State Ex Rel. Flores v. State

516 N.W.2d 362, 183 Wis. 2d 587, 1994 Wisc. LEXIS 58
CourtWisconsin Supreme Court
DecidedMay 25, 1994
Docket92-2114-W
StatusPublished
Cited by72 cases

This text of 516 N.W.2d 362 (State Ex Rel. Flores v. State) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. Flores v. State, 516 N.W.2d 362, 183 Wis. 2d 587, 1994 Wisc. LEXIS 58 (Wis. 1994).

Opinions

DAY, J.

This case is before this court upon certification from the court of appeals pursuant to sec. (Rule) 809.61, Stats., of a petition for writ of habeas corpus, claiming ineffective assistance of appellate counsel.

The following two questions were certified:

(1) Is it ineffective assistance of appellate counsel for an appointed attorney to close a file without informing the defendant of the option of a no merit report?
(2) If so, should such a rule be imposed prospectively only?

[601]*601The first certified question posed by the court of appeals is actually two separate questions in practice: (1) was the defendant properly informed about his rights to appeal, including an explanation of the No Merit report option, provided by sec. (Rule) 809.32, Stats.?; (2) did defendant's appellate counsel withdraw improperly in violation of sec. (Rule) 809.32, Stats.?1

On the facts of this case, we conclude that there was no ineffective assistance of appellate counsel. Mr. Robert Flores was adequately informed of his rights of appeal and validly waived his appeal. Counsel's performance was not deficient; counsel did not withdraw improperly.

Since resolution of these issues does not involve the formulation of any new rules, the second question certified by the court of appeals need not be addressed. We do make some recommendations aimed at avoiding confusion over whether withdrawal of counsel is done properly, but we decline the invitation to formulate fixed and binding rules in this area at this time.

[602]*602This case has a unique procedural history. Following a plea of no contest, Mr. Flores was convicted in November of 1985 of attempted first-degree murder while armed with a dangerous weapon. In the years following that conviction, Mr. Flores filed several pro se motions for post-conviction relief, citing sec. 974.06, Stats., and one petition for writ of habeas corpus. He raised a number of issues not pertinent here. However, it was not until almost four years after the deadline for direct appeal had passed, in the third of the three motions under 974.06, Stats., that Mr. Flores first alleged ineffective assistance of appellate counsel. Specifically, he alleged that his appellate counsel, Atty. Mary E. Waitrovich, First Assistant State Public Defender, Appellate Division, had abandoned his appeal and failed to file a No Merit report pursuant to sec. (Rule) 809.32, Stats.

In State v. Flores, 158 Wis. 2d 636, 462 N.W.2d 899 (1990) (Flores I), the court of appeals resolved the other allegations raised in Mr. Flores' latest sec. 974.06, Stats., motion, but remanded the ineffective assistance of appellate counsel claim to the trial court for an evi-dentiary hearing. That hearing was held in March of 1991. The case was returned to the court of appeals where, following this court's instructions in State v. Knight, 168 Wis. 2d 509, 519 n.6, 484 N.W.2d 540 (1992), the court of appeals construed Mr. Flores' latest sec. 974.06, Stats., motion as a petition for a writ of habeas corpus. State v. Flores, 170 Wis. 2d 272, 275, 278, 488 N.W.2d 116 (1992) (Flores II). Owing to an error during the first evidentiary hearing, a second evidentiary hearing was ordered, known as a "Machner hearing," to hear testimony on the ineffective assistance of appellate counsel claim. See, State v. Machner, [603]*60392 Wis. 2d 797, 804, 285 N.W.2d 905 (Ct. App. 1979). This second hearing was held in September of 1992.

Based upon the testimony in this second eviden-tiary hearing, the appointed referee, Judge William R. Moser, concluded that there had been ineffective assistance of counsel. The record was sent back to the court of appeals which then sought certification to this court pursuant to sec. (Rule) 809.61, Stats., which was granted.

We conclude that Mr. Flores was adequately informed of his rights of appeal and validly waived his appeal. Counsel's performance was not deficient, and we further conclude that counsel did not withdraw improperly. The petition for the writ is denied.

The first issue in this case is whether Mr. Flores was properly informed about his rights to appeal, including an explanation of the No Merit report option, pursuant to sec. (Rule) 809.32, Stats.

Every convicted criminal defendant must be properly informed of the right to appeal. See, Peterson v. State, 54 Wis. 2d 370, 382, 195 N.W.2d 837 (1972); Whitmore v. State, 56 Wis. 2d 706, 718-720, 203 N.W.2d 56 (1973); State v. Argiz, 101 Wis. 2d 546, 561—562, 305 N.W.2d 124 (1981); and United States ex rel. Singleton v. Woods, 440 F.2d 835, 836 (7th Cir. 1971). The duty of informing a criminal defendant of the right to appeal is divided between the trial court and defendant's counsel. "[T]he trial court is obligated in all cases to inform the defendant of his right to appeal from the conviction — whether after a plea of guilty or after trial." Peterson, 54 Wis. 2d at 382. The information that should be given to criminal defendants regarding their appeal rights is contained in Wisconsin Jury Instructions — Criminal, Special [604]*604Materials 33 (SM-33). Peterson, 54 Wis. 2d at 382. In cases subsequent to Peterson this court has specified the manner in which this information should be conveyed. See, Whitmore; Argiz. A codification of procedures concerning the notice of rights to appeal and representation are contained in sec. 973.18, Stats. This court has also taken measures to ensure that criminal defendants are adequately represented from the point of sentencing through to prosecution of an appeal. See, Whitmore.

We note that all of these procedures were complied with in Mr. Flores' case. He does not dispute that he was properly informed of his right to appeal at the trial level.

Beyond these measures, however, much of the responsibility for properly informing a defendant about the rights of appeal must remain inevitably with defendant's post-conviction and appellate counsel. Thus, the right to be informed goes hand-in-hand with the right to be represented by counsel on appeal. The United States Supreme Court has held that the right to counsel is guaranteed on the first appeal as of right. Douglas v. California, 372 U.S. 353, 356-357, 83 S. Ct. 814 (1963); Entsminger v. Iowa, 386 U.S. 748, 751, 87 S. Ct. 1402 (1967).2 This court has likewise ruled.3 Under Wisconsin law, appellate counsel is appointed [605]*605for an indigent criminal defendant who has filed a notice of intent to pursue an appeal as of right from a conviction. See, sec. (Rule) 809.30(2)(b) and (e), Stats. The guarantee of counsel on appeals as of right includes the guarantee of effective assistance of counsel on appeal. Evitts v. Lucey, 469 U.S. 387, 396-397, 105 S. Ct. 830 (1985); McMann v. Richardson, 397 U.S. 759, 771 n.14, 90 S. Ct. 1441 (1970); State v.

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Bluebook (online)
516 N.W.2d 362, 183 Wis. 2d 587, 1994 Wisc. LEXIS 58, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-flores-v-state-wis-1994.