State Ex Rel. Nebraska State Bar Ass'n v. Howze

618 N.W.2d 663, 260 Neb. 547, 2000 Neb. LEXIS 219
CourtNebraska Supreme Court
DecidedOctober 20, 2000
DocketS-00-074
StatusPublished
Cited by78 cases

This text of 618 N.W.2d 663 (State Ex Rel. Nebraska State Bar Ass'n v. Howze) is published on Counsel Stack Legal Research, covering Nebraska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. Nebraska State Bar Ass'n v. Howze, 618 N.W.2d 663, 260 Neb. 547, 2000 Neb. LEXIS 219 (Neb. 2000).

Opinion

Per Curiam.

NATURE OF CASE

Formal charges were filed by the Committee on Inquiry of the Second Disciplinary District of relator Nebraska State Bar Association (NSBA), alleging two counts of attorney misconduct against respondent, Andrei G. Howze, who was admitted to the practice of law in the State of Nebraska on March 20, 1989. On September 11, 2000, Howze entered his appearance and acknowledged receipt of the summons and formal charges in the above-captioned matter. On September 14, Howze filed his *548 answer, admitting each and every allegation contained in the formal charges. On that same date, the NSBA filed a motion for judgment on the pleadings. We grant the motion for judgment on the pleadings and now enter a judgment of disbarment.

STATEMENT OF FACTS

Count I of the formal charges states, inter alia, that Howze settled a personal injury case for his client Rosalie Williams and that following the settlement, Howze retained funds for the purpose of paying $309^50 to Ihle Chiropractic for services rendered to Williams. The formal charges further allege that Howze failed to pay Ihle Chiropractic the funds he was holding for payment of Williams’ account. Upon receipt of a complaint filed by Susan Ihle of Ihle Chiropractic with the office of the Counsel for Discipline, Howze sent a cashier’s check, and not an attorney trust account check, to Ihle in the amount of $329.50. Count I further states that Howze failed to maintain sufficient funds in his attorney trust account to pay the claim of Ihle Chiropractic for the benefit of Williams. Finally, count I states that despite repeated requests, Howze failed to provide to the office of the Counsel for Discipline an explanation regarding Williams’ funds or any trust account records.

As a result of these actions, the formal charges state that Howze violated his oath of office as an attorney and the following provisions of the Code of Professional Responsibility:

DR 1-102 Misconduct.
(A) A lawyer shall not:
(1) Violate a Disciplinary Rule.
(4) Engage in conduct involving dishonesty, fraud, deceit, or misrepresentation.
DR 6-101 Failing to Act Competently.
(A) A lawyer shall not:
(3) Neglect a legal matter entrusted to him or her.
DR 9-102 Preserving Identity of Funds and Property of a Client.
*549 (A) All funds of clients paid to a lawyer or law firm shall be deposited in one or more identifiable bank or savings and loan association accounts maintained in the state in which the law office is situated and no funds belonging to the lawyer or law firm shall be deposited therein except as follows:
(1) Funds reasonably sufficient to pay account charges may be deposited therein.
(2) Funds belonging in part to a client and in part presently or potentially to the lawyer or law firm must be deposited therein, but the portion belonging to the lawyer or law firm may be withdrawn when due unless the right of the lawyer or law firm to receive it is disputed by the client, in which event the disputed portion shall not be withdrawn until the dispute is finally resolved.
(B) A lawyer shall:
(3) Maintain complete records of all funds, securities, and other properties of a client coming into the possession of the lawyer and render appropriate accounts to the client regarding them.
(4) Promptly pay or deliver to the client as requested by a client the funds, securities, or other properties in the possession of the lawyer which the client is entitled to receive.

Count II of the formal charges states, inter alia, that Howze was hired by Stephen Neal to represent Neal in a personal injury matter. The formal charges state that Howze obtained a settlement for Neal and retained settlement proceeds in the amount of $2,074.34 to pay two medical providers who had filed liens. Howze failed to pay the medical providers and did not repay Neal or Neal’s medical providers until December 1999, after Neal filed a complaint with the office of the Counsel for Discipline on June 10, 1999.

