State of Arizona v. Daniel Diaz

340 P.3d 1069, 236 Ariz. 361, 703 Ariz. Adv. Rep. 30, 2014 Ariz. LEXIS 220
CourtArizona Supreme Court
DecidedDecember 30, 2014
DocketCR-14-0063-PR
StatusPublished
Cited by14 cases

This text of 340 P.3d 1069 (State of Arizona v. Daniel Diaz) is published on Counsel Stack Legal Research, covering Arizona Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Arizona v. Daniel Diaz, 340 P.3d 1069, 236 Ariz. 361, 703 Ariz. Adv. Rep. 30, 2014 Ariz. LEXIS 220 (Ark. 2014).

Opinion

Justice TIMMER,

opinion of the Court.

¶ 1 A criminal defendant cannot obtain post-conviction relief based on a ground that has been waived in a prior post-conviction relief proceeding. Ariz. R.Crim. P. 32.2(a)(3). Under the unusual facts of this case, Daniel Diaz did not waive his ineffective assistance of trial counsel claim when, through no fault of Diaz’s, his counsel failed to file petitions in two prior post-conviction relief proceedings.

I. BACKGROUND

¶2 Before his 2007 conviction for possession of methamphetamine for sale, Diaz rejected two plea offers to stipulate, respectively, to prison terms of nine or fifteen years, after his trial attorney advised him that his presumptive sentence would be ten years and *362 his maximum sentence would be fifteen years. The superior court ultimately sentenced Diaz to an aggravated prison term of twenty-five years, and this Court affirmed Diaz’s conviction and sentence. State v. Diaz, 224 Ariz. 322, 323 ¶ 3, 325 ¶ 18, 230 P.3d 705, 706, 708 (2010).

¶3 Diaz filed a notice of post-conviction relief (“PCR”), but the trial court dismissed the proceeding with prejudice after his new attorney failed to timely file a petition, despite receiving several extensions of the filing deadline. The court of appeals granted review but denied relief. State v. Diaz, 2 CA-CR 2010-0300-PR, at *1 ¶ 1, 2011 WL 213853 (Ariz.App. Jan. 21, 2011) (mem.decision).

¶ 4 Diaz filed a second PCR notice through a different attorney. As in the initial PCR proceeding, the trial court dismissed the matter with prejudice when Diaz’s attorney failed to file a petition after obtaining several extensions of time. The court of appeals granted review but denied relief, although it acknowledged the procedural injustice to Diaz and referred both PCR attorneys to the State Bar of Arizona for potential discipline. State v. Diaz, 228 Ariz. 541, 542 ¶ 1, 543 ¶ 7, 545 ¶ 12, 269 P.3d 717, 718, 719, 721 (App. 2012).

¶ 5 After Diaz initiated his third PCR proceeding, a third PCR attorney timely filed Diaz’s first PCR petition, which alleged that trial counsel’s ineffective assistance led Diaz to reject the State’s plea offers and proceed to trial. The trial court summarily denied the petition after finding that Diaz’s ineffective assistance of counsel (“IAC”) claim was precluded because the claim had been both waived and finally adjudicated on the merits in a prior PCR proceeding. See Ariz. R.Crim. P. 32.2(a) (listing grounds for preclusion). The court of appeals granted review but denied relief, reasoning that Diaz waived his claim pursuant to Rule 32.2(a)(3). State v. Diaz, 2 CA-CR 2013-0387-PR, at *2 ¶¶ 6-7, 2014 WL 586049 (Ariz.App. Peb. 13, 2014) (mem. decision).

¶ 6 We granted review to decide an important issue of law concerning waiver in Rule 32 proceedings. We have jurisdiction pursuant to Article 6, Section 5(3), of the Arizona Constitution and A.R.S. § 12-120.24.

II. DISCUSSION

¶7 Rule 32.2(a)(3) precludes defendants from relief “based upon any ground ... waived ... in any previous collateral proceeding.” See also AR.S. § 13-4232(B) (same). The state must prove waiver by a preponderance of the evidence. Ariz. R.Crim. P. 32.2(c). We review the interpretation and application of Rule 32.2(a)(3) de novo as an issue of law. See State v. Gutierrez, 229 Ariz. 573, 576-77 ¶ 19, 278 P.3d 1276, 1279-80 (2012).

