State Ex Rel. Mogavero v. Belskis, Unpublished Decision (11-27-2002)

CourtOhio Court of Appeals
DecidedNovember 27, 2002
DocketNo. 02AP-164 (REGULAR CALENDAR).
StatusUnpublished

This text of State Ex Rel. Mogavero v. Belskis, Unpublished Decision (11-27-2002) (State Ex Rel. Mogavero v. Belskis, Unpublished Decision (11-27-2002)) is published on Counsel Stack Legal Research, covering Ohio Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. Mogavero v. Belskis, Unpublished Decision (11-27-2002), (Ohio Ct. App. 2002).

Opinion

DECISION
{¶ 1} On October 28, 1983, Pauline L. Cianflona executed an inter vivos trust, naming as co-trustees her brother, Edward Lombardo, and BancOhio National Bank. Paragraph 3 of the trust provided, in pertinent part, that Cianflona "shall have the right to * * * amend, modify or terminate this agreement at any time. * * *"

{¶ 2} On August 12, 1993, Cianflona amended the trust, directing the co-trustees to distribute $10,000 to her grandnephew, Robert Lombardo, one-half of the remainder to The Salvation Army, and one-half of the remainder to six named individuals, equally. On November 3, 1993, Cianflona again amended the trust. The November 3, 1993 amendment was identical to the August 12, 1993 amendment, except that one of the individuals was removed as residuary beneficiary. Cianflona's brother, Edward Lombardo, an attorney, drafted the original trust, as well as both amendments.

{¶ 3} On September 19, 1995, Cianflona executed a will. The will, also drafted by Edward Lombardo, made a specific gift of real and personal property to Cianflona's grandson, gave $5,000 to The Salvation Army, and divided the remainder of the estate between the same five individuals named as residuary beneficiaries in the trust.

{¶ 4} On October 5, 1995, Cianflona removed National City Bank (successor to BancOhio National Bank) as co-trustee of the trust and appointed Key Trust Company, N.A. ("Key Trust") as successor co-trustee.

{¶ 5} Cianflona died on November 22, 1998. Her will was thereafter admitted to probate.

{¶ 6} On October 5, 1999, relators, James Mogavero, Robert Mogavero, Raymond Reuble, Paula Myers, and Jeanne Parrish (the five individuals named as residuary beneficiaries of the will and the trust), filed a complaint in the Franklin County Court of Common Pleas, Probate Division, against Edward Lombardo, Key Trust, The Salvation Army, Attorney General Betty D. Montgomery, and Robert Lombardo seeking a declaratory judgment with regard to certain provisions of Cianflona's will and trust. In the complaint, relators alleged, among other things, that subsequent to Cianflona's execution of the November 3, 1993 amendment to the trust, her son, Sam Mogavero, reviewed Cianflona's testamentary dispositions and suggested to Cianflona that her disposition to The Salvation Army from the trust be reduced from one-half of the residuary estate to a lump sum total of $5,000. Relators further alleged that Cianflona agreed with this suggestion and retained Edward Lombardo to draft the appropriate documents to effectuate this change. According to relators, Edward Lombardo incorporated the change into Cianflona's will, but "failed to modify or terminate Cianflona's inter-vivos Trust" in accordance with Cianflona's intentions. Relators also charged Edward Lombardo with improper self-dealing and undue influence or conflict of interest in drafting both the will and the trust.

{¶ 7} On December 23, 1999, relators filed a "Motion for Default/Summary Judgment" against The Salvation Army because it failed to file an answer or motion in response to the complaint. Both the Attorney General and The Salvation Army filed responses. The motion was set for hearing on January 24, 2000. On January 24, 2000, a magistrate found that "irrespective of the motion before the Court, the Court must still construe the meaning of the Will and Trust in question." Accordingly, the magistrate ordered the parties to submit briefs and responses "as to the interpretation of the Will and Trust," with opportunities provided for responses. The briefing schedule, as ordered by the magistrate, terminated on March 20, 2000.

{¶ 8} In their briefs, relators contended, inter alia, that they should be permitted to submit extrinsic evidence in order to prove their contention that Edward Lombardo failed to carry out Cianflona's expressed intent to modify the trust subsequent to the November 3, 1993 amendment in a manner consistent with her will. In particular, relators argued that both Sam Magavero and Mike Pickens, Mogavero's employee and a witness to Cianflona's will, would testify that sometime after November 3, 1993, Cianflona expressly stated her intention to modify the trust in order to limit her testamentary disposition to The Salvation Army to $5,000. Relators further argued that since Paragraph 3 of the trust preserved Cianflona's right to "amend, modify, or terminate" the trust, but failed to specify the manner in which she could take such action, extrinsic evidence was properly admissible to demonstrate her intent to orally modify the testamentary terms of the trust subsequent to the execution of the November 3, 1993 amendment.

{¶ 9} In a decision filed June 5, 2000, the magistrate framed the issues to be determined as "whether the will and trust should be construed against the Salvation Army in that they failed to timely file an Answer, whether the trust was revoked and, to what, if anything, is the Salvation Army entitled." (Mag. Dec. p. 4.) The magistrate determined that Cianflona's will should be construed as leaving $5,000 to The Salvation Army, and the trust should be construed as leaving fifty percent of the remainder of the trust corpus to The Salvation Army. The magistrate also determined that the trust "was in effect at the death of the decedent and the distribution of the trust is pursuant to the November 3, 1993 amendment as opposed to the original provision pouring the trust assets into the will for distribution from the estate." (Mag. Dec. p. 8.) The magistrate concluded that because both documents were clear and unambiguous, extrinsic evidence was not permitted. The magistrate made no determination regarding relators' allegations of undue influence, improper self-dealing, or conflict of interest by Edward Lombardo.

{¶ 10} Relators timely objected to the magistrate's decision. Specifically, relators argued that the magistrate "unilaterally broadened the scope of the purpose of the briefs" by determining the ultimate issue in the case, i.e., to what, if anything, was The Salvation Army entitled. (Exhibit 14, "Plaintiffs' Combined Objections to Magistrate's Decision and Request for Status Conference," p. 6.) Relators contended that the purpose of the briefs was limited to setting forth arguments as to whether extrinsic evidence should be admitted regarding Cianflona's intent to orally amend the trust after November 3, 1993. In other words, relators maintained that the question was "not whether Ms. Cianflona's Trust was unambiguous but whether her subsequent statements after the second amendment to her Trust constitute[d] an oral modification of that instrument." (Exhibit 14, "Plaintiffs' Combined Objections to Magistrate's Decision and Request for Status Conference," p. 8.) Relators argued that the magistrate's expansion of the briefs to include the ultimate issue in the case deprived them of the opportunity to present such evidence at an evidentiary hearing.

{¶ 11} In an entry filed December 27, 2000, the court adopted the magistrate's findings of fact, "sustained" the magistrate's decision, and overruled relators' objections. More specifically, the court stated:

{¶ 12} "The parol evidence rule provides that when parties have expressed their intent in a writing, extrinsic evidence is not admissible for the purpose of varying or contradicting the writing. * * * Even if a writing is ambiguous, parol evidence is admissible to interpret, but not to contradict, the express language. * * * Extrinsic evidence is not admissible where it would change the legal effect of the instrument. * * *

{¶ 13} "Looking at the `four-corners' of the Trust and Will, the terms of the instruments are clear and unambiguous, therefore, extrinsic evidence is not admissible.

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State Ex Rel. Mogavero v. Belskis, Unpublished Decision (11-27-2002), Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-mogavero-v-belskis-unpublished-decision-11-27-2002-ohioctapp-2002.