STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
11-1362
STATE IN THE INTEREST OF P.M. & H.M.
**********
APPEAL FROM THE FIFTEENTH JUDICIAL DISTRICT COURT PARISH OF ACADIA, NO. 4654 HONORABLE KRISTIAN DENNIS EARLES, DISTRICT JUDGE
JOHN D. SAUNDERS JUDGE
Court composed of John D. Saunders, Oswald A. Decuir, and Marc T. Amy, Judges.
REVERSED.
Annette Fuller Roach 15th Judicial District Public Defenders Office P. O. Box 1747 Lake Charles, LA 70602-1747 (337) 436-2900 COUNSEL FOR APPELLANT: D. A. Diane Elaine Cote 825 Kaliste Saloom Road Brandwine I, Room 218 Lafayette, LA 70508 (337) 262-1555 COUNSEL FOR APPELLEE: State of Louisiana, Department of Children andFamily Services
Brett Anthony Stefanski Attorney at Law P. O. Dreawer 730 Crowley, LA 70527-0730 (337) 783-7000 COUNSEL FOR APPELLEE: P. M. H. M.
Scott J. Privat Privat & Privat P. O. Box 449 Crowley, LA 70527 (337) 783-7142 COUNSEL FOR APPELLANT: R. M. SAUNDERS, Judge.
This case involves the involuntary termination of parental rights of a mother
and father of two children under La.Ch.Code art. 1015(5). The trial court found
that neither parent substantially complied with the case plan nor was there any
reasonable expectation that either parent’s conduct would significantly improve in
the near future. Further, the trial court found that termination of each parent’s
parental rights was in the best interest of the children. As such, the trial court
terminated the mother and father’s parental rights and certified the children for
adoption. We reverse.
FACTS AND PROCEDURAL HISTORY:
The Department of Children and Family Services (DCFS) became involved
with a cohabiting family composed of mother, D.A., father, R.M., and two children,
P.M. and H.M., following an incident where R.M. whipped P.M. with a belt. The
DCFS created a safety plan and D.A. attended domestic violence counseling. The
safety plan provided that R.M. was permitted only supervised visits with the
children.
Thereafter, R.M. and D.A. apparently reconciled and R.M. requested that a
new safety plan be enacted. The following day, the DCFS received an anonymous
call that R.M. was with D.A. and the children at the house of D.A.’s sister. Upon
arriving, the workers observed the four family members sleeping on an air mattress
on the living room floor. The children were removed from the home and placed in
the State’s custody on December 8, 2008.
A petition was filed on December 12, 2008, to adjudicate the children as in
need of care. On January 5, 2009, the parties agreed that the children be
adjudicated as such. A case plan wherein, inter alia, D.A. and R.M. would obtain steady housing and employment, seek mental health treatment, and attend
parenting classes was established.
On August 20, 2010, a petition for termination of parental rights and
certification for adoption was filed. A trial was held on May 6, 2011, wherein
judgment was reached by the trial court that terminated the parental rights of D.A.
and R.M. and certified the children for adoption. D.A. and R.M. have timely
appealed.
ASSIGNMENTS OF ERROR D.A. AND R.M.:
1. The trial court erred in terminating the parental rights of D.A. and R.M. via
concluding that her failure to more timely seek mental health treatment was
sufficient to prove by clear and convincing evidence that she has not
substantially complied with their case plan and that there was no reasonable
expectation for further improvement in their condition or conduct in the near
future nor reasonable expectation that they would complete the case plan as
deemed necessary for the safe return of the children.
2. The trial court erred in finding that termination was in the best interest of the
ASSIGNMENT OF ERROR NUMBER ONE:
D.A. contends in her first assignment of error that the trial court erred in
terminating her parental rights. We find merit in this contention.
The trial court’s factual findings regarding involuntary termination of
parental rights are reviewed under the manifest error/clearly wrong standard. State
ex rel. H.M.D., 09-508 (La.App. 3 Cir. 4/7/10), 35 So.3d 426.
