State ex rel. Norman v. Dalton

872 S.W.2d 888, 1994 Mo. App. LEXIS 504, 1994 WL 97765
CourtMissouri Court of Appeals
DecidedMarch 29, 1994
DocketNo. 64834
StatusPublished
Cited by6 cases

This text of 872 S.W.2d 888 (State ex rel. Norman v. Dalton) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State ex rel. Norman v. Dalton, 872 S.W.2d 888, 1994 Mo. App. LEXIS 504, 1994 WL 97765 (Mo. Ct. App. 1994).

Opinion

SIMON, Judge.

Relator, Johnny Norman, defendant in an underlying personal injury action, seeks to prohibit Judge David Dalton of the Circuit Court of St. Charles County, respondent, from enforcing an order prohibiting ex parte communications with the physician of Donna Grant (Mrs. Grant), a plaintiff in the underlying action.

Mrs. Grant and her husband filed an action against relator in the Circuit Court of St. Charles County, alleging that relator negligently caused an automobile collision on August 15, 1990. Mrs. Grant alleged physical injuries and pecuniary damages and her husband sought damages for loss of consortium.

On June 15, 1993, relator filed his first set of interrogatories directed to plaintiff including a medical authorization form allowing access to plaintiffs medical records and related materials in the possession of her physician pertaining to “the examination, testing, care and/or treatment for any complaint.of injury occurring on or about the 15th day of August, 1990 and for any such records, whether prior or subsequent to the aforementioned date involving any like or similar injuries or related complaints.”

Plaintiff returned the authorization form with an additional clause included near her signature, providing “[y]ou are not permitted to discuss Donna Grant’s medical conditions with anyone without the expressed written consent of Donna Grant or her attorneys, Preston E. Roskin or Kenneth A. Leeds.”

On August 3, 1993, relator filed a motion to compel plaintiff to execute relator’s medical authorization in its original, “clean” form. Relator claims that interrogatories were filed pursuant to Rule 57.01 and that plaintiffs inclusion of the above quoted clause imper-missibly prohibited informal discovery permitted pursuant to Rule 56.01. Respondent heard this motion on September 2, 1993, and issued an order stating, “The Court having now duly considered the same [defendant’s motion to compel plaintiff to execute medical authorization form] finds the Plaintiff has a right to prohibit ex parte communications with her physician.... THEREFORE, it is hereby Ordered ... by the Court that Defendant’s Motion ... be denied.”

The record is silent as to any attempt or present desire by relator to make ex parte contact with plaintiffs physician. At oral argument, counsel for relator stated that such contact with plaintiffs physician had not been attempted.

Relator subsequently applied for, and we issued a preliminary writ of prohibition on November 1, 1993.

We believe that our Supreme Court has dispositively ruled on the substantive law at issue in relator’s petition for a writ of prohibition. Therefore, we will first address this issue.

Relator claims that the trial court's order prohibits a legitimate avenue of discovery which our Supreme Court has explicitly acknowledged in both Brandt v. Pelican, 856 S.W.2d 658 (Mo. banc 1993) (Brandt I) and Brandt v. Medical Defense Assoc., 856 S.W.2d 667 (Mo. banc 1993) (Brandt II). Also, he claims that the additional clause added by plaintiff and the trial court’s subsequent order are inconsistent with the law and relator might suffer considerable hardship and expense.

Further, relator contends that by failing to strike the additional clause added by plaintiff, respondent refused to acknowledge the right of relator to a “clean,” undisturbed medical authorization form and erroneously declared the law as to relator’s right to pursue ex parte discussions with plaintiffs physician. Respondent argues that the order is [890]*890proper because plaintiff has an interest in preserving the confidentiality of information which her physician might possess.

Parties involved in litigation have the right to perform discovery. Parties may freely conduct their discovery, as long as both parties follow the rules of discovery, as explicitly enacted by the Missouri Supreme Court. State ex rel. Woytus v. Ryan, 776 S.W.2d 389, 392 (Mo. banc 1989); See also Rule 41.01, 41.04. When, as here, parties come to dispute the legal parameters of the Rules, it is within the discretion of the trial court to rule on the dispute. State ex rel. Upjohn v. Dalton, 829 S.W.2d 83, 85[1] (Mo.App.1992). The trial court administers the Rules within its discretion, but is limited by the parameters of the Rules. State ex rel. Plank v. Koehr, 831 S.W.2d 926, 927[3] (Mo. banc 1992), Upjohn, 829 S.W.2d at 85[2, 4],

While medical information gathered about a patient by a physician is confidential, this information is precluded from disclosure in two ways. First, a physician is precluded from disclosing confidential information by the express language of section 491.060(6) R.S.Mo.Supp.1992. Brandt I, 856 S.W.2d at 661[1]. Although this statutory privilege is, by its express terms, strictly a testimonial privilege, Id., physicians are also obligated not to disclose confidential medical information out of court. Id. at 662. “This [out of court] obligation arises out of the fiduciary relationship between the physician and the patient.” Id.

However, “once the matter of plaintiffs physical condition is in issue under the pleadings, plaintiff will be considered to have waived the privilege ... so far as information from doctors or medical and hospital records bearing on that issue is concerned.” Brandt II, 856 S.W.2d at 671[4-6], In Brandt II, Id. at 672[4-6], the Court held that this waiver is a complete waiver as to both the testimonial privilege and the fiduciary duty of a physician not to disclose confidential information about a patient. Moreover, “once the plaintiff makes a decision to enter into litigation, this decision candes with it the recognition that any information within the knowledge of the treating physician relevant to the litigated issues will no longer be confidential.” Id. at 674[8-9],

Here, plaintiff is seeking damages for physical injuries. As a result, she has waived the doctor-patient privilege as to information her physician possesses about such injuries. Brandt II, 856 S.W.2d at 671[4-6]. Therefore, plaintiffs physician may discuss, ex parte, plaintiffs relevant medical conditions because such information is subject to the waiver and is no longer confidential. While any information not subject to the waiver still remains confidential, our Supreme Court detailed not only the privilege but also plaintiffs remedy for disclosure of any confidential information: “[p]hysicians may well be advised to avoid ex parte discussions with patient’s adversaries absent a clear understanding as to what medical information is relevant to the patient’s injuries then at issue.” Id. at 675[8-9]. However, if a physician engages in ex parte discussion and discloses any information that is beyond the scope of the waiver, “then the patient may maintain an action for damages in tort against the physician.” Id. at 674[8-9].

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State Ex Rel. Proctor v. Messina
320 S.W.3d 145 (Supreme Court of Missouri, 2010)
State Ex Rel. Collins v. Roldan
289 S.W.3d 780 (Missouri Court of Appeals, 2009)
State Ex Rel. Rogers v. Cohen
262 S.W.3d 648 (Supreme Court of Missouri, 2008)
State ex rel. Snider v. Flynn
926 S.W.2d 891 (Missouri Court of Appeals, 1996)

Cite This Page — Counsel Stack

Bluebook (online)
872 S.W.2d 888, 1994 Mo. App. LEXIS 504, 1994 WL 97765, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-norman-v-dalton-moctapp-1994.