State of Indiana v. Frank Hancock

Procedural entryThis page is a short order in State of Indiana v. Frank Hancock. Read the opinion of the Court — 2016 Ind. App. LEXIS 13
Indiana Court of Appeals·Decided December 16, 2016·No. 39S05-1604-CR-182·Published

Opinion

FILED Dec 16 2016, 12:22 pm

CLERK Indiana Supreme Court Court of Appeals and Tax Court

ATTORNEYS FOR APPELLANT ATTORNEY FOR APPELLEE Gregory F. Zoeller James C. Spencer Attorney General of Indiana Dattilo Law Office Madison, Indiana Eric P. Babbs Deputy Attorney General

Stephen R. Creason Deputy Attorney General Indianapolis, Indiana

______________________________________________________________________________

In the Indiana Supreme Court _________________________________

No. 39S05-1604-CR-182

STATE OF INDIANA, Appellant (Plaintiff below),

v.

FRANK HANCOCK, Appellee (Defendant below). _________________________________

Appeal from the Jefferson Superior Court, No. 39D01-1306-FD-542 The Honorable Fred H. Hoying, Senior Judge _________________________________

On Petition To Transfer from the Indiana Court of Appeals, No. 39A05-1506-CR-633 _________________________________

December 16, 2016

Rucker, Justice. Concluding the burglary statute in this state is not substantially similar to the burglary statute of a sister jurisdiction, the trial court dismissed two counts of an information charging the defendant as a serious violent felon. Reaching the opposite conclusion, we reverse the trial court’s judgment.

Facts and Procedural History

Although the underlying facts are not completely clear, the record shows that on October 6, 2014, the State charged Frank Hancock in a multi-count information with two counts of unlawful possession of a firearm by a serious violent felon—level 4 felonies; one count of escape as a level 5 felony; one count of corrupt business influence—a level 5 felony; one count of carrying a handgun without a license as a class A misdemeanor; one count of theft as a class A misdemeanor; and one count of possession of marijuana as a class A misdemeanor. The charges of unlawful possession of a firearm by a serious violent felon (SVF) were based on the State’s allegation that Hancock had previously been convicted of second degree burglary in the State of Ohio. As discussed in more detail below, the SVF statute requires substantial similarity between the elements of an Indiana offense and those of a foreign jurisdiction.

The case proceeded to trial on May 12, 2015. Following voir dire, the jury was sworn and excused for the day. The trial court then discussed with counsel the jury instructions for the SVF charges expressing concerns over whether the elements of Ohio’s second degree felony burglary statute and Indiana’s level 4 felony burglary statute were substantially similar. Ultimately, the trial court concluded “[t]he Ohio statute and Indiana statutes on Burglary are not similar as it relates to the elements of the offense.” Tr. at 12. The trial court thus dismissed the two counts charging Hancock as an SVF. Tr. at 12. The next day, as the parties prepared to proceed to trial on the remaining counts, the State orally moved for mistrial on grounds it believed Hancock could not now receive a fair trial because during voir dire the State made reference to the SVF counts which the trial court had since dismissed. Tr. at 18. Hancock joined in the motion which the trial court granted. Tr. at 18

2 The State then appealed the dismissal of the two SVF counts1 contending the trial court misinterpreted the law when it determined that Hancock’s prior conviction for residential burglary in Ohio was not substantially similar to the elements of residential burglary in Indiana. Affirming the trial court, the Court of Appeals declared “[a]lthough the statutes might seem substantially similar at first glance, when the same factual situation is applied to both statutes, two different legal outcomes are possible based on whether the incident occurred in Ohio or Indiana.” State v. Hancock, 49 N.E.3d 1084, 1086 (Ind. Ct. App. 2016).2 Having previously granted transfer, we now reverse the trial court’s judgment.

Discussion I.

Indiana Code section 35-47-4-5 prohibits the unlawful possession of a firearm by a serious violent felon. In relevant part the statute provides: “As used in this section, ‘serious violent felon’ means a person who has been convicted of: (1) committing a serious violent felony in: (A) Indiana; or (B) any other jurisdiction in which the elements of the crime for which the conviction was entered are substantially similar to the elements of a serious violent felony[.]” Ind. Code § 35-47-4-5(a). The statute lists twenty-seven separate offenses qualifying as a serious violent felony including “burglary (IC 35-43-2-1) as a: . . . Level 1 felony, Level 2 felony, Level 3 felony, or Level 4 felony, for a crime committed after June 30, 2014.” I.C. § 35-47-4- 5(b)(15)(B).

1 See Indiana Code section 35-38-4-2, which provides in relevant part: “Appeals to the supreme court or to the court of appeals, if the court rules so provide, may be taken by the state in the following cases: (1) From an order granting a motion to dismiss one (1) or more counts of an indictment or information.” 2 In support the Court of Appeals noted the following hypothetical illustration which the trial court had advanced:

Let’s say a person goes to a home in Indiana and says they want to check your electricity, a typical theft thing in Indiana. It happens a lot. You let them in and while you’re there, they steal your jewelry. Is that a burglary in Indiana? It is certainly stealth in Ohio. It certainly would qualify for Burglary, Level 2 in Ohio, but in Indiana? I think not.

Hancock, 49 N.E.3d at 1086 (quoting Tr. at 7). We express no opinion whether these facts would support a charge of burglary in the State of Indiana. However, we are not persuaded that comparing various hypothetical facts is equal to the task of determining whether two statutes are substantially similar.

3 This case requires us to construe the meaning of “substantially similar” which is not defined by statute. We are thus presented with a question of statutory construction which is a matter of law we review de novo. Suggs v. State, 51 N.E.3d 1190, 1193 (Ind. 2016). When construing a statute our primary goal is to ascertain the legislature’s intent. Adams v. State, 960 N.E.2d 793, 798 (Ind. 2012). To discern that intent, we look to the statutory language itself and give effect to the plain and ordinary meaning of statutory terms. Pierce v. State, 29 N.E.3d 1258, 1265 (Ind. 2015). Undefined words in a statute are given their plain, ordinary and usual meaning. See I.C. § 1-1-4-1(1). And in determining the plain and ordinary meaning of a statutory term, courts may consult English language dictionaries. D.R. v. State, 729 N.E.2d 597, 599 (Ind. Ct. App. 2000). We do so here. In one such dictionary “similar” is defined as “having characteristics in common” or “alike in substance or essentials.” Webster’s Third New International Dictionary 2120 (2002). In another, the term is defined as “[r]elated in appearance or nature; alike though not identical.” The American Heritage Dictionary of the English Language 1622 (2006). “Substantial” is defined as “consisting of, relating to, sharing the nature of, or constituting substance[.]” Webster’s at 2280; see also The American Heritage at 1727 (defining “substantial” in part as “[c]onsiderable in importance, value, degree, amount, or extent”).

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