State Ex Rel. Police Retirement System v. Mummert

875 S.W.2d 553, 1994 Mo. LEXIS 40, 1994 WL 150691
CourtSupreme Court of Missouri
DecidedApril 26, 1994
Docket76388
StatusPublished
Cited by46 cases

This text of 875 S.W.2d 553 (State Ex Rel. Police Retirement System v. Mummert) is published on Counsel Stack Legal Research, covering Supreme Court of Missouri primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. Police Retirement System v. Mummert, 875 S.W.2d 553, 1994 Mo. LEXIS 40, 1994 WL 150691 (Mo. 1994).

Opinion

ORIGINAL PROCEEDING IN PROHIBITION

BENTON, Judge.

On October 2, 1987, a federal grand jury indicted Anthony D. Daniele for scheming to defraud the Police Retirement System of St. Louis by directing its brokerage business to I.M. Simon & Co., which then paid kickbacks to Donald C. Anton, who in turn supported Daniele’s election to the System’s board. The indictment charged Daniele with mail fraud in violation of 18 U.S.C. §§ 1341 and 1342, extortion in violation of 18 U.S.C. §§ 1951 and 1952, and conspiracy in violation of 18 U.S.C. § 371. On June 9, 1988, the jury found Daniele guilty of all charges, and he was sentenced to seven years’ imprisonment and $200,000 joint restitution with Anton. United States v. Daniele, 886 F.2d 1046, 1048 (8th Cir.1989); United States v. Daniele, 931 F.2d 486, 490 (8th Cir.1991).

On September 7, 1988, the System sued Daniele, by amending its complaint in a pending civil suit. Against Daniele, the System alleged violation of the Racketeer Influenced and Corrupt Organizations Act, violation of the Securities Exchange Act of 1934, common-law fraud, breach of fiduciary duty, and breach of contract. Only the last claim was submitted to the jury, which returned a verdict for Daniele. Police Retirement System v. Midwest Investment Advisory Service, Inc., 940 F.2d 351, 353 (8th Cir.1991).

On November 5, 1992, Daniele sued rela-tors — the Retirement System and seven of its trustees — for malicious prosecution. Re- *555 lators filed for summary judgment, which the trial court denied. Relators then sought prohibition in the court of appeals, which denied relief. Relators now seek prohibition in this Court. Mo. Const, art. V, § A.

I.

A threshold issue is whether prohibition is available to relators. The writ of prohibition prevents lower courts from acting without or in excess of their jurisdiction. State ex rel. Douglas Toyota v. Keeter, 804 S.W.2d 750, 752 (Mo. banc 1991). Prohibition is generally unavailable if appeal would provide adequate relief. Id.; Rule 8Jh22.

However, prohibition is appropriate to prevent unnecessary, inconvenient and expensive litigation. State ex rel. New Liberty Hospital District v. Pratt, 687 S.W.2d 184, 187 (Mo. banc 1985); State ex rel. Simmerock v. Brackmann, 714 S.W.2d 938, 939 (Mo.App.1986). Because prohibition would prevent unnecessary litigation, prohibition may be considered in this case.

II.

To succeed on a claim of malicious prosecution, the plaintiff has the burden of proving: 1) commencement of an earlier suit against plaintiff; 2) instigation of the suit by defendant; 3) termination of the suit in plaintiffs favor; 4) lack of probable cause for the suit; 5) malice by defendant in instituting the suit; and 6) damage to plaintiff resulting from the suit. Sanders v. Daniel International Corp., 682 S.W.2d 803, 807 (Mo. banc 1984); Zahorsky v. Griffin, Dysart, Taylor, Penner and Lay, P.C., 690 S.W.2d 144, 147 (Mo.App.1985).

Probable cause for a civil suit means a» reasonable belief in the facts alleged, plus a reasonable belief that the claim may be valid. Haswell v. Liberty Mutual Insurance Co., 557 S.W.2d 628, 633 (Mo. banc 1977). Where there is no dispute about the facts of a claim for malicious prosecution, the existence of probable cause is a question of law for the court, not a question of fact for the jury. Henderson v. Cape Trading Co., 289 S.W. 332, 334 (Mo.1926); Zahorsky, 690 S.W.2d at 151.

Relators argue that Daniele’s criminal conviction creates a presumption of probable cause for the subsequent civil suit against him. ’ See Euge v. Bank of St. Louis, 567 S.W.2d 409, 411 (Mo.App.1978). As a general rule, a conviction is prima facie evidence of probable cause for the prosecution, and is rebuttable only by proof that the conviction was based on fraud or false testimony, or that the prosecutor did not believe the facts alleged in support of the prosecution. Wilcox v. Gilmore, 320 Mo. 980, 8 S.W.2d 961, 963 (1928); Perry v. Dayton Hudson Corp., 789 S.W.2d 837, 841 (Mo.App.1990). The rationale for this rule is that, if the jury finds guilt beyond a reasonable doubt, probable cause existed to initiate the criminal proceeding. See Restatement (Second) of Torts § 667 cmt. b (1977).

Courts traditionally apply this rule where the malicious prosecution case follows the criminal prosecution. Here, Daniele’s malicious prosecution case arises from a civil suit, which followed a criminal prosecution. Nevertheless, because of the common facts of the criminal and civil charges against Dan-iele, the presumption should apply here.

In the criminal prosecution of Daniele, the grand jury charged in count XVIII that Dan-iele and others conspired to

direct I.M. Simon & Co. to pay to certain co-conspirators [including Anton] ... approximately 70 per cent of the net brokerage commissions received by I.M. Simon & Co. from the Police Pension Fund and the Fire Pension Fund for brokerage trades referred to I.M. Simon & Co-

The jury found Daniele “guilty as charged” of count XVIII.

The facts in the civil suit against Daniele are identical to those in count XVIII of the criminal conviction. In counts I and III of the civil suit, relators alleged that Daniele and others, including Anton,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Street v. O'Toole
E.D. Missouri, 2021
Jason Stockley v. Jennifer Joyce
963 F.3d 809 (Eighth Circuit, 2020)
Brown v. Great Circle
W.D. Missouri, 2019
Abernathy v. White
E.D. Missouri, 2019
State ex rel. Zimmerman v. Blanc
548 S.W.3d 396 (Missouri Court of Appeals, 2018)
Engel v. Buchan
981 F. Supp. 2d 781 (N.D. Illinois, 2013)
Diehl v. Fred Weber, Inc.
309 S.W.3d 309 (Missouri Court of Appeals, 2010)
King v. Young
304 S.W.3d 224 (Missouri Court of Appeals, 2009)
State Ex Rel. City of Blue Springs v. Nixon
250 S.W.3d 365 (Supreme Court of Missouri, 2008)
Edwards v. Gerstein
237 S.W.3d 580 (Supreme Court of Missouri, 2007)
State Ex Rel. Lebanon School District R-III v. Winfrey
183 S.W.3d 232 (Supreme Court of Missouri, 2006)
State Ex Rel. Director of Revenue, State v. Curless
181 S.W.3d 595 (Missouri Court of Appeals, 2005)
State Ex Rel. Diehl v. Kintz
162 S.W.3d 152 (Missouri Court of Appeals, 2005)
State Ex Rel. Abraham Linc. Corp. v. Bedell
602 S.E.2d 542 (West Virginia Supreme Court, 2004)

Cite This Page — Counsel Stack

Bluebook (online)
875 S.W.2d 553, 1994 Mo. LEXIS 40, 1994 WL 150691, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-police-retirement-system-v-mummert-mo-1994.