State ex rel. Schwarz v. Ryan

754 S.W.2d 949, 1988 Mo. App. LEXIS 1170, 1988 WL 84504
CourtMissouri Court of Appeals
DecidedAugust 16, 1988
DocketNo. 54130
StatusPublished
Cited by6 cases

This text of 754 S.W.2d 949 (State ex rel. Schwarz v. Ryan) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State ex rel. Schwarz v. Ryan, 754 S.W.2d 949, 1988 Mo. App. LEXIS 1170, 1988 WL 84504 (Mo. Ct. App. 1988).

Opinion

SATZ, Judge.

This is an action in prohibition. The respondent circuit judge has ordered relators, Deaconess Hospital (Deaconess) and Luis Schwarz, M.D. (Schwarz), to produce certain medical records. Relators seek our writ to prohibit respondent from enforcing his order. We have issued our preliminary writ and now make it permanent.

Relators, Deaconess and Schwarz, are defendants in the underlying civil action. Plaintiffs in that action are Donna and Austin Munson (Munsons), the mother and father of Monica Munson (Monica), now deceased. The Munsons sued Deaconess, Schwarz, a Randy Resnick (Resnick) and Resnick’s mother in a multiple count petition for the wrongful death of Monica. Resnick allegedly stabbed Monica to death, after he was released from Deaconess Hospital.

In their petition in the underlying action, the Munsons allege that Deaconess and Schwarz negligently “failed to have Res-nick involuntarily committed,” “failed to keep Resnick confined to a locked psychiatric ward” and “caused, suffered and permitted” Resnick “to leave [or] be released” from Deaconess. For their count against Resnick, the Munson’s allege he “intentionally” stabbed Monica thirty times, causing her death. The count against Resnick’s mother was dismissed.

The Munsons also petitioned the court to appoint Resnick’s mother as “next friend” for Resnick. This motion was granted. Subsequently, the Munsons moved the court to set aside this appointment and to appoint an attorney, Mark Neill (Neill), as Resnick’s next friend. This motion was also granted.

The Munsons then requested Schwarz to produce “any and all medical and hospital records ... concerning ... Resnick” and requested Deaconess to produce Resnick’s medical and hospital records “from January 1, 1978 to the present.” Schwarz and Deaconess objected to these requests. Respondent overruled their objections and ordered the records produced. The application for this writ followed.

At the outset, relators raise a procedural issue. On or about the same day Deaconess and Schwarz applied for the writ, Neill, Resnick’s next friend, filed a Motion for a Protective Order in respondent’s court.1 Neill requested that access to the records be limited to plaintiffs’ attorney and their expert witnesses, and that “all records, reports, and medical information concerning ... Resnick, submitted as discovery in this [action] be sealed and not opened to the public.” Respondent granted this Motion one day after our preliminary writ had issued.

Based on this procedural record, Deaconess and Schwarz contend respondent’s protective order is void because it was granted after our preliminary writ had issued, and, since the protective order is void, the granting of it and its contents should have no legal effect on our consideration of the present writ. We disagree.

The record does show respondent granted the protective order one day after we issued our preliminary writ. The record, however, does not show when the preliminary writ was served on respondent. More important, our preliminary writ did not prohibit respondent from all action concerning the medical records in question. Consequently, respondent had the authority to rule upon the Motion for a Protective Order.

In the action below, Deaconess and Schwarz each asserted Resnick’s doctor-patient privilege as the grounds for their objections to the production of the medical records. Respondent overruled their objec[951]*951tions in two separate orders. In his order overruling Schwarz’s objection, respondent states:

All parties present through counsel. [Defendant] Resnick’s appointed counsel made no argument with respect to such objection.... Objection overruled due to lack of objection given by patient.

We assume respondent overruled Deaconess’s objection on the same ground. Before us, counsel for respondent characterizes this ground as an implied waiver, and, in opposing the issuing of our writ, he argues that Neill impliedly waived Resnick’s doctor-patient privilege. Neill, an essential character in this drama, has not graced our stage. Nonetheless, on the record before us, we find Neill had no right to waive Resnick’s privilege, either expressly or impliedly.

In a pristine sense, the function and powers of a “next friend” and a “guardian ad litem ” are different. See e.g. Tracy v. Martin, 368 Mo. 108, 249 S.W.2d 321, 323 (1952). If nothing else, the “next friend” normally prosecutes actions and a “guardian ad litem ” defends actions on behalf of a ward of the court. Nonetheless, the “next friend” and a “guardian ad litem ” are like officers of the court, and their rights and duties are basically the same. See e.g. Crawford v. Amusement Syndicate Co., 37 S.W.2d 581,584 (Mo.1931). Although Neill was appointed “next friend,” he is defending Resnick. Thus, he is acting as a “guardian ad litem,” and we treat him as such.

An avowed purpose of appointing a special guardian is to protect the ward’s interest. Thus, a guardian ad litem has the duty to “take all steps reasonably necessary to protect and promote the interests of his ward in the litigation.” Hemphill v. Hemphill, 316 S.W.2d 582, 587 (Mo.1958). He “may not prejudice” any substantial rights of his ward. Schumer v. City of Perryville, Mo., 667 S.W.2d 414, 418 (Mo. banc 1984). He may waive only those minor matters which expedite the trial and do not endanger his ward’s position. “He cannot admit or waive anything which goes to sustain the claim of the adverse party.” Tracy v. Martin, supra, 249 S.W.2d at 323. More important, he can make no major decision affecting a substantial right of his ward without obtaining court approval, by showing the court the decision to be made would be in the ward’s best interests. See e.g. Hemphill v. Hemphill, supra; Tracy v. Martin, supra; Spotts v. Spotts, 331 Mo. 917, 55 S.W.2d 977, 983 (1932); Schuler v. Schuler, 290 S.W.2d 192, 199-200 (Mo.App.1956).

As noted, counsel for respondent argues that Neill impliedly waived Resnick’s doctor-patient privilege. Implicit in Neill’s Motion for Protective Order, counsel argues, is the unstated premise that Neill has no objection to the production of the medical records with limited access, and, therefore, Neill impliedly agrees that the medical records should be produced.

We need not and do not determine whether Neill’s conduct would constitute an implied waiver, i.e. a clear, unequivocal and, thus, inferentially, intentional relinquishment of Resnick’s doctor-patient privilege. E.g. State ex rel. Gonzenbach v. Eberwein, 655 S.W.2d 794, 796 (Mo.App.1983). Even if Neill’s conduct would constitute a waiver, Neill, as “next friend,” had no right to waive the privilege in the present action, without proper approval of the court.

Admittedly, black letter law states that a guardian ad litem or his counsel has the authority to waive the doctor-patient privilege on behalf of his ward. See 81 Am. Jur.2d Witnesses

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Bluebook (online)
754 S.W.2d 949, 1988 Mo. App. LEXIS 1170, 1988 WL 84504, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-schwarz-v-ryan-moctapp-1988.