In any case to involuntarily terminate parental rights, there are two private interests involved: those of the parents and those of the child. The parents have a natural, fundamental liberty interest to the continuing companionship, care, custody and management of their children warranting great deference and vigilant protection under the 2 law, Lassiter v. Department of Soc. Servs., 452 U.S. 18, 101 S.Ct. 2153, 68 L.Ed.2d 640 (1981), and due process requires that a fundamentally fair procedure be followed when the state seeks to terminate the parent-child legal relationship, State in Interest of Delcuze, 407 So.2d 707 (La.1981). However, the child has a profound interest, often at odds with those of his parents, in terminating parental rights that prevent adoption and inhibit establishing secure, stable, long-term, and continuous relationships found in a home with proper parental care. Lehman v. Lycoming County Children’s Serv.’s Agency, 458 U.S. 502, 102 S.Ct. 3231, 73 L.Ed.2d 928 (1982); see also State in the Interest of S.M., 98–0922 (La.10/20/98), 719 So.2d 445, 452. In balancing these interests, the courts of this state have consistently found the interest of the child to be paramount over that of the parent. See, e.g., State in the Interest of S.M., 719 So.2d at 452 ; State in the Interest of A.E., 448 So.2d 183, 186 (La.App. 4 Cir.1984); State in the Interest of Driscoll, 410 So.2d 255, 258 (La.App. 4 Cir.1982).
The State’s parens patriae power allows intervention in the parent-child relationship only under serious circumstances, such as where the State seeks the permanent severance of that relationship in an involuntary termination proceeding. The fundamental purpose of involuntary termination proceedings is to provide the greatest possible protection to a child whose parents are unwilling or unable to provide adequate care for his physical, emotional, and mental health needs and adequate rearing by providing an expeditious judicial process for the termination of all parental rights and responsibilities and to achieve permanency and stability for the child. The focus of an involuntary termination proceeding is not whether the parent should be deprived of custody, but whether it would be in the best interest of the child for all legal relations with the parents to be terminated. LA. CHILD. CODE[] art. 1001. As such, the primary concern of the courts and the State remains to secure the best interest for the child, including termination of parental rights if justifiable grounds exist and are proven. Nonetheless, courts must proceed with care and caution as the permanent termination of the legal relationship existing between natural parents and the child is one of the most drastic actions the State can take against its citizens. The potential loss to the parent is grievous, perhaps more so than the loss of personal freedom caused by incarceration. State in the Interest of A.E., 448 So.2d at 185.
State in the Interest of J.A., 99-2905, pp. 7-9 (La. 1/12/00), 752 So.2d 806, 810-11.
The trial court terminated D.A.’s parental rights under La.Ch.Code art.
1015(5), which states:
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STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
11-1362
STATE IN THE INTEREST OF P.M. & H.M.
**********
APPEAL FROM THE FIFTEENTH JUDICIAL DISTRICT COURT PARISH OF ACADIA, NO. 4654 HONORABLE KRISTIAN DENNIS EARLES, DISTRICT JUDGE
JOHN D. SAUNDERS JUDGE
Court composed of John D. Saunders, Oswald A. Decuir, and Marc T. Amy, Judges.
REVERSED.
Annette Fuller Roach 15th Judicial District Public Defenders Office P. O. Box 1747 Lake Charles, LA 70602-1747 (337) 436-2900 COUNSEL FOR APPELLANT: D. A. Diane Elaine Cote 825 Kaliste Saloom Road Brandwine I, Room 218 Lafayette, LA 70508 (337) 262-1555 COUNSEL FOR APPELLEE: State of Louisiana, Department of Children andFamily Services
Brett Anthony Stefanski Attorney at Law P. O. Dreawer 730 Crowley, LA 70527-0730 (337) 783-7000 COUNSEL FOR APPELLEE: P. M. H. M.
Scott J. Privat Privat & Privat P. O. Box 449 Crowley, LA 70527 (337) 783-7142 COUNSEL FOR APPELLANT: R. M. SAUNDERS, Judge.
This case involves the involuntary termination of parental rights of a mother
and father of two children under La.Ch.Code art. 1015(5). The trial court found
that neither parent substantially complied with the case plan nor was there any
reasonable expectation that either parent’s conduct would significantly improve in
the near future. Further, the trial court found that termination of each parent’s
parental rights was in the best interest of the children. As such, the trial court
terminated the mother and father’s parental rights and certified the children for
adoption. We reverse.
