State Ex Rel. Nebraska State Bar Ass'n v. Ogborn

539 N.W.2d 628, 248 Neb. 767, 1995 Neb. LEXIS 213
CourtNebraska Supreme Court
DecidedNovember 9, 1995
DocketS-93-163
StatusPublished
Cited by12 cases

This text of 539 N.W.2d 628 (State Ex Rel. Nebraska State Bar Ass'n v. Ogborn) is published on Counsel Stack Legal Research, covering Nebraska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. Nebraska State Bar Ass'n v. Ogborn, 539 N.W.2d 628, 248 Neb. 767, 1995 Neb. LEXIS 213 (Neb. 1995).

Opinion

Per Curiam.

This is an action for reciprocal discipline filed against *768 Michael J. Ogborn, who was disbarred by the Colorado Supreme Court on December 19, 1994. The Nebraska State Bar Association requests that Ogborn be disbarred in this state as well.

STANDARD. OF REVIEW

In the context of reciprocal attorney disciplinary proceedings, it is generally held that a judicial determination of attorney misconduct in one state is conclusive proof of guilt and is not subject to relitigation in the second state. State ex rel. NSBA v. Dineen, 235 Neb. 363, 455 N.W.2d 178 (1990). However, the second state is entitled to make an independent assessment of the facts and an independent determination of the attorney’s fitness to practice law in that state and of what disciplinary action is appropriate to protect the interests of the state. Id.

A proceeding to discipline an attorney is a trial de novo on the record, in which the Supreme Court reaches a conclusion independent of the findings of the referee, provided, where credible evidence is in conflict on a material issue of fact, the Supreme Court considers and may give weight to the fact that the referee heard and observed the witnesses and accepted one version of the facts rather than another. State ex rel. NSBA v. Schmeling, 247 Neb. 735, 529 N.W.2d 799 (1995). The Supreme Court, in its de novo review of the record, must find that the particular complaint has been established by clear and convincing evidence in order to sustain it against an attorney in a disciplinary proceeding. State ex rel. NSBA v. Veith, 238 Neb. 239, 470 N.W.2d 549 (1991).

FACTS

In 1984, Ogborn moved from Lincoln, Nebraska, to Denver, Colorado, and became managing partner of a law firm. As managing partner, Ogborn had the responsibility of reviewing bills submitted for expenses.

Ogborn and his firm represented a large utility company in a matter pending before the Interstate Commerce Commission. Between March 1990 and December 1991, Ogborn submitted bills to the utility company which were not related to his representation of the company. The bills submitted to and subsequently paid by the utility company included bills for *769 personal expenses and bills which should have been paid by Ogbom’s law firm. In addition, Ogbom was reimbursed twice for a number of expenses.

As a result of the false billings, the utility company paid for air travel for Ogborn’s children, vacations to Alaska and Hawaii, gifts, clothing, a sculpture, and other similar expenditures. Ogbom contends that the actual amount of improper billings was $117,000, but he agreed to pay restitution in the amount of $150,059.

Ogborn entered into a stipulation of facts in the Colorado disciplinary proceeding, and he admitted to violating the following provisions of the Code of Professional Responsibility:

DR 1-102 Misconduct.
(A) A lawyer shall not:
(1) Violate a Disciplinary Rule.
(4) Engage in conduct involving dishonesty, fraud, deceit, or misrepresentation.
(6) Engage in any other conduct that adversely reflects on his fitness to practice law.

The hearing board for the Colorado Grievance Committee concluded that Ogborn had also violated Colorado Rule of Civil Procedure 241.6(5), which states that any act or omission violating the criminal laws of a state or the United States constitutes grounds for lawyer discipline. The board also found that Ogborn had violated DR 2-106(A), which states that a lawyer shall not enter into an agreement for, charge, or collect an illegal or clearly excessive fee. Ogborn was disbarred by the Colorado Supreme Court on December 19, 1994.

