State ex rel. Edmondson v. Two Hundred Thousand Four Hundred Ninety & No/100ths Dollars ($200,490.00) in U.S. Currency

2001 OK CIV APP 135, 39 P.3d 160, 73 O.B.A.J. 152, 2001 Okla. Civ. App. LEXIS 106
CourtCourt of Civil Appeals of Oklahoma
DecidedAugust 10, 2001
DocketNo. 94,918
StatusPublished

This text of 2001 OK CIV APP 135 (State ex rel. Edmondson v. Two Hundred Thousand Four Hundred Ninety & No/100ths Dollars ($200,490.00) in U.S. Currency) is published on Counsel Stack Legal Research, covering Court of Civil Appeals of Oklahoma primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State ex rel. Edmondson v. Two Hundred Thousand Four Hundred Ninety & No/100ths Dollars ($200,490.00) in U.S. Currency, 2001 OK CIV APP 135, 39 P.3d 160, 73 O.B.A.J. 152, 2001 Okla. Civ. App. LEXIS 106 (Okla. Ct. App. 2001).

Opinions

HANSEN, Chief Judge.

[ 1 In this action for forfeiture pursuant to the Uniform Controlled Dangerous Substances Act (the Act), 68 O.S. Supp.1997 §§ 2-101 et seq., Appellant, the State of Oklahoma (State), appeals from summary judgment in favor of Appellee, Maria Azuce-na Pena (Claimant).

T2 Claimant and her husband, Melchor Pena, who died during pendency of this action, were arrested after their car was stopped on February 28, 1997, in Oklahoma City. The arresting officer stated the stop was for speeding, improper lane change and following too closely. Melchor Pena, who [162]*162was driving, had no driver license, but only a receipt for an out of state traffic violation.

¶ 3 After being unable to verify Claimant’s ownership of the vehicle, the arresting officer asked Melchor Pena some questions and received what he said were inconsistent answers. After Melchor Pena consented to a search of the car, the officer found the contested money under the rear seat. No other items were seized from the car. Trace quantities of cocaine on the money were found by chemical analysis.

¶ 4 According to the arresting officer, Claimant and Melchor Pena denied knowledge of, or ownership of, the money. They both signed documents entitled Voluntary Disclaimer of Interest and Ownership in regard to the seized money. The disclaimer form also contained a provision waiving notice of and the right to plead in a forfeiture action.

¶ 5 On March 25, 1997, State filed a Notice of Seizure and Intended Forfeiture of the money, giving notice to Claimant and Mel-chor Pena by naming them as interested parties. Criminal charges were also filed alleging they transported proceeds known to be derived from violation of the Act. The notice of intended forfeiture alleged the seized currency was forfeitable pursuant to 63 O.S. Supp.1997 § 2-503 (A) and(B), which is part of the Act. More particularly, in language derived from § 2-503, the notice alleged the currency:

... was on or about the 23rd day of February, 1997, furnished or intended to be furnished in exchange for controlled dangerous substances, cocaine, or was proceeds from such exchange. Said Currency was found in close proximity to a controlled dangerous substance, to wit: cocaine. Further said Currency was acquired during the period of a violation of [the Act] or within a reasonable time after such period and there is no likely source for such Currency other than the violation of [the Act].

¶ 6 The Penas filed an Answer to State’s notice. They denied the specific allegations in State’s notice, including denial of a voluntary disclaimer. Melchor Pena initially filed a Motion for Summary Judgment, but after his death on October 7, 1998, Claimant, individually and as special administratrix, was substituted as claimant and filed a second Motion for Summary Judgment.

¶ 7 In the brief supporting Claimant’s motion, she asserted several substantive grounds for judgment and also argued State was precluded from forfeiture by the doctrine of conclusiveness of judgment or collateral estoppel. The basis for this latter argument by Claimant was that criminal charges brought on the same facts had, upon Claimant’s motion, been dismissed on August 18, 1998. Claimant reiterated these arguments in an amended motion for summary judgment filed in April 1999.

