State ex rel. Hogan Lovells U.S., L.L.P. v. Ohio Dept. of Rehab. & Corr. (Slip Opinion)

2021 Ohio 1762, 179 N.E.3d 1150
CourtOhio Supreme Court
DecidedMay 26, 2021
Docket2019-1511
StatusPublished
Cited by12 cases

This text of 2021 Ohio 1762 (State ex rel. Hogan Lovells U.S., L.L.P. v. Ohio Dept. of Rehab. & Corr. (Slip Opinion)) is published on Counsel Stack Legal Research, covering Ohio Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State ex rel. Hogan Lovells U.S., L.L.P. v. Ohio Dept. of Rehab. & Corr. (Slip Opinion), 2021 Ohio 1762, 179 N.E.3d 1150 (Ohio 2021).

Opinion

[Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as State ex rel. Hogan Lovells U.S., L.L.P. v. Ohio Dept. of Rehab. & Corr., Slip Opinion No. 2021-Ohio- 1762.]

NOTICE This slip opinion is subject to formal revision before it is published in an advance sheet of the Ohio Official Reports. Readers are requested to promptly notify the Reporter of Decisions, Supreme Court of Ohio, 65 South Front Street, Columbus, Ohio 43215, of any typographical or other formal errors in the opinion, in order that corrections may be made before the opinion is published.

SLIP OPINION NO. 2021-OHIO-1762 THE STATE EX REL. HOGAN L OVELLS U.S., L.L.P., ET AL. v. OHIO DEPARTMENT OF REHABILITATION AND CORRECTION. [Until this opinion appears in the Ohio Official Reports advance sheets, it may be cited as State ex rel. Hogan Lovells U.S., L.L.P. v. Ohio Dept. of Rehab. & Corr., Slip Opinion No. 2021-Ohio-1762.] Mandamus—Public-records law—Records covered by the attorney-client or attorney-work-product privilege are not public records—Records that relate or refer to an inmate are not public records and are exempt from disclosure under R.C. 5120.21(F)—Writ denied. (No. 2019-1511—Submitted January 26, 2021—Decided May 26, 2021.) IN MANDAMUS. __________________ Per Curiam. {¶ 1} This is the second public-records action filed in this court by relators, Hogan Lovells U.S., L.L.P., and Elizabeth Och (collectively, “Hogan Lovells”), against respondent, the Ohio Department of Rehabilitation and Correction (“DRC”). SUPREME COURT OF OHIO

In the previous case, we granted Hogan Lovells’s request for a writ of mandamus in part and ordered DRC to provide certain records, with redactions, relating to DRC’s supply of drugs for its use in lethal injections. State ex rel. Hogan Lovells U.S., L.L.P. v. Dept. of Rehab. & Corr., 156 Ohio St.3d 56, 2018-Ohio-5133, 123 N.E.3d 928, ¶ 2, 48. This case involves another request for DRC’s records relating to lethal injections. {¶ 2} We deny the writ in this case. But because DRC failed to timely respond to Hogan Lovells’s request, we grant Hogan Lovells’s request for an award of statutory damages in the amount of $500. We deny Hogan Lovells’s request for an award of court costs. We defer our decision on Hogan Lovells’s request for attorney fees pending Hogan Lovells’s submission of an itemized application. I. BACKGROUND {¶ 3} In March 2016, Hogan Lovells asked DRC to produce records relating to drugs intended to be used or considered for use in lethal injections. Id. at ¶ 2. After nearly nine months had passed without DRC providing a substantive response, Hogan Lovells filed a mandamus action in this court. Id. at ¶ 3-4. DRC eventually gave Hogan Lovells some responsive records, but it withheld or redacted other records based on a claimed exemption under R.C. 2949.221(B)(1), which prohibits the disclosure of records that identify or could reasonably lead to the identification of certain persons participating in activities relating to lethal-injection drugs. Id. at ¶ 4-5. {¶ 4} We granted Hogan Lovells’s requested writ in part, ordering DRC to produce redacted copies of four pieces of correspondence that DRC previously had withheld in their entirety. Hogan Lovells, 156 Ohio St.3d 56, 2018-Ohio-5133, 123 N.E.3d 928, at ¶ 24. But we denied the writ concerning other records, either because protected information was “inextricably intertwined,” id. at ¶ 24, with the remainder of the information in the record or because DRC had created or received the records after Hogan Lovells had made its request. Id. at ¶ 24, 30, 47. We determined that