A motion for reciprocal discipline was filed with this court on February 25, 1993, and Ogbom was suspended from the practice of law in Nebraska on March 2. An order to show cause as to why the motion for reciprocal discipline should not be sustained was entered on January 3, 1995, and Ogborn filed his response to the order to show cause on January 13. Following a hearing, the referee recommended an additional 3-year suspension.

*770 ASSIGNMENT OF ERROR

The relator assigns as error the referee’s recommendation that Ogborn be suspended from the practice of law in Nebraska for an additional 3 years, arguing that the recommendation is too .lenient under the facts in this case.

ANALYSIS

In reciprocal attorney discipline proceedings, if the attorney has not demonstrated a lack of due process of law or an infirmity of proof, a judicial determination of attorney misconduct in one state is conclusive proof of guilt and is not subject to relitigation in the second state. See State ex rel. NSBA v. Dineen, 235 Neb. 363, 455 N.W.2d 178 (1990). The Supreme Court, in its de novo review of the record, must find that the particular complaint has been established by clear and convincing evidence in order to sustain it against an attorney in a disciplinary proceeding. State ex rel. NSBA v. Veith, 238 Neb. 239, 470 N.W.2d 549 (1991); State ex rel. NSBA v. Thor, 237 Neb. 734, 467 N.W.2d 666 (1991).

Ógborn does not argue that his due process rights were violated in Colorado or that the evidence was insufficient. Ogborn admits that he violated DR 1-102(A)(1), (4), and (6) and Colorado Rule of Civil Procedure 241.6(3). We find that the complaint has been established by clear and convincing evidence.

Next, we must determine the appropriate sanction. Even if a judicial determination of misconduct in the first state is accepted as conclusive proof of guilt in the second state, this does not necessarily mean that the attorney must be disbarred or suspended in the second state. See State ex rel. NSBA v. Dineen, supra. The second state is entitled to make an independent assessment of the facts and an independent determination of the attorney’s fitness to practice law in that state and of what disciplinary action is appropriate to protect the interests of the state. Id. However, the attorney bears the burden of showing that the discipline to be imposed should be less severe than that imposed in the first state. Id.

To determine whether and to what extent discipline should be imposed, it is necessary that the following factors be *771

Free access — add to your briefcase to read the full text and ask questions with AI

Related

STATE EX REL. DISC. COUNSEL v. Lopez Wilson
634 N.W.2d 467 (Nebraska Supreme Court, 2001)
State Ex Rel. Nebraska State Bar Ass'n v. Aupperle
594 N.W.2d 602 (Nebraska Supreme Court, 1999)
State Ex Rel. Nebraska State Bar Ass'n v. Van
556 N.W.2d 39 (Nebraska Supreme Court, 1996)
State Ex Rel. Nebraska State Bar Ass'n v. Ramacciotti
553 N.W.2d 467 (Nebraska Supreme Court, 1996)
State ex rel. Nebraska State Bar Ass'n v. Johnson
544 N.W.2d 803 (Nebraska Supreme Court, 1996)
Lane v. Bar Commission of the Nebraska State Bar Ass'n
544 N.W.2d 367 (Nebraska Supreme Court, 1996)
NEBRASKA STATE BAR ASS'N v. Johnson
544 N.W.2d 803 (Nebraska Supreme Court, 1996)
STATE EX REL. STATE BAR ASS'N v. Bruckner
543 N.W.2d 451 (Nebraska Supreme Court, 1996)
State ex rel. Nebraska State Bar Ass'n v. Bruckner
543 N.W.2d 451 (Nebraska Supreme Court, 1996)
State Ex Rel. Nebraska State Bar Ass'n v. Woodard
541 N.W.2d 53 (Nebraska Supreme Court, 1995)

Cite This Page — Counsel Stack

Bluebook (online)
539 N.W.2d 628, 248 Neb. 767, 1995 Neb. LEXIS 213, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-nebraska-state-bar-assn-v-ogborn-neb-1995.