FACTS AND PROCEDURAL HISTORY:
The Department of Children and Family Services (DCFS) became involved
with a cohabiting family composed of mother, D.A., father, R.M., and two children,
P.M. and H.M., following an incident where R.M. whipped P.M. with a belt. The
DCFS created a safety plan and D.A. attended domestic violence counseling. The
safety plan provided that R.M. was permitted only supervised visits with the
children.
Thereafter, R.M. and D.A. apparently reconciled and R.M. requested that a
new safety plan be enacted. The following day, the DCFS received an anonymous
call that R.M. was with D.A. and the children at the house of D.A.’s sister. Upon
arriving, the workers observed the four family members sleeping on an air mattress
on the living room floor. The children were removed from the home and placed in
the State’s custody on December 8, 2008.
A petition was filed on December 12, 2008, to adjudicate the children as in
need of care. On January 5, 2009, the parties agreed that the children be
adjudicated as such. A case plan wherein, inter alia, D.A. and R.M. would obtain steady housing and employment, seek mental health treatment, and attend
parenting classes was established.
On August 20, 2010, a petition for termination of parental rights and
certification for adoption was filed. A trial was held on May 6, 2011, wherein
judgment was reached by the trial court that terminated the parental rights of D.A.
and R.M. and certified the children for adoption. D.A. and R.M. have timely
appealed.
ASSIGNMENTS OF ERROR D.A. AND R.M.:
1. The trial court erred in terminating the parental rights of D.A. and R.M. via
concluding that her failure to more timely seek mental health treatment was
sufficient to prove by clear and convincing evidence that she has not
substantially complied with their case plan and that there was no reasonable
expectation for further improvement in their condition or conduct in the near
future nor reasonable expectation that they would complete the case plan as
deemed necessary for the safe return of the children.
2. The trial court erred in finding that termination was in the best interest of the
ASSIGNMENT OF ERROR NUMBER ONE:
D.A. contends in her first assignment of error that the trial court erred in
terminating her parental rights. We find merit in this contention.
The trial court’s factual findings regarding involuntary termination of
parental rights are reviewed under the manifest error/clearly wrong standard. State
ex rel. H.M.D., 09-508 (La.App. 3 Cir. 4/7/10), 35 So.3d 426.
In any case to involuntarily terminate parental rights, there are two private interests involved: those of the parents and those of the child. The parents have a natural, fundamental liberty interest to the continuing companionship, care, custody and management of their children warranting great deference and vigilant protection under the 2 law, Lassiter v. Department of Soc. Servs., 452 U.S. 18, 101 S.Ct. 2153, 68 L.Ed.2d 640 (1981), and due process requires that a fundamentally fair procedure be followed when the state seeks to terminate the parent-child legal relationship, State in Interest of Delcuze, 407 So.2d 707 (La.1981). However, the child has a profound interest, often at odds with those of his parents, in terminating parental rights that prevent adoption and inhibit establishing secure, stable, long-term, and continuous relationships found in a home with proper parental care. Lehman v. Lycoming County Children’s Serv.’s Agency, 458 U.S. 502, 102 S.Ct. 3231, 73 L.Ed.2d 928 (1982); see also State in the Interest of S.M., 98–0922 (La.10/20/98), 719 So.2d 445, 452. In balancing these interests, the courts of this state have consistently found the interest of the child to be paramount over that of the parent. See, e.g., State in the Interest of S.M., 719 So.2d at 452 ; State in the Interest of A.E., 448 So.2d 183, 186 (La.App. 4 Cir.1984); State in the Interest of Driscoll, 410 So.2d 255, 258 (La.App. 4 Cir.1982).
The State’s parens patriae power allows intervention in the parent-child relationship only under serious circumstances, such as where the State seeks the permanent severance of that relationship in an involuntary termination proceeding. The fundamental purpose of involuntary termination proceedings is to provide the greatest possible protection to a child whose parents are unwilling or unable to provide adequate care for his physical, emotional, and mental health needs and adequate rearing by providing an expeditious judicial process for the termination of all parental rights and responsibilities and to achieve permanency and stability for the child. The focus of an involuntary termination proceeding is not whether the parent should be deprived of custody, but whether it would be in the best interest of the child for all legal relations with the parents to be terminated. LA. CHILD. CODE[] art. 1001. As such, the primary concern of the courts and the State remains to secure the best interest for the child, including termination of parental rights if justifiable grounds exist and are proven. Nonetheless, courts must proceed with care and caution as the permanent termination of the legal relationship existing between natural parents and the child is one of the most drastic actions the State can take against its citizens. The potential loss to the parent is grievous, perhaps more so than the loss of personal freedom caused by incarceration. State in the Interest of A.E., 448 So.2d at 185.
