State Ex Rel. Clarke v. Carballo

265 N.W.2d 285, 83 Wis. 2d 349, 1978 Wisc. LEXIS 993
CourtWisconsin Supreme Court
DecidedMay 2, 1978
Docket76-326
StatusPublished
Cited by12 cases

This text of 265 N.W.2d 285 (State Ex Rel. Clarke v. Carballo) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
State Ex Rel. Clarke v. Carballo, 265 N.W.2d 285, 83 Wis. 2d 349, 1978 Wisc. LEXIS 993 (Wis. 1978).

Opinion

DAY, J.

This is an appeal from a judgment of the Milwaukee County Circuit Court. The petitioner-appellant, Charles Clarke (hereafter petitioner) sought cer-tiorari review of his parole board hearing. The petitioner claimed that the parole board (hereafter board) denied him procedural due process in the manner in which his hearing was conducted. The trial court order affirmed the board’s decision.

There are two questions on appeal. First, was the petitioner denied a proper hearing because of the board’s failure to follow the procedures outlined in its own Manual Of Policy And Procedures? Second, is the petitioner’s claim of denial of a proper hearing moot because any defects in the first hearing were in effect “cured” by a subsequent parole hearing given to the petitioner?

The petitioner claims that the procedures followed denied him due process under the Fourteenth Amendment *351 of the United States Constitution because he was not provided with copies of materials that were considered by the board in making its decision to deny him parole. We do not reach the due process issue because the petitioner did not receive a proper hearing due to the board’s failure to comply with its own rules. However, a majority of the court holds that the issue is moot because there is no effective remedy that this court could supply. The petitioner has already been given a subsequent hearing by the board in January of 1977.

At the time this issue arose the defendant was incarcerated in Waupun State Prison. On December 18th, the petitioner received a “Notice of Parole Board Interview.” The notice listed general factors to be considered by the parole board. A parole information packet dated December 1, 1975 listed various materials that would be used by the board in reaching its decision. 1

*352 On January 7, 1976, the petitioner’s parole hearing was held at the Wisconsin State Prison in Waupun. The petitioner acknowledged receipt of the notice of interview and the information packet. The petitioner made no objection to any of the material in the packet, but went to see his social worker because of confusion concerning the packet. He also contacted the records office at the prison about the packet. Both the records office and the social worker told the petitioner that they had no control over the packet or its contents.

At the time of the hearing the board was aware of the documents that the petitioner did and did not receive. Nonetheless, the board went on to consider conduct reports and the petitioner’s prior record on parole in making its decision, although neither the conduct reports nor the prior parole record were part of the information packet.

The board denied parole and deferred further consideration of parole for one year.

The petitioner sought review by writ of certiorari and on June 25, 1976, a hearing was held before the circuit court for Milwaukee County on the writ to review the board’s hearing. The writ was denied.

A previous appeal was dismissed without prejudice by stipulation of the parties. The petitioner then appealed from a November 9, 1976 circuit court judgment that affirmed the board’s decision.

On certiorari review of parole board hearings before the circuit court,

“The well-settled rule in Wisconsin is that. . . the reviewing court is limited to determining: (1) Whether the board kept within its jurisdiction; (2) Whether it acted according to law; (3) whether its action was arbitrary, oppressive or unreasonable and represented its will and not its judgment; and (4) whether the evidence was such that it might reasonably make the order or determination *353 in question.” State v. Goulette, 65 Wis.2d 207, 215, 222 N.W.2d 622 (1974).

The board contends that the question on appeal is whether the board’s present parole procedures provide adequate due process protection. This court has frequently stated that it will, “. . . never . . . anticipate a question of constitutional law in advance of the necessity of deciding it. . .” State ex rel. Ellenburg v. Gagnon, 76 Wis.2d 532, 536, 251 N.W.2d 773 (1977); Cohen v. Towne Realty, Inc., 54 Wis.2d 1, 4, 5, 194 N.W.2d 298 (1972). Before the constitutional sufficiency of the board’s procedure is determined it must first be determined whether the board even followed the procedures contained in their own manual.

The significance of the board’s procedures have been highlighted by two previous cases. In Goulette this court stated that

“. . . a hearing with minimal due process or fair play standards should be provided at a parole hearing . . .” 65 Wis.2d at 216.

But rather than expounding on the requirements of such a hearing this court stated,

“We do not deem it advisable for further comment upon the manner of conducting the hearing nor the adequacy of the standards which apply because we are informed that the department is now in the process of formulating, in written form, the procedures and standards to be used by the Parole Board in parole hearings. Our review of the necessary procedures and standards should await the department’s determination of these questions, provided, of course that they are forthcoming and effective within a reasonably short period of time.” 65 Wis. 2d at page 216.

In State ex rel. Tyznik v. H&SS Dept., 71 Wis.2d 169, 170-174, 238 N.W.2d 66 (1976) the petitioner claimed *354 that he was denied due process because prior to his parole hearing he was not informed of the standards to be used by the board in reaching its decision. The record in Tyznik reflected the lack of such criteria and the case was remanded for the development and promulgation of parole standards within sixty days of the date of remand.

In this case the board or the Department of Health and Social Services has promulgated procedures and this court has taken judicial notice of the board’s manual. 2

Sec. 3.1.2(b) of the board’s manual 3 provides that the Division of Corrections is responsible for the timely prep *355 aration of a Parole Information Packet (hereafter packet) for each parole applicant. The packet should include, among other things, conviction records, program reviews, a parole planning sheet, misconduct reports resulting in a finding of guilty in the last twelve months, violation reports on the most recent probation or parole supervision and the sentencing portion of the court transcript.

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Bluebook (online)
265 N.W.2d 285, 83 Wis. 2d 349, 1978 Wisc. LEXIS 993, Counsel Stack Legal Research, https://law.counselstack.com/opinion/state-ex-rel-clarke-v-carballo-wis-1978.