¶ 8 PCR counsel can waive most claims of trial error on the defendant’s behalf by failing to assert them in a PCR petition. Stewart v. Smith, 202 Ariz. 446, 449 ¶ 9, 46 P.3d 1067, 1070 (2002). If the claim is of “sufficient constitutional magnitude,” however, the state must prove that the defendant knowingly, voluntarily, and intelligently waived the claim. Id. at 449-50 ¶¶ 9-10, 46 P.3d at 1070-71; see also Ariz. R.Crim. P. 32.2, cmt. (“[S]ome issues not raised ... in a previous collateral proceeding may be deemed waived without considering the defendant’s personal knowledge, unless such knowledge is specifically required to waive the constitutional right involved.”).

¶ 9 Whether a defendant must personally waive an IAC claim to warrant preclusion under Rule 32.2(a)(3) depends on the particular right implicated by the allegedly ineffective representation. Stewart, 202 Ariz. at 450 ¶ 12, 46 P.3d at 1071. The defendant must personally waive an IAC claim only if the attorney’s alleged defective performance affected a right of sufficient constitutional magnitude. Id.; State v. Swoopes, 216 Ariz. 390, 399 ¶ 28, 166 P.3d 945, 954 (App.2007) (“[T]o avoid preclusion, a defendant must show a constitutional right is implicated, one that can only be waived by a defendant personally.”). The IAC claim here does not implicate such a right because defendants do not have a constitutional right to a plea bargain. See Rivera-Longoria v. Slayton, 228 Ariz. 156, 158 ¶ 10, 264 P.3d 866, 868 (2011).

¶ 10 Nevertheless, as the State commendably acknowledged at oral argu *363 ment in this Court, this ease presents unusual circumstances that compel a conclusion that Diaz did not waive his IAC claim. 1 Although defendants have a constitutional right to appeal, Ariz. Const, art. 2, § 24, they may not present an IAC claim until the first PCR proceeding, State v. Spreitz, 202 Ariz. 1, 3 ¶ 9, 39 P.3d 525, 527 (2002). This is not a case in which a defendant fails to timely file a pro per PCR petition after PCR counsel filed a notice stating that counsel could not find any meritorious claims. Rather, despite Diaz’s efforts to assert an IAC claim, he was deprived of that opportunity through no fault of his own. He timely filed a notice of PCR to raise an IAC claim, but his former PCR attorneys failed to file a petition to enable adjudication of the claim. Cf. Canion v. Cole, 210 Ariz. 598, 600 ¶ 11, 115 P.3d 1261, 1263 (2005) (noting that a PCR petition triggers consideration of PCR claims and related discovery requests).

¶ 11 The petition filed by Diaz’s current counsel was the first PCR petition filed on Diaz’s behalf. Because Diaz timely filed a notice of PCR seeking to assert an IAC claim, and he was blameless regarding his former attorneys’ failures to file an initial PCR petition, we will not deem his IAC claim waived pursuant to Rule 32.2(a)(3). Cf Ariz. R.Crim. P. 1.2 (requiring construction of rules “to secure ...

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Le
Court of Appeals of Arizona, 2026
Tracy Hampton v. David Shinn
Ninth Circuit, 2025
Eugene Doerr v. David Shinn
127 F.4th 1162 (Ninth Circuit, 2025)
Lehr v. Thornell
D. Arizona, 2024
Anderson v. Shinn
D. Arizona, 2024
State of Arizona v. Larry Dean Anderson
547 P.3d 345 (Arizona Supreme Court, 2024)
State v. Threadgill
Court of Appeals of Arizona, 2023
State v. Traverso
Court of Appeals of Arizona, 2023
Alavez v. Shinn
D. Arizona, 2022
State of Arizona v. Darren Irving Goldin
365 P.3d 364 (Court of Appeals of Arizona, 2015)

Cite This Page — Counsel Stack

Bluebook (online)
340 P.3d 1069, 236 Ariz. 361, 703 Ariz. Adv. Rep. 30, 2014 Ariz. LEXIS 220, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-arizona-v-daniel-diaz-ariz-2014.