State in the Interest of J.A., 99-2905, pp. 7-9 (La. 1/12/00), 752 So.2d 806, 810-11.
The trial court terminated D.A.’s parental rights under La.Ch.Code art.
1015(5), which states:
Unless sooner permitted by the court, at least one year has elapsed since a child was removed from the parent’s custody pursuant to a court order; there has been no substantial parental compliance with a case plan for services which has been previously filed by the department and approved by the court as necessary for the safe return 3 of the child; and despite earlier intervention, there is no reasonable expectation of significant improvement in the parent’s condition or conduct in the near future, considering the child’s age and his need for a safe, stable, and permanent home.
In this case, there is no dispute that the children have been removed from
D.A.’s custody via court order for at least a year. The dispute is whether the State
carried its burden to prove, by clear and convincing evidence, that D.A. has not
had some substantial compliance with her case plan and that one cannot reasonably
expect D.A. to show significant improvement in her conduct or condition presently.
D.A.’s case plan was dated December 31, 2008. It required of her the
following: establish and maintain housing; obtain employment; attend parenting
classes; pay twenty dollars monthly of parental contributions to social services;
undergo psychological evaluation and obtain an assessment with Crowley Mental
Health and follow-through with any recommendations they make; complete
substance abuse treatment; attend counseling at Faith House for battered women;
and participate in home visits and visitation with the children.
In a report dated April 29, 2009, it was noted that D.A. did not establish
housing or obtain employment. However, D.A. had applied for work at two
different businesses. Further, D.A. attended five of six sessions in parenting
classes, three of which D.A. participated extensively. Additionally, D.A. applied
for and was placed on a waiting list to attend another parenting class to improve
her mothering skills. D.A. also has attended several sessions at Faith House for
battered women and substance abuse treatment wherein she was administered
several urine drug screens. D.A.’s results were negative on all administered
screens.
As of the April 2009 report, D.A. failed to contribute the twenty dollars
monthly. However, according to the report, she brought snacks for the visits with
4 the children as well as presents for holidays and birthdays. Further, D.A. attended
all visits during the supervision period, demonstrated attempts to utilize alternative
discipline methods when the children misbehaved, showed appropriate affection
for the children, and read books and colored with the children. Finally, D.A.
assisted in changing H.M’s diapers and helping P.M. in using the restroom.
On May 11, 2009, the trial court issued a judgment that reunification was not
possible at that time, but that reunification was still the goal. On November 23,
2009, a second report noted that D.A. still failed to establish housing or obtain
employment. However, the report noted that D.A. had placed applications at
multiple businesses to no avail.
D.A. was involved with a mentoring program from May 2009 to November
2009. The goals of that program were to assist D.A. with finding a job and
housing and discussion of anger management and parenting issues. D.A. was
reportedly cooperative with this program.
D.A. attended a psychological evaluation with Dr. Bergeron on June 11,
2009, wherein she admitted to depression due to separation from her children. Dr.
Bergeron recommended mental health services. Due to D.A.’s housing location,
she was only able to attend one appointment at Crowley Mental Health, as her
location disqualified her for their services. She was then referred to Lake Charles
Mental Health. D.A. contacted Lake Charles Mental Health about services, but
was told she did not meet its criteria for services.
As of the November 2009 report, D.A. has failed to contribute the twenty
dollars monthly. However, according to the report, she brought snacks for the
visits with the children as well as presents for the holidays and birthdays. Further,
D.A. attended all visits during the supervision period, demonstrated attempts to
utilize alternative discipline methods when the children misbehave, showed 5 appropriate affection for the children and assisted the children by changing H.M.’s
diapers and helping P.M. in using the restroom. It was noted that D.A. struggled to
discipline P.M. However, most parties have reported that P.M. has been difficult
to discipline, including P.M.’s foster parents and therapist. Since, P.M. has been
diagnosed with ADHD and been reacting favorably to the prescribed medication.
