State of Iowa v. Brian James Maxwell

Court of Appeals of Iowa·Decided November 9, 2016·No. 15-1392·Published

Opinion

IN THE COURT OF APPEALS OF IOWA

No. 15-1392

Filed November 9, 2016

STATE OF IOWA, Plaintiff-Appellee,

vs.

BRIAN JAMES MAXWELL, Defendant-Appellant.

Appeal from the Iowa District Court for Madison County, Gary G. Kimes, Judge.

A defendant appeals his conviction for lascivious conduct with a minor, alleging ineffective assistance of counsel. AFFIRMED.

Brandon Brown of Parrish, Kruidenier, Dunn, Boles, Gribble, Gentry, Brown & Bergmann L.L.P., Des Moines, for appellant.

Thomas J. Miller, Attorney General, and Louis S. Sloven, Assistant Attorney General, for appellee.

Heard by Vogel, P.J., and Tabor and Mullins, JJ.

VOGEL, Presiding Judge.

Brian Maxwell appeals following a bench trial where he was convicted of lascivious conduct with a minor, in violation of Iowa Code section 709.14 (2013). He claims he received ineffective assistance of trial counsel when counsel failed to object to (1) improper leading questions posed by the prosecutor, (2) evidence of prior bad acts, (3) testimony from a rebuttal witness he claims was irrelevant, (4) testimony that improperly vouched for the credibility of the complaining witness, and (5) prosecutorial misconduct. Individually and cumulatively, Maxwell claims he was prejudiced by counsel’s actions. He also claims the district court abused its discretion when it imposed a firearms ban as part of the appeal bond.

For the reasons stated herein, we affirm Maxwell’s conviction, preserving his claim challenging counsel’s effectiveness for failing to object to what he considers to be improper vouching testimony. We also conclude the district court did not abuse its discretion in imposing a firearms ban as part of the appeal bond. I. Background Facts and Proceedings.

Maxwell was hired March 1, 2014, to serve as a youth coordinator for two churches in the Winterset area. During his introduction to the youth group, Maxwell met the complaining witness, then age sixteen, and he and his wife decided to mentor her after she approached them with some of her personal struggles. They included her on family outings and purchased clothes for her. They paid to have her hair cut and highlighted and gave her a cell phone so she could stay in contact with them and with her father.

The complaining witness testified Maxwell assaulted her on March 17 in the downstairs youth room at one of the churches by undoing her bra and having her lift up her shirt. She asserted Maxwell then touched, kissed, and licked her breasts, and rubbed her between her legs over her clothing, while Maxwell’s two sons, aged eight and nine, were in another corner of the room, playing video games with their backs to Maxwell and the witness.

A week after the incident, the complaining witness broke down at home and disclosed the events of March 17 to her father and other members of her family. The police were called, and the complaining witness underwent a forensic interview with Mikki Hamdorf at the Blank Children’s Hospital Regional Child Protection Center. After the interview and the investigation were completed, charges were filed against Maxwell that proceeded to trial to the court on April 21, 2015. After hearing testimony from the victim and her family, the investigating officer, the pastor and other staff and members of the church, another member of the youth group, and Maxwell’s wife and his two sons, the court issued its verdict finding Maxwell guilty as charged. The court stated in its ruling that it found “the State’s witnesses to be credible and the Defendant’s witnesses to not be credible.” The court denied Maxwell’s posttrial motion to expand the court’s findings of fact and conclusions of law and his motion in arrest of judgment. The court sentenced Maxwell to one-year in jail with all but 120 days suspended, placed Maxwell on probation for two years, and imposed a ten- year special sentence under Iowa Code section 903B.2. In addition, the court imposed a $2000 appeal bond and ordered him “not to possess firearms while this matter is on appeal.”

Maxwell appeals.

II. Scope and Standard of Review.

Because claims of ineffective assistance of counsel are based in the Sixth Amendment, our review is de novo. State v. Clay, 824 N.W.2d 488, 494 (Iowa 2012). Such claims are normally preserved for postconviction-relief proceedings, where a record of counsel’s conduct can be more fully developed, but we will resolve such claims on direct appeal where the record is adequate. Id. Upon our review of the record and the arguments made by the parties, we conclude some of Maxwell’s claims can be resolved on direct appeal, while others must be preserved for further proceedings on postconviction relief. III. Ineffective Assistance of Counsel.

To prove his claims of ineffective assistance of counsel, Maxwell must prove by a preponderance of the evidence that counsel failed to perform an essential duty and he suffered prejudice as a result. See State v. Morgan, 877 N.W.2d 133, 136 (Iowa Ct. App. 2016). The claims fail if either prong is not proved. Id.

A. Leading Questions. Maxwell claims counsel was ineffective for failing to object to the State’s “rampant and prejudicial” use of leading questions. He asserts the prosecutor effectively put the answers he wanted in the mouths of the witnesses, which resulted in evidence being admitted that witnesses would not have otherwise recalled. He cites pages of trial transcript containing the testimony of the investigating officer, the complaining witness’s father and her cousin, the complaining witness, and Hamdorf.

“Where the question assumes any fact which is in controversy, so the answer may really or apparently admit that fact, it is leading.” Giltner v. Stark, 219 N.W.2d 700, 713 (Iowa 1974). While leading questions should not be used on direct examination of a witness, there is an exception where such questions are “necessary to develop that witness’s testimony.” Iowa R. Evid. 5.611(c). “[L]eading questions may be proper and necessary where the witness is of tender age, as well as where the witness is testifying as to some form of sexual abuse.” State v. Mueller, 344 N.W.2d 262, 266–67 (Iowa Ct. App. 1983) (internal citations omitted). With respect to the many examples of leading questions posed to the complaining witness, we conclude counsel did not breach an essential duty in failing to object because the objection would have likely been overruled in light of the victim’s age and the subject matter of her testimony. See State v. Brubaker, 805 N.W.2d 164, 171 (Iowa 2011) (“We will not find counsel incompetent for failing to pursue a meritless issue.”).

The complained of questions to the investigating officer occurred on the State’s redirect examination of the witness after defense counsel’s cross- examination. The State used the form of the question to move the witness to the various topics the State wished to address in response to the cross-examination. “A question is objectionable as leading, when it suggests the answer to it, and not when it merely directs the attention of the witness to the immediate subject with reference to which he is interrogated.” Pelamourges v. Clark, 9 Iowa 1, 18 (1859). We find no breach of an essential duty by defense counsel for not objecting to these leading questions.

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