State of Arizona v. Kevin Dunbar

550 P.3d 142
CourtArizona Supreme Court
DecidedJune 18, 2024
DocketCR-23-0029-PR
StatusPublished
Cited by1 cases

This text of 550 P.3d 142 (State of Arizona v. Kevin Dunbar) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Arizona v. Kevin Dunbar, 550 P.3d 142 (Ark. 2024).

Opinion

IN THE

SUPREME COURT OF THE STATE OF ARIZONA

STATE OF ARIZONA, Appellee,

v.

KEVIN D UNBAR, Appellant.

No. CR-23-0029-PR Filed June 18, 2024

Appeal from the Superior Court in Pima County The Honorable Catherine M. Woods, Judge No. CR20152260-001 REMANDED

Memorandum Decision of the Court of Appeals, Division Two No. 2 CA-CR 21-0069 VACATED IN PART

COUNSEL:

Kristin K. Mayes, Arizona Attorney General, Alexander W. Samuels, Principal Deputy Solicitor General, Alice M. Jones (argued), Deputy Solicitor General, Section Chief of Criminal Appeals, Phoenix, Attorneys for State of Arizona

Robb Holmes (argued), Assistant Legal Defender, Pima County Legal Defender’s Office, Tucson, Attorneys for Kevin Dunbar

Laila Ikram (argued), Mikel Steinfeld, Attorneys for Amicus Curiae Arizona Attorneys for Criminal Justice STATE V. KEVIN DUNBAR Opinion of the Court

JUSTICE BEENE authored the Opinion of the Court, in which CHIEF JUSTICE BRUTINEL, VICE CHIEF JUSTICE TIMMER and JUSTICES BOLICK, LOPEZ, and KING joined. JUSTICE MONTGOMERY dissenting in part and concurring in part.

JUSTICE BEENE, Opinion of the Court:

¶1 Appellate courts review objected-to error that occurs during criminal trial proceedings under either structural error or harmless error review. When a court finds structural error, the verdict or sentence of the defendant—whichever is challenged—is automatically reversed. See Greer v. United States, 593 U.S. 503, 513 (2021). But if the error is categorized as harmless error, the state must show beyond a reasonable doubt that the error did not contribute to the verdict or sentence. See Weaver v. Massachusetts, 582 U.S. 286, 294 (2017).

¶2 Kevin Dunbar—who was convicted of multiple felonies but whose sentence was overturned on appeal—asked to represent himself in the final stages of his resentencing. The trial court denied Dunbar’s request and subsequently sentenced him to prison.

¶3 Dunbar appealed. The court of appeals concluded that the trial court’s denial of Dunbar’s request to represent himself constituted structural error and thus remanded the case to the trial court to reconsider his request. In this case, we decide whether the denial of the right to self-representation at sentencing is amenable to harmless error—rather than structural error—review.

¶4 For the reasons announced in this Opinion, we hold that erroneous denials of the right to self-representation at sentencing constitute structural error. However, we also recognize that not all denials of self-representation requests are erroneous, and we therefore clarify the analysis a trial court must employ in determining whether it should grant a defendant’s untimely self-representation request.

2 STATE V. KEVIN DUNBAR Opinion of the Court

BACKGROUND

¶5 Dunbar was convicted of attempted first degree murder, aggravated assault with a deadly weapon, kidnapping, and possession of a deadly weapon by a prohibited possessor. State v. Dunbar (Dunbar I), 249 Ariz. 37, 42 ¶ 1 (App. 2020). Dunbar appealed his convictions and sentences. Id. ¶ 4. He claimed, among other things, that he was denied the right to self-representation at trial. Id. at 44 ¶ 10. The court of appeals upheld his convictions but remanded for resentencing on different grounds. Id. at 54 ¶ 55. In rejecting his self-representation argument, the court found Dunbar “forfeited his right to self-representation through his vacillating positions,” and that Dunbar had eventually signed a motion waiving his right to self-representation. Id. at 46 ¶ 17.

