held that inconsistent split verdicts required acquittal on both charges without
possibility of retrial given double jeopardy. 791 N.W.2d at 816–17. To conclude
otherwise, the State urges, motivates defendants to gamble on their own
convictions—avoiding the possibility a jury reconsiders its verdicts and convicts on
a greater charge while keeping an ace up the defendant’s sleeve in the form of
appellate review after jeopardy has attached and retrial on the greater charge may
be thwarted.
3 The State relies on the current version of the rule, which went into effect in
October 2022. The previous version of the rule contained a similar concept, without specific refence to inconsistent verdicts. See Iowa R. Crim. P. 2.22(6) (2021). We assume this change was a clarification rather than expansion of the rule, given the supreme court’s citation of existing case law in its non-binding explanatory summary. See Iowa Rules of Criminal Procedure Review Task Force, Summary of Proposed Changes to the Iowa Criminal Rules of Procedure, Iowa Judicial Branch: Orders (Mar. 30, 2020), https://perma.cc/KZL6- 8SHA. 22
Totaye urges the State’s prior concession in Halstead ought to control. But
concessions in other cases are not binding in this one. Totaye also notes that in
civil cases a motion for new trial preserves error on inconsistent verdicts. See
Bryant v. Parr, 872 N.W.2d 366, 376 (Iowa 2015). But considering the double-
jeopardy concerns in criminal cases following Halstead, we are not persuaded civil
precedent offers much guidance. Totaye also points to two unpublished cases
where we reached the merits of an inconsistent-verdicts claim; but in both those
cases, we bypassed error-preservation concerns rather than rule on them. See
Sassman, 2022 WL 4361785, at *2; State v. Komeh, No. 19-0477, 2020
WL 5944218, at *2–3 (Iowa Ct. App. Oct. 7, 2020). We doubt our past choices to
affirm on a path of least resistance clears up the question here.
The need to rule on the error-preservation question is also more compelling
on this record, where there is affirmative evidence Totaye’s counsel recognized
the inconsistent-verdicts issue while corrective action could be taken and
knowingly chose to not seek relief—he made the very gamble the State cites as a
policy concern. “Accepting such a waiver from a defendant is not so different from
accepting a defendant’s guilty plea refusing to admit commission of a criminal act,
but recognizing the record contains strong evidence of actual guilt.” State v.
Merrett, No. 12-1336, 2013 WL 3855692, at *12 (Iowa Ct. App. July 24, 2013)
(Tabor, J., dissenting) (analyzing record where the district court notified the parties
of potential inconsistency in a verdict but the parties declined to have the jury
reconsider), vacated on other grounds, 842 N.W.2d 266. After the jury returned
its verdict here and had been polled at Totaye’s request, the court asked Totaye’s
counsel whether he wished to make any record. He responded: “Your Honor, not 23
at the moment, but I think the inconsistency of the verdict, we'll address at some
point.” Totaye did not ask that the jury reconsider its verdict, and the jury was
subsequently discharged.
It’s perhaps understandable why Totaye’s counsel did not wish the jury to
reconsider its verdict and resolve the alleged inconsistency: the jury might have
returned guilty verdicts on first-degree murder with its attendant punishment of life
without parole. But fundamental principles of fairness do not allow Totaye to
knowingly accept the allegedly inconsistent verdicts when it suits his interest then
complain down the road after jeopardy has attached and retrial on the top charge
may be thwarted. See United States v. Powell, 469 U.S. 57, 65 (1984) (recognizing
that uncertainty over “whose ox has been gored” leads most courts to overlook
inconsistent verdicts in part because “the Government is precluded from
challenging the acquittal”). We hold that, to pursue an inconsistent-verdicts claim
on appeal, a criminal defendant must timely raise the objection before the district
court discharges the jury, such that the jury is able to reconsider the verdict as
contemplated by Iowa Rule of Criminal Procedure 2.22(6) or the trial court may
grant a new trial before jeopardy precludes it. See State v. Mumford, 338
N.W.2d 366, 371 (Iowa 1983) (approving of these two options).