2 January Term, 2021

Hogan Lovells was entitled to an award of court costs and attorney fees. Id. at ¶ 46. We did not award statutory damages, however, because Hogan Lovells had not transmitted its request in a qualifying manner under the applicable version of R.C. 149.43(C)(2). Id. at ¶ 35. {¶ 5} In July 2019, Hogan Lovells made another request for records relating to DRC’s plans for carrying out executions by lethal injection. Hogan Lovells sent the request by e-mail to DRC’s general public-information address, with “Ohio public records request” written in the subject line. This e-mail request was similar to the one Hogan Lovells had made in 2016 and sought 16 specific records that postdated the first request. Hogan Lovells brought this action in November 2019, after DRC had failed to acknowledge or respond to the request for more than three months. In addition to the records, Hogan Lovells seeks awards of statutory damages, attorney fees, and court costs. {¶ 6} Four days after Hogan Lovells filed its complaint, DRC responded to the records request. Although DRC provided more than 120 pages of documents, it asserted that other documents were exempt from disclosure. Two specific requests— Nos. 11 and 16—are now at issue. {¶ 7} In request No. 11, Hogan Lovells asked for correspondence between DRC and any other party from January 1, 2019, to July 19, 2019, “regarding any considered, proposed, or current execution protocols, regulations, guidelines, checklists, notes, or other documents that instruct or direct the carrying out of an execution.” DRC produced a policy that establishes guidelines for carrying out executions. That policy is labeled “01-COM-11” and is dated as being effective October 7, 2016. But DRC withheld four other responsive documents from Hogan Lovells’s request No. 11: (1) a summary of execution-protocol options prepared by DRC’s chief counsel, (2) a May 16, 2019 e-mail and attached document sent by DRC’s chief counsel to two DRC employees, (3) a May 21, 2019 e-mail and attached document sent by a DRC employee to DRC’s chief counsel, and (4) a June 11, 2019

3 SUPREME COURT OF OHIO

e-mail and attached document sent by DRC’s chief counsel to the governor’s chief counsel. DRC asserted that the withheld records were protected under the attorney- client and work-product privileges, and it noted that a federal court, in a case challenging Ohio’s execution protocol, had found that those records were privileged. {¶ 8} In request No. 16, Hogan Lovells asked for “[r]ecords pertaining to training activities or exercises related to execution procedures or protocol from January 1, 2019 through [July 19, 2019], including any and all records pertaining to any substances used during the training exercises and including any reports, evaluations, or other documents produced pursuant to such trainings.” In response to that request, DRC produced training logs, training forms, agendas for planning and status meetings, and execution-team training schedules. But DRC withheld records of trainings or exercises conducted for the execution of specific inmates. DRC asserted that those records were exempt under R.C. 5120.21(F), which states that “records of inmates” generally “shall not be considered public records.” {¶ 9} After DRC filed its answer to Hogan Lovells’s complaint, we granted an alternative writ and ordered the parties to submit evidence and file briefs in accordance with S.Ct.Prac.R. 12.05. 158 Ohio St.3d 1480, 2020-Ohio-1487, 143 N.E.3d 516. Pursuant to this court’s subsequent order, DRC filed under seal for in camera inspection unredacted copies of all the records that it had withheld in response to Hogan Lovell’s request Nos. 11 and 16. 159 Ohio St.3d 1467, 2020-Ohio-3884, 150 N.E.3d 121. II. ANALYSIS {¶ 10} R.C. 149.43(B)(1) requires a public office, on request, to make public records available for inspection within a reasonable period of time. A person denied access to public records may seek to compel their production in a mandamus action. R.C. 149.43(C)(1)(b). To prevail, the requester must establish by clear and convincing evidence a clear legal right to the records and a corresponding clear legal duty on the part of the respondent to provide them. State ex rel. Am. Civ. Liberties

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2021 Ohio 1762, 179 N.E.3d 1150, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-hogan-lovells-us-llp-v-ohio-dept-of-rehab-corr-ohio-2021.