State of Arizona v. Brady Whitman Jr.

301 P.3d 226, 232 Ariz. 60, 661 Ariz. Adv. Rep. 9, 2013 WL 2180009, 2013 Ariz. App. LEXIS 100
CourtCourt of Appeals of Arizona
DecidedMay 20, 2013
Docket2 CA-CR 2012-0006
StatusPublished
Cited by4 cases

This text of 301 P.3d 226 (State of Arizona v. Brady Whitman Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals of Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Arizona v. Brady Whitman Jr., 301 P.3d 226, 232 Ariz. 60, 661 Ariz. Adv. Rep. 9, 2013 WL 2180009, 2013 Ariz. App. LEXIS 100 (Ark. Ct. App. 2013).

Opinions

OPINION

ECKERSTROM, Presiding Judge.

¶ 1 Following a jury trial, appellant Brady Whitman Jr. was convicted of four counts of aggravated driving under the influence. The trial court sentenced him to concurrent terms of four months’ incarceration, pursuant to AR.S. § 28-1383(D), and five years’ probation. Although the state has challenged the timeliness of this appeal, we hold that a criminal defendant’s notice of appeal is timely if it is filed within twenty days of the filing of the minute entry that contains the judgment and sentence. The present appeal, therefore, has been properly taken. As to the merits of Whitman’s appeal, we find no error in the court’s ruling on his suppression motion, and we consequently affirm his convictions and disposition. We set forth the facts below as they relate to each issue discussed.

Jurisdiction

¶2 Whitman was sentenced on December 7, 2011. The minute entry documenting this event was filed two days later, on December 9. He filed his notice of appeal on Wednesday, December 28.

¶ 3 The state argues, and Whitman originally conceded, that his notice of appeal was filed one day after the twenty-day deadline provided by Rule 31.3, Ariz. R.Crim. P. This argument presumes that the time for filing a notice is measured from the date of sentencing. If this contention were true, and if no other exception applied, we would be forced to dismiss the appeal as untimely due to a lack of jurisdiction. See State v. Littleton, 146 Ariz. 531, 533, 707 P.2d 329, 331 (App. 1985) (“The filing of a timely notice of appeal is essential to the exercise of jurisdiction by this court.”); see also State v. Johnson, 78 Ariz. 211, 212-13, 277 P.2d 1020, 1021-22 (1954). Since we ordered supplemental briefing on the issue, however, Whitman has changed his position and now maintains the date the minute entry was filed, rather than [62]*62the date of oral pronouncement, is relevant to determining timeliness under Rule 31.3.

¶ 4 A threshold question we must decide is how to measure the time for filing a notice of appeal. Article II, § 24 of the Arizona Constitution guarantees a criminal defendant the right to appeal. As the right has been codified by statute, a defendant may appeal from a “final judgment of conviction” or a “sentence ... that is illegal or excessive.” AR.S. § 13-4033(A)(1), (4). Rule 31.3 provides that “[t]he notice of appeal shall be filed with the clerk of the trial court within 20 days after the entry of judgment and sentence.” Our rules specify that probation is included within the definition of the word “sentence” for appellate purposes. Ariz. R.Crim. P. 26.1 cmt.; State v. Fuentes, 26 Ariz.App. 444, 446-47, 549 P.2d 224, 226-27, approved, 113 Ariz. 285, 551 P.2d 554 (1976). The rules do not, however, expressly state when the “entry of judgment and sentence” occurs. In fact, they present a daunting ambiguity regarding the time for taking an appeal.

¶ 5 We interpret court rules using principles of statutory construction. Chronis v. Steinle, 220 Ariz. 559, ¶ 6, 208 P.3d 210, 211 (2009). Our goal when construing a rule is to give effect to the rule-makers’ intent. Id. “To ascertain that intent, we examine ‘the rule’s context, the language used, the subject matter, the historical background, the effects and consequences, and its spirit and purpose.’ ” Id., quoting State v. Aguilar, 209 Ariz. 40, ¶ 23, 97 P.3d 865, 872 (2004). We undertake this review de novo. State ex rel. Thomas v. Newell, 221 Ariz. 112, ¶ 7, 210 P.3d 1283, 1285 (App.2009).

