State ex rel. Cleaveland v. Bond

518 S.W.2d 649, 1975 Mo. LEXIS 375
CourtSupreme Court of Missouri
DecidedJanuary 13, 1975
DocketNo. 58337
StatusPublished
Cited by15 cases

This text of 518 S.W.2d 649 (State ex rel. Cleaveland v. Bond) is published on Counsel Stack Legal Research, covering Supreme Court of Missouri primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State ex rel. Cleaveland v. Bond, 518 S.W.2d 649, 1975 Mo. LEXIS 375 (Mo. 1975).

Opinion

HOUSER, Commissioner.

The question for decision is whether the hereinafter italicized portions of §§ 476.520 and 476.570, RSMo 1969, V.A.M.S., granting retirement benefits retroactively to judges who ceased to hold office between September 3, 1970 and September 28, 1971, the effective date of these sections, are unconstitutional as an attempt to grant public money to a private person, in violation of Mo.Const. Art. III, § 38(a), V.A.M.S., or an attempt to grant extra compensation after services have been rendered, in violation of Mo.Const. Art. III, §§ 38(a) and 39(3).

The question arose in the course of a mandamus action brought by Alton B. Cleaveland, an ex-magistrate and probate judge, against Governor Christopher Bond in his capacity as commissioner of administration. Following issuance of the alternative writ, the filing of a return raising the [651]*651constitutional question and relator’s reply, the cause was argued and submitted to the circuit court on stipulation. The court issued its peremptory writ ordering that relator’s claim for retirement benefits be approved. The Governor, in the capacity aforesaid, has .appealed.

The parties agree that relator is above the age of 65 years; that he has served in excess of 12 years as Probate Judge and Magistrate of Caldwell County; that he retired from office on December 31, 1970, upon expiration of his term; that his retirement occurred prior to the passage of the 1971 judicial retirement act; that on September 21, 1971 he applied for and attempted to exercise the option for retirement benefits under §§ 476.515 through 476.570, RSMo 1969, V.A.M.S. and more particularly §§ 476.520 and 476.570, and that the 1971 judicial retirement act became effective on September 28, 1971.

Section 476.520 provides: “Any person, sixty-five years of age or older, who has served in this state an aggregate of twelve years, continuously or otherwise, as a judge, and who, after September 3, 1970, ceased or ceases to hold office by reason of the expiration of his term, voluntary resignation, or retirement under the provisions of subsection 2 of section 27 of article V of the Constitution of Missouri may receive benefits as provided in sections 476.515 to 476.570. All judges required by the provisions of section 30 of article V of the constitution to retire at the age of seventy years shall retire upon reaching that age, and if they have served in this state an aggregate of twelve years, continuously or otherwise, as a judge, shall receive benefits as provided in sections 476.515 to 476.570. The twelve years requirement of this section may be fulfilled by service as judge in any of the courts covered, or by service in any combination as judge of such courts, totaling an aggregate of twelve years.”

Section 476.570 provides: “Any judge who held office on or after September 3, 1970, and who is otherwise eligible, shall participate in the retirement system established by sections 476.515 to 476.570; except that, a judge holding office on September 3, 1970, shall have the option to elect to participate in the retirement system established by sections 476.450 through 476.510, RSMo 1969. The election shall be in writing on forms prescribed by the comptroller, shall be filed with him within sixty days after September 28, 1971, and shall be irrevocable. The provisions of sections 476.450 through 476.510, RSMo 1969, shall apply to all other persons qualifying thereunder.”

Mo.Const. Art. III, § 38(a) provides: “The general assembly shall have no power to grant public money or property, or lend or authorize the lending of public credit, to any private person, association or corporation, excepting aid in public calamity, and general laws providing for pensions for the blind, for old age assistance, for aid to dependent or crippled children or the blind, for direct relief, for adjusted compensation, bonus or rehabilitation for discharged members of the armed services of the United States who were bona fide residents of this state during their service, and for the rehabilitation of other persons. Money or property may also be received from the United States and be redistributed together with public money of this state for any public purpose designated by the United States.”

Mo.Const. Art. III, § 39(3) provides: “The general assembly shall not have power: . . . (3) To grant or to authorize any county or municipal authority to grant any extra compensation, fee or allowance to a public officer, agent, servant or contractor after service has been rendered or a contract has been entered into and performed in whole or in part.”

From the standpoint of age, length of judicial service, and retirement after September 3, 1970, Judge Cleaveland is qualified and eligible for the benefits provided by the 1971 judicial retirement act, unless the constitutional challenge is sustained.

[652]*652“Most courts hold that statutes which purport to grant pensions to persons already retired from public employment at the time of the enactment are unconstitutional as amounting to gratuities for private purposes,1 or as within a prohibition against the giving of extra compensation to a public officer or employee after the services have been rendered,2 or the like. * * * ” 60 Am.Jur.2d Pensions and Retirement Funds § 40, p. 910. From our research and that of counsel the text might well have read “All courts but one hold * * for the only case to the contrary cited to us or to be found is the 4 — 3 decision of the Supreme Court of Colorado in Bedford v. White, 106 Colo. 439, 106 P.2d 469 (1940), upholding the constitutionality of a statute authorizing payment of pensions to former Supreme Court justices who were not members of the court when the statute was enacted. A penetrating, indeed devastating, dissenting opinion points up the unsoundness of the reasoning of the majority opinion, which Justice Burke characterized as a “wilderness of words.”

The reasoning of the courts which have considered this question irrefutably demonstrate that under analogous constitutional provisions retroactive retirement laws written to include public officers or employees not in the public service at the time of enactment are unconstitutional.

The justification and basis for the enactment of statutes providing retirement benefits for public officers and employees is the public benefit to be derived from (1) encouraging competent and faithful public officers and employees to remain in the service over prolonged periods and not to seek employment elsewhere, and (2) encouraging retirement from public service of “those who by devoting their best energies for a long period of years to the performance of duties in a public office or employment have, by reason thereof or of advanced age, become incapacitated from performing the duties as well as they might be performed by others more youthful or in greater physical or mental vigor. * * *

“But to be valid under constitutional requirements, the pensions must be conferred upon persons who at the time of receiving the right to them are officers or employees of the municipality. They cannot be conferred upon persons who had, previously to the grant, retired from the service of the city. A pension to such persons is an appropriation of public funds for the benefit of individuals, and a gift or gratuity.” Dillon on Municipal Corporations, Sth Ed., § 430.

In Littleton v.

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Bluebook (online)
518 S.W.2d 649, 1975 Mo. LEXIS 375, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-cleaveland-v-bond-mo-1975.