That said, we recognize Totaye could feel surprised by us resolving this
open error-preservation question adversely to him given our unpublished cases.
So we explore the merits of his claim as if preserved. Cf. State v. Harrington, 893
N.W.2d 36, 43 (Iowa 2017). In doing so, we must evaluate “whether the verdict is
so logically and legally inconsistent as to be irreconcilable within the context of the
case.” Merrett, 842 N.W.2d at 275–76 (quoting State v. Fintel, 689 N.W.2d 95, 101 24
(Iowa 2004)). And we liberally construe the verdicts to “give effect to the intention
of the jury and to harmonize the verdicts if it is possible to do so.” State v. Goodon,
No. 19-0174, 2020 WL 2060301, at *3 (Iowa Ct. App. Apr. 29, 2020).
The gist of Totaye’s claim is that the jury could not have acquitted him of
first-degree murder while convicting him of first-degree robbery because the
felony-murder alternative was marshaled to require the jury find Totaye “was
committing the crime of robbery in the first degree when the killing occurred.” In
essence, he argues that a conviction on first-degree robbery required conviction
on first-degree murder. The State focuses on the marshaling instruction’s wording,
noting the jury could have concluded Totaye committed the robbery and killed the
Swanks brothers and T.W. but wasn’t “committing the crime of robbery in the first
degree when the killing occurred.” Thus, according to the State, perhaps the jury
found the robbery was over before the killings.
We find this distinction offers adequate explanation for the jury acting
logically and legally consistently given the unique phrasing of the marshaling
instruction. See Merrett, 842 N.W.2d at 275 (coming to a similar conclusion
because “[t]he instructions as given became the law of the case”). And we see
significant daylight between the alleged inconsistency on separate counts here and
the compound-inconsistency in Halstead, where the jury both convicted on a
greater offense and acquitted on the predicate. See 791 N.W.2d at 814–15.
And while we think this review should be confined to the law rather than the
facts, we see facts in the record logically supporting the jury’s distinction.
According to Jones, Totaye was not an eager participant in the murders, and it was
Gills rather than Totaye who went back inside with the shotgun after taking loot to 25
the car, presumably to finish the job because at least one victim was still breathing.
Although significant evidence supported conviction for first-degree murder, the jury
could have found Totaye committed murder in the second degree through a literal
reading of the marshaling instructions. We conclude Totaye is owed no relief on
the merits even if he had preserved his claim.
D. Prosecutorial Error
Totaye next alleges prosecutorial error in the assistant county attorney’s
rebuttal closing argument. “Trial courts have broad discretion in ruling on claims
of prosecutorial misconduct and we review such rulings for an abuse of discretion.”
State v. Plain, 898 N.W.2d 801, 810 (Iowa 2017) (citation omitted). And to prevail,
Totaye must show both prosecutorial error and that such error resulted in prejudice
that denied him a fair trial. State v. Coleman, 907 N.W.2d 124, 138 (Iowa 2018).
The first statement Totaye challenges concerns the credibility of witnesses.
In response to a defense argument regarding Jones’s credibility, the prosecutor
said: “[L]et’s talk a little about the defendants’ interviews because they were very
critical of Mr. Jones and his lack of candor, his demeanor. . . . I would put
Mr. Jones’s demeanor up against either one of these defendants in their interviews
any day of the week.” Totaye argues this statement vouched for Jones. He also
claims the sentences that followed were vouching and error or misconduct: “So
Mr. Totaye’s counsel takes offense because he was interrupted [seventy-nine]
times. Well, you heard it. You can hear it again, if you want to. The police were
tired of being lied to, and they told him that.”
