State ex rel. Counsel for Dis. v. Maxell

990 N.W.2d 536, 314 Neb. 346
CourtNebraska Supreme Court
DecidedMay 26, 2023
DocketS-22-195
StatusPublished

This text of 990 N.W.2d 536 (State ex rel. Counsel for Dis. v. Maxell) is published on Counsel Stack Legal Research, covering Nebraska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State ex rel. Counsel for Dis. v. Maxell, 990 N.W.2d 536, 314 Neb. 346 (Neb. 2023).

Opinion

Nebraska Supreme Court Online Library www.nebraska.gov/apps-courts-epub/ 05/26/2023 09:08 AM CDT

- 346 - Nebraska Supreme Court Advance Sheets 314 Nebraska Reports STATE EX REL. COUNSEL FOR DIS. V. MAXELL Cite as 314 Neb. 346

State of Nebraska ex rel. Counsel for Discipline of the Nebraska Supreme Court, relator, v. Benjamin E. Maxell, respondent. ___ N.W.2d ___

Filed May 26, 2023. No. S-22-195.

Original action. Judgment of disbarment. Heavican, C.J., Miller-Lerman, Cassel, Stacy, Funke, Papik, and Freudenberg, JJ. Per Curiam. INTRODUCTION This case is before the court on the voluntary surrender of license filed by the respondent, Benjamin E. Maxell, on March 31, 2023. The court accepts the respondent’s voluntary surren- der of his license and enters a judgment of disbarment. STATEMENT OF FACTS The respondent was admitted to the practice of law in the State of Nebraska on September 19, 2003. At all times rel- evant to these proceedings, the respondent was engaged in the practice of law in Omaha, Nebraska. Pursuant to Neb. Ct. R. § 3-302, the respondent is under the jurisdiction of the Committee on Inquiry of the Second Judicial District. On June 7, 2021, we administratively suspended the respond­ ent’s license to practice law due to his failure to report his continuing legal education compliance for the year 2020. His license remains suspended. - 347 - Nebraska Supreme Court Advance Sheets 314 Nebraska Reports STATE EX REL. COUNSEL FOR DIS. V. MAXELL Cite as 314 Neb. 346

On March 24, 2022, the Counsel for Discipline of the Nebraska Supreme Court, the relator, filed formal charges against the respondent. A referee was appointed on June 21. On February 22, 2023, the relator filed amended formal charges. The amended formal charges consist of 13 counts and allege violations of the following Nebraska Rules of Professional Conduct (disciplinary rules): Neb. Ct. R. of Prof. Cond. §§ 3-501.1 (rev. 2017) (competence), 3-501.3 (dili- gence), 3-501.4 (communications), 3-508.1 (response to dis- ciplinary matters), and 3-508.4(a) through (d) (rev. 2016) (misconduct), as well as his oath of office as an attorney licensed in the State of Nebraska, Neb. Rev. Stat. § 7-104 (Reissue 2022). On March 31, 2023, the respondent filed a voluntary sur- render of his license to practice law. The respondent states that for purposes of this voluntary surrender, he knowingly does not challenge or contest the allegations of the amended formal charges, that he freely and voluntarily consents to the entry of an order of disbarment, and that he waives his right to notice, appearing, or hearing prior to the entry of disbarment. Count I. In early 2020, the respondent was retained by Joseph and Kathy Ellis to defend them in a civil contract suit, and he filed an appearance in the district court for Douglas County, Nebraska, on their behalf. The respondent caused delays and failed to respond for several months to discovery requests on behalf of his clients, despite several emails and a motion to compel discovery. In November 2020, without notifying his clients, the respondent stipulated that they would submit discovery responses within 21 days. The respondent did not submit the discovery responses within 21 days, or at any time thereafter. On February 4, 2021, opposing counsel moved to compel the Ellises to submit their discovery responses and for sanctions. Following a hearing, the district court ordered - 348 - Nebraska Supreme Court Advance Sheets 314 Nebraska Reports STATE EX REL. COUNSEL FOR DIS. V. MAXELL Cite as 314 Neb. 346

