State Ex Rel. Oklahoma Bar Ass'n v. Flanery

1993 OK 97, 863 P.2d 1146, 1993 Okla. LEXIS 117, 1993 WL 256756
CourtSupreme Court of Oklahoma
DecidedJuly 6, 1993
DocketSCBD NO. 3844
StatusPublished
Cited by19 cases

This text of 1993 OK 97 (State Ex Rel. Oklahoma Bar Ass'n v. Flanery) is published on Counsel Stack Legal Research, covering Supreme Court of Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. Oklahoma Bar Ass'n v. Flanery, 1993 OK 97, 863 P.2d 1146, 1993 Okla. LEXIS 117, 1993 WL 256756 (Okla. 1993).

Opinion

LAVENDER, Vice Chief Justice.

Disciplinary proceedings were initiated against respondent, James Michael Flan-ery, by Complainant, the Oklahoma Bar Association, which in substance charged respondent with embezzling $71,000.00 over a three year period from relatives while working for them. By a 2-1 vote a Professional Responsibility Tribunal (PRT) found respondent guilty of misconduct and recommends disbarment. The third member of the PRT also found misconduct, but recommends a two year and one day suspension for the reason the misconduct occurred pri- or to respondent’s licensure as an attorney. We, likewise, find misconduct that warrants discipline. We disbar respondent.

STANDARD OF DETERMINATION IN BAR DISCIPLINARY PROCEEDINGS

In State ex rel. Oklahoma Bar Association v. Miskovsky, 824 P.2d 1090 (Okla.1991), we set out the standard of review in attorney disciplinary proceedings. We said:

In disciplinary matters we are a licensing court acting in the exercise of our exclusive jurisdiction. State ex rel. Oklahoma Bar Association v. McMillian, 770 P.2d 892, 894 (Okla.1989). Our determinations are made de novo and neither findings of fact of the PRT nor its view of the weight of the evidence or credibility of witnesses are binding on us. Id. Further, no presumption of correctness attaches to the findings or conclusions of the PRT. Id; State ex rel. Oklahoma Bar Association v. Braswell, 663 P.2d 1228, 1230 (Okla.1983). Although a PRT’s recommendations are accorded great weight they are merely advisory. The ultimate decision-making authority rests with us. McMillian, supra; State ex rel. Oklahoma Bar Association v. Samara, 683 P.2d 979, 984 (Okla.1984). Finally, to warrant a finding against a lawyer in a contested case the charges must be established by clear and convincing evidence. Rule 6.12, Rules *1148 Governing Disciplinary Proceedings, 5 O.S. 1981, Ch. 1, App. 1-A.

Miskovsky, 824 P.2d at 1093.

With these principles in mind we turn to a discussion of the misconduct charged.

FACTS OF MISCONDUCT

Respondent entered into a stipulation that he embezzled about $71,000.00 (240 checks) during a three year period from two of his aunts while he was employed by them as a manager/bookkeeper, accounting for, and making investment decisions, regarding various oil and gas working interests. He converted the money to his own use and benefit without permission from his aunts. In order to accomplish the embezzlement respondent opened a bank account in the fictitious business name of Triangle Investments. He then deposited the embezzled funds in this account. All of the embezzlements took place before respondent was admitted to the Oklahoma Bar Association as a practicing attorney. During the last year of his employment and embezzlement respondent was a legal intern under the Rules of the Supreme Court of the State of Oklahoma on Legal Internship. During the first two years of the embezzlements he was a law student. The embezzlements took place from approximately 1986 to August 1989. Respondent was admitted to the Bar in September 1989.

We agree with the PRT this conduct is a violation of the Oklahoma Rules of Professional Conduct, 5 O.S.Supp.1988, Ch. 1, App. 3-A, Rules 8.4(b) and (c), which provide respectively, it is misconduct for a lawyer to, “commit a criminal act that reflects adversely on the lawyer’s honesty, trustworthiness or fitness as a lawyer ...” and “engage in conduct involving dishonesty, fraud, deceit or misrepresentation.... ” We note for the time period prior to July 1, 1988 (the effective date of the current Rules of Professional Conduct) the embez-zlements of respondent violated the then effective Code of Professional Responsibility. See 5 O.S.1981, Ch. 1, App. 3, DR 1-102(A)(3) and (4). These former disciplinary rules provide a lawyer shall not engage in illegal conduct involving moral turpitude and conduct involving dishonesty, fraud, deceit or misrepresentation.

WE HAVE JURISDICTION TO DISCIPLINE RESPONDENT

Respondent initially argues we do not have jurisdiction to discipline him because all the acts occurred prior to his licensure as an attorney. Both parties treat the question of our jurisdiction as if it is a question of first impression. We believe it is not.

In State ex rel. Oklahoma Bar Association v. Brandon, 450 P.2d 824 (Okla.1969), a similar argument was made where an attorney was disciplined for misconduct, the majority of the conduct occurring before he was licensed as an attorney. Brandon involved a situation where the respondent lawyer had made long distance telephone calls without paying for them. Most of the acts occurred while he was a law student, but at least one occurred after he was licensed. He was also convicted of certain crimes in federal court associated with the telephone calls after he was licensed. Although not all of the alleged acts of misconduct occurred prior to licen-sure in Brandon, we made it quite clear our then current rules on discipline gave us jurisdiction to discipline an attorney for acts committed prior to his admittance to the Bar. Id. at 827-828. The respondent in Brandon argued that language in our Bar rules concerning what acts would subject a lawyer to discipline could never have been intended to reach back into the days when he was a law student. The language from Article 9, Section 4, Bar Rules adopted September 14, 1966, was as follows, “any act contrary to honesty, justice or good morals, whether in the course of his professional capacity, or otherwise”, (emphasis added) Brandon at 827. We held some slight change in the language from a prior rule created no substantive change in the rule and we implicitly held both the prior and former rules gave us jurisdiction to discipline an attorney for conduct occurring prior to his admittance if *1149 it showed his present unfitness to practice law. Id. at 827-828.

The present Rule corresponding to Article 9, Section 4 is Rule 1.3 of the Rules Governing Disciplinary Proceedings, 5 O.S. 1991, Ch. 1, App. 1-A, which provides:

The commission by any lawyer of any act contrary to prescribed standards of conduct, whether in the course of his professional capacity, or otherwise, which act would reasonably be found to bring discredit upon the legal profession, shall be grounds for disciplinary action, whether or not the act is a felony or misdemeanor, or a crime at all. Conviction in a criminal proceeding is not a condition precedent to the imposition of discipline.

(emphasis added)

We believe current Rule 1.3, just as the prior rules involved in Brandon, is sufficiently broad to give us jurisdiction to discipline this respondent for conduct occurring prior to his licensure as an attorney.

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1993 OK 97, 863 P.2d 1146, 1993 Okla. LEXIS 117, 1993 WL 256756, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-oklahoma-bar-assn-v-flanery-okla-1993.