“A prosecutor ‘is entitled to some latitude during closing argument in
analyzing the evidence admitted in the trial.’” State v. Graves, 668 26
N.W.2d 860, 874 (Iowa 2003) (citation omitted). But a prosecutor may not express
personal beliefs or personally vouch for the credibility of a State’s witness. Id. Our
precedent also recognizes that, as part of the adversarial process, the prosecution
may respond in-kind to defense arguments:
A prosecutor is not required to sit mute and let the defendant’s interpretation of evidence go unchallenged. A prosecutor is entitled to make a fair response, or “invited and fair comment,” on a new argument defendant presents during closing. The prosecutor is allowed this additional leeway because it was the defendant’s own new argument that prompted the prosecutor’s response.
State v. Thornton, 498 N.W.2d 670, 676–77 (Iowa 1993) (citations omitted).
The first comment, about putting a State’s witness “up against” the
defendants’ interviews, was an argument to the jury about weighing the credibility
of witnesses to resolve conflicts in the evidence, as required by the jury instructions
and inherent in nearly every trial. We have expressly recognized “[t]he credibility
of witnesses is a proper subject for discussion during closing argument.” State v.
Martens, 521 N.W.2d 768, 772 (Iowa Ct. App. 1994). And the comments made
here do not veer into personal vouching. See State v. Williams, 334
N.W.2d 742, 745 (Iowa 1983) (“The governing principle [precluding vouching]
does not preclude all personalized remarks; it merely precludes those that do not
appear to be based on the evidence.”); State v. Escobedo, 573 N.W.2d 271, 278
(Iowa Ct. App. 1997) (“The use of the personal pronoun ‘I’ by a prosecutor during
closing argument does not generally amount to an improper expression of personal
belief as long as it clearly communicates nothing more than a comment on the
evidence.”). We also recognize Totaye’s counsel invited these comments to one
extent or another with argument about Jones’s credibility—stressing to jurors, “You 27
saw his demeanor. Right? You saw how this guy acts. Forget all that other
stuff”—and exclaiming, “Are you kidding me? You [the jury] should all be offended
that they [the State] would march someone like that [Jones] in here and try to say
that’s proof beyond a reasonable doubt.” Neither the State nor defense closing
arguments included perfect language (few extemporaneous remarks do), but our
review of the record convinces us the prosecutor did not cross the fine line into
impermissible argument. See Williams, 334 N.W.2d at 745 (“Viewed in context,
all of the prosecutor’s challenged remarks were obviously based on his view of the
evidence.”).
On the second comment, the State urges we should resolve the claim by
finding Totaye lied (thus insulating the prosecutor’s comment from a Graves
analysis) or conclude Totaye invited error. We approach the issue slightly
differently and elect to resolve the issue in a way that does not turn on Totaye’s
statements. The statement “[t]he police were tired of being lied to, and they told
them that” appears to be an accurate summation of evidence presented to the jury.
In the recorded interview played at trial, the officer described himself as “frustrated”
and told Totaye his evasion and dishonesty “makes it seem like you’re lying, like a
liar.” In cross-examination by Totaye’s counsel, the officer agreed with Totaye’s
counsel that “you guys [(Totaye and the officer)] showed a little bit of frustration
with each other” and “it’s pretty apparent from the video.” In viewing the video, we
independently draw the same conclusion about the officer’s frustration based on
his demeanor and tone. We generally disapprove of any lawyer using the words
“lied” or “liar” in closing argument given Graves and the danger an attorney may
inadvertently cross the fine line into professional misconduct. See Iowa R. Prof’l 28
Cond. 32:3.4(e) (prohibiting all lawyers from “stat[ing] a personal opinion as to . . .
the credibility of a witness” during trial). But we find no prosecutorial error here
given the context of the rebuttal comments and the facts developed at trial. While
perhaps inartful, the prosecutor was entitled to rely on the explanation given by
police and developed by Totaye’s counsel for why the interview grew hostile.
We last consider whether, if the prosecutor’s statements had crossed into
error, Totaye suffered any prejudice—the ultimate question being whether Totaye
was denied a fair trial. See Graves, 668 N.W.2d at 869. The analysis focuses on
the severity and pervasiveness of the error, the significance of the error to the
central issues in the case, the strength of the State’s evidence, the use of any
cautionary measures, and the extent to which the defense invited the error. Id.
