State ex rel. Stiles v. School Employees Retirement System

102 Ohio St. 3d 156
CourtOhio Supreme Court
DecidedMay 12, 2004
DocketNo. 2003-1661
StatusPublished
Cited by26 cases

This text of 102 Ohio St. 3d 156 (State ex rel. Stiles v. School Employees Retirement System) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State ex rel. Stiles v. School Employees Retirement System, 102 Ohio St. 3d 156 (Ohio 2004).

Opinion

Per Curiam.

{¶ 1} Appellant, Mildred Stiles, was employed as a bus driver for Nordonia Hills City Schools. On March 1, 1999, Stiles was injured when the driver’s seat of her bus collapsed while she was driving. Stiles has not worked since that date.

{¶ 2} On August 20,1999, Stiles had back surgery, i.e., a microlaminectomy and discectomy. In January 2001, Stiles had another laminectomy and also had a dorsal-column stimulator surgically implanted to alleviate her back pain. Subsequently, the stimulator was removed after the area around it became infected.

{¶ 3} In June 2001, Stiles applied to appellee, School Employees Retirement System (“SERS”), for disability retirement benefits. Stiles also submitted a report from her treating physician, James P. Bressi, D.O. Dr. Bressi diagnosed Stiles as having a displaced lumbar disk and chronic cervical, lumbar, and sacral sprain. Dr. Bressi concluded that Stiles would remain physically incapacitated for at least the next 12 months and was unable to perform her previous duties as a bus driver.

{¶ 4} Upon SERS’s request, Nancy M. Vaughan, M.D., examined Stiles. Dr. Vaughan conducted a physical examination of Stiles and reviewed her medical records and job description. Dr. Vaughan concluded that Stiles had pain that [157]*157was disproportionate to objective physical findings and that her condition would improve in six to nine months with physical therapy, a flexibility program including aquatic therapy, myofascial release, ultrasound therapy, range-of-motion exercises, nonsteroidal medication, a tricyclic antidepressant to improve sleep, and a weight-loss program. In Dr. Vaughan’s opinion, Stiles was not permanently disabled from being able to carry out her duties as a school bus driver.

{¶ 5} SERS then notified Stiles and Dr. Bressi that it would delay processing her disability-retirement application until she received the additional treatment recommended by Dr. Vaughan.

{¶ 6} Thereafter, Stiles submitted additional reports by a physician and a psychologist diagnosing Stiles as being disabled due to depression. SERS had psychiatrist Jeffery C. Hutzler, M.D., examine Stiles. Dr. Hutzler diagnosed Stiles as having generalized anxiety disorder and concluded that Stiles was “not incapacitated in her ability to drive a bus from a psychiatric standpoint in any way.”

{¶ 7} In December 2001, Stiles advised SERS that she was declining to follow Dr. Vaughan’s recommended treatment, based on Dr. Bressi’s conclusion that Dr. Vaughan’s suggested treatment would not improve her condition.

{¶ 8} Thereafter, the medical advisory committee reviewed the application and evidence and concluded that Stiles was not permanently disabled from performing her duties as a school bus driver. On April 18, 2002, SERS adopted the committee’s recommendation and denied Stiles’s application for disability retirement benefits.

{¶ 9} Stiles appealed from the denial of her application and submitted additional evidence. The medical advisory committee recommended that the appeal be denied. On September 13, 2002, SERS upheld its original decision denying Stiles’s application.

{¶ 10} On November 29, 2002, Stiles filed a complaint for a writ of mandamus and a declaratory judgment to compel SERS to vacate its denial and grant her application for disability retirement benefits. SERS filed an answer, and the parties submitted evidence and briefs.

{¶ 11} On August 5, 2003, the court of appeals refused to issue a writ. The court of appeals rejected Stiles’s claim that SERS abused its discretion by not conducting a vocational analysis to determine whether she could perform her former job as a bus driver.

{¶ 12} This cause is now before the court upon Stiles’s appeal as of right.

{¶ 13} “The Public School Employees Retirement System was established for the purpose of providing retirement allowances and other benefits to public [158]*158school employees other than teachers.” State ex rel. McMaster v. School Emp. Retirement Sys. (1994), 69 Ohio St.3d 130, 133, 630 N.E.2d 701, citing 1 Baker & Carey, Ohio School Law (1993) 399, Section 8.25. Under R.C. 3309.39(C), in order to be entitled to disability retirement benefits, a SERS member must be mentally or physically incapacitated for the performance of the member’s last assigned primary duty by a disability condition that is either permanent or presumed to be permanent for at least the 12 months following the filing of the application for benefits. Because there is no provision for appealing a final SERS decision, mandamus is available to correct any abuse of discretion by SERS. McMaster, 69 Ohio St.3d at 133, 630 N.E.2d 701. An abuse of discretion occurs when a decision is unreasonable, arbitrary, or unconscionable. State ex rel. Van Dyke v. Pub. Emp. Retirement Bd., 99 Ohio St.3d 430, 2003-Ohio-4123, 793 N.E.2d 438, ¶ 21.