¶6 At his resentencing, Dunbar was represented by counsel. After hearing from the victim, the State, and Dunbar’s counsel, the trial court asked if Dunbar wished to speak. Dunbar requested a continuance because he had not had an opportunity to consult with his attorney before the hearing. The court granted Dunbar’s request and informed him that the continued hearing would only involve his comments regarding sentencing, as the other parties had already been heard.

¶7 Before the continued hearing, Dunbar filed a request to proceed pro se. At the hearing, the court denied Dunbar’s request to represent himself. Applying the law of the case doctrine, the court reasoned that Dunbar had forfeited his right to self-representation based on “his vacillating position and his signed waiver,” as established in Dunbar I. However, the court acknowledged that “it had read his two pro se memoranda on sentencing and would take those into account.”

¶8 Dunbar objected to the court’s ruling. He informed the court that he still had not spoken to counsel and that he disagreed with his counsel’s position regarding sentencing. The court allowed a recess so Dunbar could speak with his attorney. After reconvening the hearing, and after hearing from Dunbar, the court pronounced the sentence.

¶9 Dunbar appealed, arguing that his sentence should be vacated because he was denied the right to self-representation at resentencing. See State v. Dunbar (Dunbar II), No. 2 CA-CR 2021-0069, 2023 WL 126419, at *1 3 STATE V. KEVIN DUNBAR Opinion of the Court

¶ 1 (Ariz. App. Jan. 6, 2023) (mem. decision). In a split decision, the court of appeals concluded that the trial court’s denial of Dunbar’s right to self-representation at sentencing constituted structural error. Id. at *4 ¶ 16. The dissenting judge asserted that the trial court’s denial of self-representation was not structural error and should thus be evaluated for harmless error. Id. at *6 ¶ 26 (Brearcliffe, J., concurring in part and dissenting in part).

¶10 The court of appeals also concluded that the trial court failed to properly analyze Dunbar’s request to represent himself. Id. at *4 ¶ 20. Though the court found that Dunbar’s request was untimely, it remanded to the trial court to determine whether Dunbar’s request should have been granted. Id. The court of appeals instructed the trial court to make this determination by considering the factors enunciated in State v. De Nistor, 143 Ariz. 407 (1985). Dunbar II, 2023 WL 126419, at *4 ¶ 20. If, after conducting this analysis, the trial court determined that Dunbar’s requests should have been granted, the court was to vacate his sentences and schedule a resentencing. Id.

¶11 The State appealed and we granted review to answer a recurring question of statewide importance in criminal cases: “Is the denial of the right to self-representation at sentencing amenable to harmless error, rather than structural error, review?” We have jurisdiction under article 6, section 5(3) of the Arizona Constitution.

DISCUSSION

¶12 This Court reviews questions of law de novo. State v. Smith, 215 Ariz. 221, 227 ¶ 14 (2007); State v. Glassel, 211 Ariz. 33, 50 ¶ 59 (2005) (applying the Sixth Amendment). 1

1 We limit our analysis to applying the United States Constitution, rather than article 2, section 24 of the Arizona Constitution, because only amici—neither Dunbar nor the State—raised it. See Brionna J. v. Dep’t of Child Safety, 255 Ariz. 471, 479 ¶ 37 (2023) (declining to address an issue raised by amici because it “would expand the issues on appeal and address an argument not made by either party”). 4 STATE V. KEVIN DUNBAR Opinion of the Court

I.

¶13 The right to counsel guaranteed under the Sixth Amendment of the United States Constitution includes an accused’s right to self-representation. Faretta v. California, 422 U.S. 806, 819 (1975); see also U.S. Const. amends. VI, XIV. This right also extends to representing oneself at sentencing. See Lopez v. Thompson, 202 F.3d 1110, 1117 (9th Cir.

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550 P.3d 142, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-arizona-v-kevin-dunbar-ariz-2024.