¶ 8 State filed its own motion for summary judgment. State asserted the search and seizure of the currency was constitutionally permissible and that Claimant had abandoned the money when she signed the disclaimer. State further asserted it was not estopped from proceeding with the forfeiture because the criminal action against Claimant was dismissed construing different language. State reiterated its abandonment assertion in its April 1999 response to Claimant’s amended motion, and argued collateral estoppel was inapplicable because there was no identity of parties. That is, State argued the currency was the in rem party here, not Claimant.

¶ 9 In April 2000, Claimant filed a Motion in Limine/Motion to Suppress the evidence based upon illegal arrest, search, and seizure. She argued her arrest, the search, and seizure of the money were constitutionally impermissible because in dismissing the criminal action the court had held no crime had been committed. She asked the trial court to order suppression of any evidence obtained from her arrest and the search of her vehicle or person.

¶ 10 The trial court found identity of parties and facts with the criminal case, and based upon the motion to suppress being granted there, granted Claimant’s motion to suppress here. The trial court found Claimant had been illegally arrested, and ordered exclusion of all evidence subsequent to the arrest “pursuant to the exclusionary rule [163]*163and/or the fruit of the poisonous tree doctrine."

111 The trial court entered summary judgment in favor of Claimant in June 2000. The court specifically found collateral estop-pel applied, with the concomitant finding of no violation, or intended violation, of the Act. The court made further specific findings consistent with the statutory language of each alleged violation of § 2-508. The trial court ordered the seized currency released to Claimant's attorney. State brings its appeal from this judgment of the trial court.

112 State alleges the trial court erred in granting judgment in favor of Claimant because [1] Claimant had no standing to claim the seized currency because both she and Melchor Pena executed disclaimers of interest and ownership, [2] collateral estoppel was erroneously applied, and [3] summary judgment was inappropriate in view of substantial controversy regarding material facts.

118 Because of State's specific assertions, we find it more appropriate to consider the issue of collateral estoppel first. While the rule of res judicata bars relit-igation of the same cause between the same parties, the principle of collateral estoppel operates with respect to a different cause of action, where issues raised in the latter action were actually litigated in the former. Hildebrand v. Gray, 1998 OK CIV APP 182, 866 P.2d 447. In Hildebrand, the Court of Civil Appeals, quoted the following rule from Schneider v. Republic Supply Co., 1926 OK 889, 123 Okla. 98, 252 P. 45:

For a judgment to be an estoppel, there must be an identity of parties, as well as of subject matter; and the parties between whom the judgment is claimed to be an estoppel must have been parties to the action in which it was rendered in the same capacities and in the same antagonistic relation, or in privity with the parties in such former action.

114 We find the elements set forth in Schneider satisfied. We are unpersuaded by State's assertion there is no identity of parties because the property to be forfeited is the fictional defendant here. Forfeiture has been described as an in rem proceeding brought against property by utilizing a legal fiction that the property is guilty of a crime. State v. 1988 Toyota Corolla, 1994 OK CIV APP 51, 879 P.2d 830. However, this type of proceeding does not preclude Claimant's standing as a party to the action.

T 15 Section 2-506 of the Act, which provides the procedure for the forfeiture proceeding, requires owners and other parties in interest to be given notice of the proceeding.

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Related

Hildebrand v. Gray
1993 OK CIV APP 182 (Court of Civil Appeals of Oklahoma, 1993)
Schneider v. Republic Supply Co.
1926 OK 889 (Supreme Court of Oklahoma, 1926)
State v. 1983 Toyota Corolla
879 P.2d 830 (Court of Civil Appeals of Oklahoma, 1994)
Gaines v. State ex rel. Oklahoma Department of Corrections
1998 OK CIV APP 182 (Court of Civil Appeals of Oklahoma, 1998)

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Bluebook (online)
2001 OK CIV APP 135, 39 P.3d 160, 73 O.B.A.J. 152, 2001 Okla. Civ. App. LEXIS 106, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-edmondson-v-two-hundred-thousand-four-hundred-ninety-oklacivapp-2001.