¶ 6 We find substantial support in Arizona law for Whitman’s view that the “entry” of judgment and sentence occurs, for the purposes of Rule 31.3, when the clerk of the court files the minute entry documenting the judgment and sentence. In the past, the time for taking an appeal was provided by statute and was measured from the “rendition” of judgment. Ariz. Rev.Code, § 5138 (1928); Ariz. Pen.Code, § 1043 (1901). Then, as now, the rendition of judgment occurred upon pronouncement by the judge. See Ariz. R.Crim. P. 26.2(b), 26.10; Ariz. Rev.Code § 5104 (1928); see also Black v. Indus. Comm’n, 83 Ariz. 121, 128, 317 P.2d 553, 557 (1957) (Struckmeyer, J., dissenting) (“[Pronouncement is ... universally accepted as the rendition of judgment.”); Moulton v. Smith, 23 Ariz. 319, 321, 203 P. 562, 563 (1922) (“[T]he term ‘rendering judgment’ ... mean[s] the act of the court in announcing its final determination of ... the action.”); State v. Madrid, 9 Ariz.App. 207, 209, 450 P.2d 719, 721 (1969) (“Rendition of judgment is ... pronouncement by the court of its decision.”).

¶ 7 Our appellate procedure changed in 1940, when our newly enacted criminal rules measured the time for an appeal from the date that a judgment or sentence was “entered” of record. Ariz.Code Ann., § 44-2509 (1939) (former § 420, Rules of Criminal Procedure); see Ariz.Code Ann., §§ 44-2223, 44-2551 (1939). The “[e]ntry of judgment is a ministerial act required to be done by the clerk of the court as distinguished from the judicial act of pronouncing judgment.” Madrid, 9 Ariz.App. at 209, 450 P.2d at 721; accord Black, 83 Ariz. at 128-29, 317 P.2d at 557-58 (Struckmeyer, J., dissenting); Moul-ton, 23 Ariz. at 321-22, 203 P. at 563; Black’s Law Dictionary 613 (9th ed. 2009) (defining “entry of judgment” as “[t]he ministerial act of recording a court’s final decision, usu. by noting it in a judgment book or civil docket”). Despite other changes to the rules since 1940, the specific provision governing the time for taking an appeal has continued to identify the “entry” of judgment and sentence as the operative event. See Ariz. R.Crim. P. 31.3, 17 AR.S. (1973); Ariz. R.Crim. P. 348,17 AR.S. (1956).

¶ 8 For much of our state’s history, therefore, we have expressed the view that “[i]n criminal matters, the judgment is complete, valid and appealable only when it is orally pronounced in open court [a]nd entered on the clerk’s minutes.” State v. Rendel, 18 Ariz.App. 201, 205, 501 P.2d 42, 46 (1972); see State v. Falkner, 112 Ariz. 372, 373, 542 P.2d 404, 405 (1975). More recent cases have echoed this principle. See, e.g., State v. Bolding, 227 Ariz. 82, ¶ 13, 253 P.3d 279, 284 (App.2011) (“A judgment of conviction is final only when a verdict has been rendered, whether by jury or the trial court after a bench trial, and sentence has been ‘orally [63]*63pronounced in open court and entered on the clerk’s minutes.’”), quoting State v. Glas-scock, 168 Ariz. 265, 267 n. 2, 812 P.2d 1083, 1085 n. 2 (App. 1990); State v. Perez, 172 Ariz. 290, 292, 836 P.2d 1000,1002 (App.1992) (“Judgment is not final until it is orally pronounced and entered in the court’s minutes.”).

¶ 9 To this day, the “entry” of judgment occurs for the purpose of determining the timeliness of civil appeals when the document is “file-stamped by the clerk.” Haroutunian v. Valueoptions, Inc., 218 Ariz. 541, ¶ 10, 189 P.3d 1114, 1118 (App.2008); see Ariz. R. Civ. App. P. 8(a), 9(a); Ariz. R. Civ. P. 58(a). Similarly, in eases involving the severance of parental rights, the “entry” of the juvenile court’s order concludes the proceeding, AR.S. § 8-538(A), and the time for taking an appeal is consequently measured from the date “the final order is filed with the clerk.” Ariz. R.P. Juv. Ct.

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301 P.3d 226, 232 Ariz. 60, 661 Ariz. Adv. Rep. 9, 2013 WL 2180009, 2013 Ariz. App. LEXIS 100, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-arizona-v-brady-whitman-jr-arizctapp-2013.