We agree with the district court that Totaye was not prejudiced under these factors
based in part on the isolated nature of the comments and that the comments were
responsive to Totaye’s closing argument. We also think the circumstantial
evidence in this case was relatively strong. And because Totaye expressly
contends “there were no cautionary instructions” as part of this prejudice analysis,
we single that factor out for a little more discussion.
Totaye’s counsel did not raise this issue until he moved for a mistrial after
the jury had been sent home for the day—following closing arguments but before
the jury began formally deliberating. Neither party requested a curative instruction,
and we do not fault the court for not issuing a spontaneous targeted curative
instruction when there was no contemporaneous objection. Still, the court did give
a standard cautionary instruction reminding jurors that the arguments of attorneys 29
are not evidence. And there is no reason to think a more targeted curative
instruction would have moved the needle, given the lack of prejudice.
On the broader error-preservation question begged by the lack of
contemporaneous objection, we recognize that in civil cases objections to
attorneys’ closing argument can be made immediately following closing argument
but before submission to the jury, outside the presence of the jury, and still
preserve error. See Kinseth v. Weil-McLain, 913 N.W.2d 55, 67 (Iowa 2018). But
we decline to speculate on whether, in a case where this issue was fully briefed
(unlike here), we would apply the same rule to criminal cases. See State v. Waite,
No. 19-1560, 2021 WL 2453373, at *2 n.5 (Iowa Ct. App. June 16, 2021) (declining
to impose a different standard for civil rather than criminal cases in this context,
without evaluating differences between the two). And we note competing criminal
precedent from the supreme court. Compare State v. Nelson, 234
N.W.2d 368, 371 (Iowa 1975) (“[O]bjections to remarks of counsel during final jury
argument are timely if urged at close of argument and in a motion for mistrial made
before submission to the jury.”), with State v. Whitfield, 212 N.W.2d 402, 406
(Iowa 1973) (“Defendant had the duty to object at the time of argument to offensive
or improper remarks made by the county attorney in his closing arguments, and
unless such objection was made he waived his right to complain of such offensive
or improper remarks in a motion for new trial or on appeal here.”). For purposes
of this appeal, we assume without deciding error was preserved on the
prosecutorial-error claim, and we affirm on the merits. 30
E. Weight of the Evidence
Totaye last contends the district court applied the wrong legal standard in
its oral new-trial ruling evaluating the weight of the evidence, which in pertinent
part reads:
With regard to allegations that the verdicts were contrary to the weight of the evidence, a verdict that is contrary to the weight of the evidence has grounds for a new trial only when a greater amount of credible evidence supports one side of the issue or cause [than] another . . . . Standard views when ruling on a motion for a new trial on a ground that the verdict was contrary to evidence is more stringent than insufficiency and that allows the Court only if the evidence supports the alternative verdict as opposed to the verdict rendered. .... I believe that Mr. Jones’s testimony was sufficiently corroborated, and I don’t believe there’s more evidence that supports an alternative verdict than the verdicts as rendered by the jury.
Totaye specifically claims error in the court’s reference to a “more stringent”
standard. The problem with this claim is that the district court was quoting our
supreme court. See, e.g., State v. Ary, 877 N.W.2d 686, 706 (Iowa 2016) (“[The
weight-of-the-evidence standard] is also more stringent than the sufficiency-of-the-
evidence standard in that it allows the court to grant a motion for new trial only if
more evidence supports the alternative verdict as opposed to the verdict
rendered.”). And Totaye’s own motion cited Ary and one of this court’s published
cases including the “more stringent” language. See State v. Linderman, 958
N.W.2d 211, 223 (Iowa Ct. App. 2021). We see no abuse of discretion in the new-
trial ruling. 31
III. Disposition
Having considered all of the issues raised in Totaye’s brief on appeal, and
resolving some error-preservation and waiver issues along the way, we affirm his
convictions for second-degree murder and first-degree robbery.
AFFIRMED.