State of Alaska v. Jane Lubchenco

723 F.3d 1043, 2013 WL 3802414
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 23, 2013
Docket12-35201, 12-35203, 12-35204
StatusPublished
Cited by6 cases

This text of 723 F.3d 1043 (State of Alaska v. Jane Lubchenco) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State of Alaska v. Jane Lubchenco, 723 F.3d 1043, 2013 WL 3802414 (9th Cir. 2013).

Opinion

OPINION

SCHROEDER, Circuit Judge:

The western Distinct Population Segment of the Steller sea lions (“wDPS”) live in the great northern Pacific Ocean region off Alaska, and they were declared endangered in 1997. More recently, in two of the seven sub-regions they inhabit, they have been experiencing population declines because they have been showing signs of nutritional stress. In 2010, the National Marine Fisheries Service (“NMFS” or “the agency”) therefore limited commercial fishing in those waters, causing representatives of the fishing industry and the State of Alaska (“Plaintiffs”) to file this action challenging the limitations.

The plaintiffs’ principal argument is that the NMFS violated the Endangered Species Act (“ESA”) because it based the fishing restrictions on declines in sub-regions rather than in the entire population of the endangered species. Plaintiffs also contend the agency utilized the wrong standards in measuring the effects of continued fishing and failed to find a sufficient causal link between authorizing fisheries and the population decline. We hold that use of subregions did not violate the ESA and that the agency utilized appropriate standards to find that continuing previous fishing levels in those sub-regions would adversely modify the critical habitat and jeopardize the continued existence of the entire population. We therefore affirm the district court’s judgment rejecting plaintiffs’ claims.

I. BACKGROUND

A. Statutory Framework

This case involves the interaction of three statutes: the Magnuson-Stevens Fisheries Conservation Act (“MSA”), the ESA, and the National Environmental Policy Act (“NEPA”). The first concerns management of fisheries, and the others concern more generally the environmental consequences of government actions. Plaintiffs claim NMFS violated all three in its promulgation of a 2010 Biological Opinion (“BiOp”) reducing commercial fishing in wDPS habitat.

The MSA governs the federal management of fisheries in various waters off the United States and establishes regional councils that are responsible for the sustainable management of fisheries. 16 U.S.C. § 1852(h). These councils create fishery management plans, which are prepared using scientific evidence and are geared toward ensuring conservation of the fisheries. Id. § 1853. The Secretary of Commerce must approve the management plans, which can include, among other things, limitations on or closure of fishing in designated zones. Id.

The ESA requires the Secretaries of Interior and Commerce to list endangered species and designate their critical habitats. 16 U.S.C. § 1533(c). Section 4(f) of the ESA requires the Secretary of Commerce to design and carry out “recovery plans” and to implement programs to conserve the species under section 7(a)(1). 16 U.S.C. §§ 1533(f), 1536(a)(1). Section 7(a)(2) of the ESA mandates that federal *1048 agencies ensure that actions they take will not “jeopardize the continued existence of any endangered species or threatened species or result in the destruction or adverse modification of habitat of such species.” 16 U.S.C. § 1536(a)(2).

Under the ESA, when a governmental entity plans to take action that may impact an endangered species, it must consult with the agency that has authority over the species. The consulted agency must then prepare a BiOp to determine whether the planned action will either likely jeopardize the species’s continued existence or adversely modify its critical habitat. See id; Nat’l Wildlife Fed’n v. Nat’l Marine Fisheries Serv., 524 F.3d 917, 924 (9th Cir.2008). If either of those criteria is met, the agency may suggest a “reasonable and prudent alternative” (“RPA”), which is designed to avoid jeopardy or adverse habitat modification. 16 U.S.C. § 1536(b)(3)(A); Nat’l Wildlife Fed’n, 524 F.3d at 925.

The NMFS in this case stands at the intersection of the MSA and the ESA. Its duty is to ensure that actions taken by the regional councils, including fishery management plans, do not jeopardize the continued existence of a threatened or endangered species or adversely modify critical habitat of an endangered species. See Greenpeace v. Nat’l Marine Fisheries Serv. (“Greenpeace IV”), 237 F.Supp.2d 1181, 1185 (W.D.Wash.2002). In this case it must evaluate the effect of the fishing plans on the wDPS and its habitat.

The third statute, NEPA, requires study of the environmental effects of any government action. 42 U.S.C. § 4332(C). Under NEPA, an agency planning an action may use an Environmental Assessment (“EA”) to determine whether the proposed action, including an RPA, would have a significant environmental impact. 40 C.F.R. § 1501.4. If the action would have such an effect, the agency must prepare an Environmental Impact Statement (“EIS”). Id. If it would not, no EIS is required. An EIS must describe the environmental consequences of the governmental action and the alternatives that were considered by the agency. When an agency makes a decision after preparation of an EIS, it must prepare a Record of Decision (“ROD”), stating its decision, the alternatives it considered, and how its decision minimizes environmental harms. 40 C.F.R. § 1505.2.

In this case, the operation of these statutes has a profound impact on both the Steller sea lions and on fishing interests because the statutes deal with the habitat in which sea lions live. This habitat includes their food sources, and, as a result, the resources available for commercial fishing. Environmental groups, the State of Alaska, and fishing industries, therefore, have all long been concerned about how the federal government applies these statutes in the waters off Alaska, and their concerns have led to a decade of litigation concerning the scope of federal regulation of these fisheries.

B. History of Regulation of Fisheries and wDPS

The regulation at issue in this case has centered on the Bering Sea/Aleutian Islands and Gulf of Alaska regions, which are home to Steller sea lions and to commercial fisheries that are governed by the MSA. See Greenpeace v. Nat’l Marine Fisheries Serv. (“Greenpeace I ”), 55 F.Supp.2d 1248, 1252 (W.D.Wash.1999). By 1990, there had been a decline in the sea lion population over a thirty-year period, so the NMFS listed the entire Steller sea lion population as “threatened” under the ESA. Id. at 1254.

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723 F.3d 1043, 2013 WL 3802414, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-of-alaska-v-jane-lubchenco-ca9-2013.