State ex rel. Slattery v. Burditt

909 S.W.2d 762, 1995 Mo. App. LEXIS 1912, 1995 WL 686432
CourtMissouri Court of Appeals
DecidedNovember 21, 1995
DocketNo. WD 51091
StatusPublished
Cited by1 cases

This text of 909 S.W.2d 762 (State ex rel. Slattery v. Burditt) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State ex rel. Slattery v. Burditt, 909 S.W.2d 762, 1995 Mo. App. LEXIS 1912, 1995 WL 686432 (Mo. Ct. App. 1995).

Opinion

LOWENSTEIN, Presiding Judge.

This action for prohibition under Rule 97 involves the attorney-client privilege and the [763]*763work product exception in the context of an inspection, via discover)', of all the files of an attorney representing the employer in a workers’ compensation claim. The claimant is being criminally prosecuted for fraud under § 287.128, RSMo 1994, and now seeks to discover the complete file of his employer’s attorney as an aid in his criminal defense.

Slattery, the relator, represents J.B. Hunt Transport in a claim for compensation filed by Donald Ethridge. Slattery and his firm are also involved in litigation to recover amounts they have already paid in workers’ compensation benefits. Ethridge was operating a Hunt rig in Kansas and was injured in an accident with a car. Ethridge filed claims in Kansas and Missouri. After taking Ethridge’s deposition, Slattery had questions as to the extent of the claimed injuries. Slat-tery authorized extensive surveillance of Eth-ridge’s activities. Ethridge’s deposition answers, along with video tapes, investigator’s reports, and medical records were, at Hunt’s request, sent by Slattery to the Fraud Unit of Division of Workers’ Compensation. In 1992, in enacting H.B. 975, the general assembly established this unit as denominated in § 287.128 to investigate fraud and failure to comply with Missouri’s compensation law as found in chapter 287. As applicable to this writ, under § 287.128.8 it is a class A misdemeanor to “Knowingly make or cause to be made any false or fraudulent material statement or material representation for the purpose of obtaining ... any benefit.” Section 287.128.1(8). This statutory scheme provides in .6 and .7 of the section in question for the Fraud Unit to investigate and make a recommendation to the attorney general to prosecute, as was done here.

The Fraud Unit declared Ethridge’s actions to have violated the statute. The attorney general then filed a seven count information against Ethridge for making false statements and representations. Not surprisingly, Ethridge’s Missouri compensation claim for injuries to “head, neck, shoulders, back & both knees,” has stagnated. However, in conjunction with State v. Ethridge, pending in the circuit court of Benton County, Eth-ridge has served a subpoena duces tecum on Slattery to produce at a deposition all files, documents, audio and video tapes, and other memoranda related to Ethridge or his spouse.

Slattery filed a motion to quash, claiming that Ethridge already had copies of everything Slattery’s office had supplied to the state and the attorney general. He claimed that the rest of his files contained information that was work product for the pending compensation and civil litigation and was protected by the attorney-client privilege, which J.B. Hunt was unwilling to waive. He also pointed to Rule 1.6(a), which requires a lawyer to keep information relating to representation of a client confidential unless the client consents to disclosure. After some negotiation, and prior to the taking of his deposition, relator Slattery sent the remainder of his file to the respondent, Judge Burditt, for an in camera examination. The respondent judge presides over the criminal case in which the defendant seeks discovery. Burditt conducted an in camera review of the documents in order to decide whether Slattery could be deposed on the contents. The court’s ruling was “... that by instituting these proceedings J.B. Hunt has waived any attorney-client privilege.” This court's preliminary order issued.

Judge Burditt’s decision never addressed whether the undisclosed portion of the relator’s file or whether his attendant testimony came within the purview of § 491.060(3), RSMo 1994, which states, “the following persons shall be incompetent to testify: An attorney concerning any communication made to him by his client in that relation, or his advice thereon, without the consent of the client.” State v. Carter, 641 S.W.2d 54, 59 (Mo.banc 1982), cert. denied 461 U.S. 932, 103 S.Ct. 2096, 77 L.Ed.2d 305 defines the closely-related doctrine of work product in criminal procedure as opinions, theories, or conclusions of the defendant’s attorney and communications between client and attorney. See also Foote v. Hart, 728 S.W.2d 295, 297 (Mo.App.1987). “Work product,” as it relates to discovery, is covered in Rule 56.01(b)(3) and (4), and allows discovery of documents prepared in anticipation of litigation only on a showing the party seeking discovery “has a substantial need of the ma[764]*764terials in the preparation of the ease.” At this stage, this court knows no more about the content of Slattery’s files than does the assistant attorney general assigned to try this suit. Therefore, the issue here is not a prosecutor withholding exculpatory evidence bearing on the guilt or innocence of the accused. Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963); Lee v. State, 573 S.W.2d 131, 133 (Mo.App.1978).

The issue is: are all the contents of an attorney’s file (impressions and investigations) prepared for defending claims and effectuating subrogation in the civil and administrative arena, discoverable by the claimant-defendant in a criminal charge emanating from the same facts?

This court first rejects the notion that Slattery waived protection by filing the complaint and sending the fruits of some of his investigation to the Fraud Unit. Hunt’s coming forward with the complaint did not automatically open up all attorney’s files relating to the two compensation cases, defenses and subrogation remedies.

There is little law touching directly on what discovery must be given an accused in a criminal proceeding brought under § 287.128 by the attorney for an employer who reports the fraud.

Rule 25, which deals with disclosure and depositions in criminal cases, does not deal with the factual scenario present here. These facts require a decision as to what privileges between an attorney and a client will be enforced when a collision occurs with the basic right of a criminal defendant to discover exculpatory evidence.

Missouri case law has examined the attorney-client privilege in the context of discovery of factual information in a civil case. State ex rel. Great American Insurance Co. v. Smith, 574 S.W.2d 379 (Mo. bane 1978). In Great American, the relator insurance company hired investigators when the insured had a suspicious fire loss. The insurance company then denied payment and was sued for vexatious refusal to pay. 574 S.W.2d at 380. During discovery, the insurance company said the claim had been denied after relying on three letters it received from the company attorney. The writ forming the basis of the appellate court action was based on the refusal to disclose the three letters. After conducting an in camera inspection, the court held a hearing at which the attorney testified he had written the letters to give the company his opinion on the investigation and that state of the law. Id. at 381. The trial court determined that the content of the letters did not invoke the privilege. The Supreme Court disagreed.

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State v. Davis
186 S.W.3d 367 (Missouri Court of Appeals, 2005)

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Bluebook (online)
909 S.W.2d 762, 1995 Mo. App. LEXIS 1912, 1995 WL 686432, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-slattery-v-burditt-moctapp-1995.