As a result of these actions, the formal charges state that Howze violated his oath of office as an attorney and the following provisions of the Code of Professional Responsibility as set forth above: Canon 1, DR 1-102(A)(1) and (4); Canon 6, DR 6-101(A)(3); Canon 9, DR 9-102(A)(l) and (2) and (B)(3) and (4). The formal charges relating to count II also allege a vio *550 lation of DR 1-102(A)(6), which provides that a lawyer shall not “[e]ngage in any other conduct that adversely reflects on his or her fitness to practice law.”

ANALYSIS

Pursuant to Neb. Ct. R. of Discipline 10(1) (rev. 2000), “if the answer raises no issue of fact or of law, the matter may be disposed of by the Court on its own motion or on a motion for judgment on the pleadings.” We find that the requirements of rule 10(1) have been satisfied and see no reason why a judgment on the pleadings should not be granted.

To determine whether and to what extent discipline should be imposed in a lawyer discipline proceeding, this court considers the following factors: (1) the nature of the offense, (2) the need for deterring others, (3) the maintenance of the reputation of the bar as a whole, (4) the protection of the public, (5) the attitude of the offender generally, and (6) the offender’s present or future fitness to continue in the practice of law. State ex rel. NSBA v. Mefferd, 258 Neb. 616, 604 N.W.2d 839 (2000). Each case justifying discipline of an attorney must be evaluated individually in light of the particular facts and circumstances of that case. Id.

This case presents the misappropriation or commingling of client funds. “Absent mitigating circumstances, the appropriate discipline in cases of misappropriation or commingling of client funds is disbarment.” State ex rel. NSBA v. Malcom, 252 Neb. 263, 272, 561 N.W.2d 237, 243 (1997). The fact that the client did not suffer any financial loss does not excuse an attorney’s misappropriation of client funds and does not provide a reason for imposing a less severe sanction. State ex rel. NSBA v. Gridley, 249 Neb. 804, 545 N.W.2d 737 (1996). Mitigating factors overcome the presumption of disbarment in misappropriation and commingling cases only if they are extraordinary. Id.

In considering the appropriate sanction for Howze’s actions, we note that the propriety of a sanction must be considered with reference to the sanctions we have imposed in prior similar cases. See State ex rel. NSBA v. Mefferd, supra. In State ex rel. NSBA v. Malcom, supra,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State ex rel. Counsel for Dis. v. Barfield
305 Neb. 79 (Nebraska Supreme Court, 2020)
State ex rel. Counsel for Dis. v. Nimmer
300 Neb. 906 (Nebraska Supreme Court, 2018)
STATE EX REL. COUNSEL FOR DISC. v. Finney
758 N.W.2d 622 (Nebraska Supreme Court, 2008)
STATE EX REL. COUNSEL FOR DISC. v. Smith
745 N.W.2d 891 (Nebraska Supreme Court, 2008)
STATE EX REL. COUNSEL FOR DISC. OF NEB. S. CT. v. Dortch
731 N.W.2d 594 (Nebraska Supreme Court, 2007)
State Ex Rel. Counsel for Discipline v. Watts
708 N.W.2d 231 (Nebraska Supreme Court, 2005)
State Ex Rel. Counsel for Discipline v. Jones
704 N.W.2d 216 (Nebraska Supreme Court, 2005)
State Ex Rel. Counsel for Discipline v. Simmons
703 N.W.2d 598 (Nebraska Supreme Court, 2005)
In re Howze
606 S.E.2d 256 (Supreme Court of Georgia, 2004)
STATE EX REL COUNSEL FOR DISCIPLINE v. Achola
669 N.W.2d 649 (Nebraska Supreme Court, 2003)
STATE EX REL. SPECIAL COUNSEL v. Brinker
648 N.W.2d 302 (Nebraska Supreme Court, 2002)
State ex rel. Special Counsel for Discipline v. Brinker
648 N.W.2d 302 (Nebraska Supreme Court, 2002)
State ex rel. Nebraska State Bar Ass'n v. Abrahamson
634 N.W.2d 462 (Nebraska Supreme Court, 2001)
STATE EX REL. NEBRASKA BAR v. Abrahamson
634 N.W.2d 462 (Nebraska Supreme Court, 2001)
State Ex Rel. Nebraska State Bar Ass'n v. Frederiksen
635 N.W.2d 427 (Nebraska Supreme Court, 2001)

Cite This Page — Counsel Stack

Bluebook (online)
618 N.W.2d 663, 260 Neb. 547, 2000 Neb. LEXIS 219, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-nebraska-state-bar-assn-v-howze-neb-2000.