Vocational Evaluation

{¶ 14} Stiles asserts that SERS abused its discretion by not including a vocational analysis in its disability retirement determination and by assuming that medical doctors have sufficient vocational expertise to render an opinion concerning a claimant’s ability to perform her last job. Stiles’s assertion is meritless.

{¶ 15} As the court of appeals correctly concluded, “[n]othing in the applicable statutes, regulations or case law requires that SERS [obtain a report from a vocational expert].” “It is axiomatic that in mandamus proceedings, the creation of the legal duty that a relator seeks to enforce is the distinct function of the legislative branch of government, and courts are not authorized to create the legal duty enforceable in mandamus.” (Emphasis sic.) State ex rel. Pipoly v. State Teachers Retirement Sys., 95 Ohio St.3d 327, 2002-Ohio-2219, 767 N.E.2d 719, ¶ 18. R.C. 3309.39 to 3309.41 and Ohio Adm.Code 3309-1-40 do not impose any duty on SERS to obtain a vocational analysis from a nonmedical expert.

{¶ 16} Moreover, R.C. 3309.39(C) expressly authorizes physicians to make the pertinent determination:

{¶ 17} “Medical examination of a member who has applied for a disability benefit shall be conducted by a competent disinterested physician or physicians selected by the retirement board to determine whether the member is mentally or physically incapacitated for the performance of the member’s last assigned primary duty as an employee * *

{¶ 18} Furthermore, unlike the Industrial Commission’s duty in determining permanent total disability, or the Social Security Administration’s duty in determining Social Security disability, the duty of SERS in determining disability retirement is more limited:

Michael A. Malyuk Co., L.P.A., and Michael A. Malyuk, for appellant. Jim Petro, Attorney General, and Judith T. Edwards, Assistant Attorney General, for appellee.

{¶ 19} “In an SERS determination of disability retirement * * * the only question is whether the applicant can return to his former duties. SERS need not determine the applicant’s residual medical capacity for other types of work, nor does it evaluate the applicant’s education, work history, existing skills, trainability, vocational efforts, age, etc., in regard to ability to do some other kind of work.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State ex rel. Blaine v. State Emp. Relations Bd.
2025 Ohio 2233 (Ohio Court of Appeals, 2025)
State ex rel. Staple v. State Emp. Relations Bd.
2024 Ohio 140 (Ohio Court of Appeals, 2024)
State ex rel. Wegman v. Ohio Police & Fire Pension Fund
2016 Ohio 8270 (Ohio Court of Appeals, 2016)
State ex rel. Riddell v. State Teachers Retirement Bd.
2014 Ohio 1646 (Ohio Court of Appeals, 2014)
State v. Penque
2013 Ohio 4696 (Ohio Court of Appeals, 2013)
State v. Davenport
2013 Ohio 3731 (Ohio Court of Appeals, 2013)
State ex rel. Nese v. State Teachers Retirement Bd. of Ohio
2013 Ohio 1777 (Ohio Supreme Court, 2013)
State v. Khrinyuk
2013 Ohio 498 (Ohio Court of Appeals, 2013)
Green v. Myles
2013 Ohio 371 (Ohio Court of Appeals, 2013)
State ex rel. Tindira v. Ohio Police & Fire Pension Fund
2011 Ohio 4677 (Ohio Supreme Court, 2011)
State ex rel. Gill v. School Emps. Retirement Sys. of Ohio
2009 Ohio 1358 (Ohio Supreme Court, 2009)
State ex rel. Morgan v. State Teachers Retirement Board
904 N.E.2d 506 (Ohio Supreme Court, 2009)
State ex rel. Marchiano v. School Employees Retirement System
902 N.E.2d 953 (Ohio Supreme Court, 2009)
Davis v. School Emps. Retirement Sys., 08ap-214 (9-18-2008)
2008 Ohio 4719 (Ohio Court of Appeals, 2008)
State ex rel. Ackerman v. State Teachers Retirement Board
883 N.E.2d 445 (Ohio Supreme Court, 2008)
Smith v. School Emps. Retire., Unpublished Decision (8-7-2007)
2007 Ohio 3996 (Ohio Court of Appeals, 2007)
State ex rel. Hulls v. State Teachers Retirement Board
866 N.E.2d 483 (Ohio Supreme Court, 2007)

Cite This Page — Counsel Stack

Bluebook (online)
102 Ohio St. 3d 156, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-stiles-v-school-employees-retirement-system-ohio-2004.