On December 7, 2009, the trial court issued a judgment that reunification
was not possible at that time, but that reunification was still the goal. In March of
2010, D.A. completed an anger management course. On June 1, 2010, another
report was issued. Its contents were identical to the November 2009 report. On
June 1, 2010, the trial court issued a judgment that reunification was not possible at
that time, but that adoption was now the goal.
On August 20, 2010, a petition was filed to terminate D.A.’s parental rights.
On April 19, 2011, a report was issued on this matter. In that report, it noted that
D.A. had obtained housing with the children’s father, R.M. Although D.A. had
attempted to get a job previously, she no longer intended to do so due to
reunification with the children’s father who had a steady income.
After a thorough review of the record, we find that the trial court
erroneously terminated D.A.’s parental rights. She has substantially complied with
her case plan for services. The areas in which she lacked were due to economic
difficulties that hindered her attempt to obtain appropriate housing. Because she
lacked a consistent housing location, she has failed to fully complete the mental
health treatment portion of her case plan due to failing to meet the criteria for the
services. The record indicates that she has reunited with the children’s father who
has a steady income. This steady income has helped D.A. obtain housing. This
fact leads one to reasonably expect D.A. to show significant improvement in her
conduct or condition and should help D.A. completely comply with her case plan. 6 Accordingly, we reverse the trial court’s judgment terminating D.A.’s parental
rights.
D.A. ASSIGNMENT OF ERROR NUMBER TWO:
In her second assignment of error, D.A. asserts that the trial court erred in
finding that termination was in the best interest of the children. This assignment of
error is pretermitted.
Prior to termination of parental rights, the grounds for termination must be
established, and, thereafter, the trial court may terminate parental rights if
termination is in the best interest of the child. La.Ch.Code art. 1037(B). We
reversed the trial court’s judgment terminating D.A.’s parental rights in her
assignment of error number one because the State failed to establish the grounds
necessary to terminate D.A.’s parental rights under La.Ch.Code art. 1015(5).
Therefore, any discussion of this issue is extraneous.
R.M. ASSIGNMENT OF ERROR NUMBER ONE:
R.M. contends in his first assignment of error that the trial court erred in
terminating his parental rights. We find merit in this contention.
Again, in this case, there is no dispute that the children have been removed
from R.M.’s custody via court order for at least a year. The dispute is whether the
State carried its burden to prove, by clear and convincing evidence, that he has not
had some substantial compliance with his case plan and that one cannot reasonably
expect R.M. to show significant improvement in his conduct or condition in the
near future.
R.M.’s case plan and compliance mirrors that of D.A. His case plan
included the following: stable, independent housing; obtaining and maintaining
income; meeting with a case worker three times a month; obtaining mental health
treatment; attending a psychological evaluation; working with mentoring mom 7 program budgeting; applying for housing assistance/vocational assistance; paying a
parental contribution; and visiting with his children.
During the time the children were placed in the State’s custody, R.M.
worked odd jobs with a neighbor and applied for jobs with local businesses and
oilfield employers. Since, he completed five of six sessions of parenting classes
and has been steadily employed. He has improved his living situation to where he
and D.A. are living in a home together that is appropriate for the children. Both
D.A. and R.M. reported no domestic altercations since the children were placed in
the State’s custody. R.M testified that he completed anger management classes
and parenting classes.
Finally, the primary concern with R.M.’s parenting skills to help him gain
control of his anger in correcting his children. His testimony at the hearing was
that he understood alternative methods of discipline and intended to use those
rather than physical methods.
After a thorough review of the record, we find that the trial court
erroneously terminated R.M.’s parental rights. He has substantially complied with
his case plan for services. Much like D.A., the lack of a consistent location for
housing has been the source of his failure to complete the mental health aspect of
his case plan. The record indicates that he now has a more stable housing situation
and also has a stable income. This fact leads one to reasonably expect R.M. to
comply fully with his case plan. Accordingly, we reverse the trial court’s
judgment terminating his parental rights.
R.M. ASSIGNMENT OF ERROR NUMBER TWO:
R.M.’s second assignment of error is the trial court erred in finding that
termination was in the best interest of the children. This assignment of error is
pretermitted for the reasons stated in D.A.’s assignment of error number one. 8 CONCLUSION:
D.A. and R.M. each raise two assignments of error. Both assert that the trial
court erroneously terminated their parental rights. We find merit to these
assignments. These findings pretermit the remaining assignments of error. There
are no court costs to assess in this matter.