the Ellises to file answers to interrogatories by March 16 or their answer would be struck. The court assessed a sanction of $750 against the Ellises for the plaintiff’s attorney fees. The respondent did not inform his clients of these proceedings. Subsequently, the respondent failed to notify his clients that the plaintiff had filed a motion for partial summary judgment against them or that a hearing was set on the motion. The respondent failed to appear at the hearing, and the district court granted the motion for summary judgment. After the respondent’s license to practice law was adminis- tratively suspended by the Nebraska Supreme Court, he failed to inform his clients that his license was suspended and failed to deliver the clients’ file to the clients or replacement coun- sel. The Ellises filed a grievance with the relator against the respondent, and the relator mailed a copy of the Ellises’ griev- ance to the respondent. The respondent failed to respond to the grievance as directed and failed to timely respond to a letter from the relator investigating the grievance and requesting a copy of the case file. The amended formal charges allege that by his actions, the respondent violated his oath of office as an attorney licensed to practice law in the State of Nebraska and violated disciplinary rules §§ 3-501.1 (competence), 3-501.3 (diligence), 3-501.4 (communications), 3-508.1 (failure to respond to counsel for discipline), and 3-508.4(a), (c), and (d) (misconduct). Count II. Count II also relates to the respondent’s representation of the Ellis family. On July 10, 2019, Kathy and her son, Dalton Ellis, paid the respondent an advance fee and hired him to pursue a claim by Dalton against the University of Nebraska at Omaha. The respondent contacted the university, but failed to provide any documents to his clients and failed to resolve the matter. Sometime after January 1, 2020, the respondent informed the clients that he would be filing suit. However, no suit was filed, and the respondent stopped communicating - 349 - Nebraska Supreme Court Advance Sheets 314 Nebraska Reports STATE EX REL. COUNSEL FOR DIS. V. MAXELL Cite as 314 Neb. 346

with Kathy and Dalton. On June 18, 2021, Kathy and Dalton filed a grievance with the relator against the respondent. The relator mailed a copy of the grievance to the respondent, who did not respond as directed. On November 9, 2021, the relator sent a letter to the respond­ent directing him to answer specific questions regard- ing his representation of Dalton and to provide a copy of his file. The respondent failed to timely respond. The amended formal charges allege that by his actions, the respondent violated his oath of office as an attorney licensed to practice law in the State of Nebraska as provided by statute, § 7-104, and violated disciplinary rules §§ 3-501.3 (diligence), 3-501.4 (communications), 3-508.1 (failure to respond to coun- sel for discipline), and 3-508.4(a) (misconduct). Count III. Count III relates to the respondent’s representation of James Bothmer in a claim against Creighton University. On July 19, 2019, the respondent filed suit on behalf of Bothmer in the district court for Douglas County. After Creighton University filed its answer in August 2019, no further action was taken in the case. On November 18, the district court sent notice that the case would be dismissed in 30 days unless a pro- posed scheduling order was filed. In December, the district court entered a scheduling order signed by the respondent and opposing counsel. The scheduling order set discovery dead- lines and directed the parties to be prepared for a jury trial not later than July 1, 2020. Because the respondent failed to timely prosecute his client’s case, amended scheduling orders were entered on May 21, September 2, and December 2. Trial was continued because the respondent had failed to prepare. After the respondent’s license to practice law was admin- istratively suspended on June 7, 2021, the respondent failed to inform his client, the court, and opposing counsel of his suspension. On June 8, 2021, the district court scheduled a status con- ference for August 17.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

§ 7-104
Nebraska § 7-104
§ 7-114
Nebraska § 7-114

Cite This Page — Counsel Stack

Bluebook (online)
990 N.W.2d 536, 314 Neb. 346, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-counsel-for-dis-v-maxell-neb-2023.